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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.5M -$14.7M -471,184 -32%
LPL Financial
2
LPL Financial
California
$14.2M -$5.18M -165,935 -25%
HI
3
Harbour Investments
Wisconsin
$7.88M -$738K -23,676 -8%
RJA
4
Raymond James & Associates
Florida
$5.32M -$189K -6,058 -3%
CAG
5
Csenge Advisory Group
Florida
$5.08M +$266K +8,537 +5%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$5.07M -$1.68M -53,842 -23%
Wells Fargo
7
Wells Fargo
California
$5.06M -$6.78M -217,443 -55%
OPOWM
8
One Plus One Wealth Management
Florida
$4.58M +$5M +160,218 New
Bank of America
9
Bank of America
North Carolina
$4.2M -$1.17M -37,556 -20%
Truist Financial
10
Truist Financial
North Carolina
$4M -$2.05M -65,882 -32%
CAN
11
Cetera Advisor Networks
California
$3.95M +$65K +2,083 +2%
Osaic Holdings
12
Osaic Holdings
Arizona
$3.57M -$137K -4,405 -3%
DWA
13
Delos Wealth Advisors
Texas
$2.76M -$37.8K -1,213 -1%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$2.57M +$614K +19,673 +28%
CAM
15
Concorde Asset Management
Michigan
$2.51M -$71.7K -2,300 -3%
UBS Group
16
UBS Group
Switzerland
$2.17M -$662K -21,223 -22%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$2.14M -$361K -11,568 -13%
PCH
18
PGIM Custom Harvest
New Jersey
$1.89M +$2.06M +66,096 New
VAS
19
Vestmark Advisory Solutions
Massachusetts
$1.65M -$3.83M -122,853 -68%
WA
20
Win Advisors
Florida
$1.59M +$1.74M +55,647 New
NA
21
NewEdge Advisors
Louisiana
$1.47M +$189K +6,069 +13%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.37M +$195K +6,254 +15%
Jane Street
23
Jane Street
New York
$1.36M -$2M -64,269 -57%
Cetera Investment Advisers
24
Cetera Investment Advisers
Illinois
$1.32M -$216K -6,938 -13%
TCM
25
Triumph Capital Management
Colorado
$1.1M +$273K +8,741 +29%