SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
426	426 First Trust Dow Jones Global Select Dividend Index Fund FGD $827M	$1.21M	0.04%	49,864 +9,604	+24%	+$232K
427	427 Blackrock BLK $171B	$1.2M	0.04%	1,273 +52	+4%	+$49.2K
428	428 First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund MDIV $451M	$1.2M	0.04%	73,645 +2,167	+3%	+$35.4K
429	429 JPMorgan Active Growth ETF JGRO $6.54B	$1.2M	0.04%	16,308 -1,690	-9%	-$125K
430	430 American Water Works AWK $27.9B	$1.2M	0.04%	8,141 +1,308	+19%	+$193K
431	431 InterDigital IDCC $5.84B	$1.2M	0.04%	5,805 -237	-4%	-$49K
432	432 Pilgrim's Pride PPC $10.7B	$1.2M	0.04%	22,005 -6,582	-23%	-$359K
433	433 Guggenheim Strategic Opportunities Fund GOF $2.42B	$1.19M	0.04%	76,545 -823	-1%	-$12.8K
434	434 iShares iBonds Dec 2028 Term Treasury ETF IBTI $1.07B	$1.19M	0.04%	+53,436	New	+$1.19M
435	435 Howmet Aerospace HWM $76.9B	$1.19M	0.04%	+9,163	New	+$1.19M
436	436 iShares iBonds Dec 2028 Term Corporate ETF IBDT $2.86B	$1.18M	0.04%	+46,797	New	+$1.18M
437	437 TJX Companies TJX $136B	$1.18M	0.04%	9,668 -1,329	-12%	-$162K
438	438 iShares 0-5 Year Investment Grade Corporate Bond ETF SLQD $2.29B	$1.18M	0.04%	23,411 +3,595	+18%	+$181K
439	439 Vista Energy VIST $4.7B	$1.18M	0.04%	25,254 -5,185	-17%	-$241K
440	440 LyondellBasell Industries LYB $20.3B	$1.17M	0.04%	16,674 +11,064	+197%	+$779K
441	441 iShares Dow Jones US ETF IYY $2.51B	$1.17M	0.04%	8,613 -325	-4%	-$44.2K
442	442 Citigroup C $172B	$1.17M	0.04%	16,442 +885	+6%	+$62.8K
443	443 Sprott Physical Silver Trust PSLV $6.78B	$1.16M	0.04%	100,324 -740	-0.7%	-$8.58K
444	444 iShares US Financials ETF IYF $4.08B	$1.16M	0.04%	10,248 +1,655	+19%	+$187K
445	445 iShares MSCI EAFE Growth ETF EFG $12.9B	$1.15M	0.04%	11,536 -5,319	-32%	-$532K
446	446 iShares iBonds Dec 2027 Term Corporate ETF IBDS $3.15B	$1.15M	0.04%	+47,468	New	+$1.15M
447	447 Prologis PLD $99.1B	$1.14M	0.04%	10,212 +1,272	+14%	+$142K
448	448 Rithm Capital RITM $6.33B	$1.14M	0.04%	99,633 +2,047	+2%	+$23.4K
449	449 Invesco BulletShares 2027 Corporate Bond ETF BSCR $3.72B	$1.14M	0.04%	58,088 +11,001	+23%	+$216K
450	450 iShares Morningstar Growth ETF ILCG $2.82B	$1.13M	0.04%	13,973 +735	+6%	+$59.5K