Rockefeller Capital Management’s First Trust Utilities AlphaDEX Fund FXU Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$361K	Sell	7,269 -49,512	-87%	-$2.38M	﹤0.01%	2157
2025 Q4	$2.56M	Sell	56,781 -541	-0.9%	-$24.9K	﹤0.01%	1150
2025 Q3	$2.61M	Buy	57,322 +201	+0.4%	+$8.85K	0.01%	1051
2025 Q2	$2.42M	Sell	57,121 -1,056	-2%	-$43.9K	0.01%	1045
2025 Q1	$2.39M	Buy	+58,177	New	+$2.3M	0.01%	970
2023 Q1	–	Sell	-3,637	Closed	-$120K	–	2703
2022 Q4	$120K	Buy	3,637 +123	+4%	+$4K	﹤0.01%	1930
2022 Q3	$107K	Hold	3,514	–	–	﹤0.01%	1952
2022 Q2	$113K	Sell	3,514 -30	-0.8%	-$1.01K	﹤0.01%	1877
2022 Q1	$120K	Sell	3,544 -165	-4%	-$5.27K	﹤0.01%	1904
2021 Q4	$121K	Buy	3,709 +272	+8%	+$8.45K	﹤0.01%	1849
2021 Q3	$101K	Sell	3,437 -9,293	-73%	-$289K	﹤0.01%	1860
2021 Q2	$381K	Sell	12,730 -2,055	-14%	-$63K	﹤0.01%	1300
2021 Q1	$440K	Sell	14,785 -3,589	-20%	-$102K	﹤0.01%	1061
2020 Q4	$521K	Sell	18,374 -2,268	-11%	-$64.2K	﹤0.01%	899
2020 Q3	$546K	Buy	20,642 +565	+3%	+$15.1K	0.01%	759
2020 Q2	$518K	Buy	20,077 +17,938	+839%	+$471K	0.01%	691
2020 Q1	$53K	Buy	2,139 +175	+9%	+$4.96K	﹤0.01%	1210
2019 Q4	$57K	Buy	+1,964	New	+$57K	﹤0.01%	1116