We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCAR icon
451
PACCAR
PCAR
$69.6B
$1.38M 0.04%
11,929
+9,944
+501% +$1.2M
URI icon
452
United Rentals
URI
$71.1B
$1.37M 0.04%
1,887
-171
-8% -$144K
RGLD icon
453
Royal Gold
RGLD
$17.1B
$1.37M 0.04%
5,396
-1,172
-18% -$311K
DOC icon
454
Healthpeak Properties
DOC
$15.4B
$1.37M 0.04%
83,451
+71,229
+583% +$1.22M
ABT icon
455
Abbott
ABT
$180B
$1.37M 0.04%
13,341
-7,531
-36% -$850K
AEP icon
456
American Electric Power
AEP
$73.7B
$1.36M 0.04%
10,406
+4,110
+65% +$514K
TECB icon
457
iShares US Tech Breakthrough Multisector ETF
TECB
$455M
$1.35M 0.04%
24,325
+2,195
+10% +$128K
MAGS icon
458
Listed Funds Trust Roundhill Magnificent Seven ETF
MAGS
$3.91B
$1.35M 0.04%
23,261
-14,146
-38% -$886K
HALO icon
459
Halozyme
HALO
$9.72B
$1.33M 0.04%
20,592
+11,000
+115% +$775K
SRPT icon
460
Sarepta Therapeutics
SRPT
$1.66B
$1.33M 0.04%
61,060
+2,515
+4% +$48.7K
VTEB icon
461
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.33M 0.04%
26,569
+705
+3% +$35.6K
DAL icon
462
Delta Air Lines
DAL
$55.9B
$1.33M 0.04%
19,933
-107
-0.5% -$7.21K
EPD icon
463
Enterprise Products Partners
EPD
$83.8B
$1.32M 0.04%
35,000
-645
-2% -$22.8K
HAWX icon
464
iShares Currency Hedged MSCI ACWI ex US ETF
HAWX
$343M
$1.32M 0.04%
32,340
-191
-0.6% -$7.93K
BIIB icon
465
Biogen
BIIB
$29.9B
$1.32M 0.04%
7,201
+1,955
+37% +$360K
DYNB
466
Hartford Dynamic Bond ETF
DYNB
$62.2M
$1.32M 0.04%
+33,674
New +$1.34M
BSCR icon
467
Invesco BulletShares 2027 Corporate Bond ETF
BSCR
$4.58B
$1.32M 0.04%
67,147
-1,300
-2% -$25.6K
MRNA icon
468
Moderna
MRNA
$21.5B
$1.31M 0.04%
25,705
-5,056
-16% -$236K
SKYY icon
469
First Trust Cloud Computing ETF
SKYY
$2.74B
$1.3M 0.04%
11,915
+2,245
+23% +$261K
IREN icon
470
Iris Energy
IREN
$13.2B
$1.3M 0.04%
37,979
+807
+2% +$36.4K
CGIC
471
Capital Group International Core Equity ETF
CGIC
$2.16B
$1.3M 0.04%
39,288
+31,873
+430% +$1.09M
CENX icon
472
Century Aluminum
CENX
$4.57B
$1.3M 0.04%
22,158
-9,712
-30% -$487K
NXTG icon
473
First Trust Indxx NextG ETF
NXTG
$537M
$1.29M 0.04%
11,546
-39
-0.3% -$4.46K
PSC icon
474
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.52B
$1.29M 0.04%
22,519
+1,202
+6% +$71.5K
UCON icon
475
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$1.29M 0.04%
52,079
-2,067
-4% -$51.9K
17 18
19
20 21

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.