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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$38.6M +$6.63M +222,554 +22%
LPL Financial
2
LPL Financial
California
$17.6M +$1.73M +58,146 +12%
PCH
3
PGIM Custom Harvest
New Jersey
$9.94M +$7.38M +247,593 +375%
HI
4
Harbour Investments
Wisconsin
$8.92M +$164K +5,490 +2%
CAG
5
Csenge Advisory Group
Florida
$6.06M +$400K +13,409 +8%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5.95M +$306K +10,276 +6%
OPOWM
7
One Plus One Wealth Management
Florida
$5.55M +$445K +14,945 +9%
CAN
8
Cetera Advisor Networks
California
$5.19M +$758K +25,422 +18%
Wells Fargo
9
Wells Fargo
California
$5M -$578K -19,409 -11%
Truist Financial
10
Truist Financial
North Carolina
$4.98M +$513K +17,203 +12%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.75M +$1.3M +43,484 +58%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.65M -$291K -9,755 -8%
RJA
13
Raymond James & Associates
Florida
$3.31M -$2.44M -81,836 -44%
DWA
14
Delos Wealth Advisors
Texas
$2.82M -$42.3K -1,418 -2%
Bank of America
15
Bank of America
North Carolina
$2.81M -$1.75M -58,652 -40%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.68M -$154K -5,178 -6%
UBS Group
17
UBS Group
Switzerland
$1.87M -$506K -16,964 -22%
VAS
18
Vestmark Advisory Solutions
Massachusetts
$1.66M -$153K -5,128 -9%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$1.45M -$8.2K -275 -0.6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$1.38M -$136K -4,562 -10%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.36M +$197K +6,613 +18%
JAWM
22
J. Arnold Wealth Management
Ohio
$1.19M -$12.5K -421 -1%
NA
23
NewEdge Advisors
Louisiana
$1.19M -$415K -13,911 -27%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$1.13M +$176K +5,898 +20%
TCM
25
Triumph Capital Management
Colorado
$1.08M -$135K -4,522 -12%