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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$761M +$39.1M +849,177 +5%
Morgan Stanley
2
Morgan Stanley
New York
$143M +$9.83M +213,428 +7%
LPL Financial
3
LPL Financial
California
$76.8M +$6.18M +134,092 +9%
Wells Fargo
4
Wells Fargo
California
$75M -$10.1M -219,915 -12%
Raymond James Financial
5
Raymond James Financial
Florida
$43.6M +$1.69M +36,768 +4%
Bank of America
6
Bank of America
North Carolina
$39.2M +$455K +9,879 +1%
UBS Group
7
UBS Group
Switzerland
$24.6M +$4.78M +103,737 +23%
NP
8
Nilsine Partners
Colorado
$22.5M +$711K +15,433 +3%
NA
9
NewEdge Advisors
Louisiana
$21M -$2.98M -64,699 -12%
ASN
10
Advisory Services Network
Georgia
$18.8M -$1.58M -34,372 -8%
CPA
11
Capital Performance Advisors
California
$16.8M +$17.2M +373,507 New
WWA
12
WCG Wealth Advisors
Nevada
$16.7M +$10.8M +235,296 +173%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$16.4M +$16.5M +357,112 +4,367%
Stifel Financial
14
Stifel Financial
Missouri
$14.7M +$630K +13,667 +4%
NC
15
NewSquare Capital
Pennsylvania
$14.1M -$7.13M -154,740 -33%
Truist Financial
16
Truist Financial
North Carolina
$13.8M -$126K -2,737 -0.9%
BEI
17
Benjamin Edwards Inc
Missouri
$13.5M -$711K -15,423 -5%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$13.3M +$5.36M +116,240 +65%
Osaic Holdings
19
Osaic Holdings
Arizona
$11.9M +$1.18M +25,701 +11%
P
20
&Partners
Tennessee
$11.8M +$12.1M +263,064 New
CAG
21
Csenge Advisory Group
Florida
$10.9M +$400K +8,675 +4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$10M +$691K +14,997 +7%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$8.05M +$961K +20,859 +13%
PCH
24
PGIM Custom Harvest
New Jersey
$7.75M -$459K -9,965 -5%
SF
25
Summit Financial
New Jersey
$7.2M +$170K +3,687 +2%