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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
451
iShares US Healthcare ETF
IYH
$4.82B
| $1.45M | 0.04% |
20,223
-792
| -4% | -$55.8K |
2014 Q4
47 quarters
|
|
452
Iris Energy
IREN
$9.09B
| $1.44M | 0.04% |
35,329
-169
| -0.5% | -$6.94K |
2025 Q3
4 quarters
|
|
453
CVS Health
CVS
$109B
| $1.44M | 0.04% |
16,802
+1,234
| +8% | +$121K |
2014 Q4
47 quarters
|
|
454
Avantis International Equity ETF
AVDE
$19.7B
| $1.43M | 0.04% |
15,870
-343
| -2% | -$31.5K |
2026 Q2
1 quarter
|
|
455
VanEck Uranium + Nuclear Energy ETF
NLR
$3.15B
| $1.43M | 0.04% |
13,811
+5,401
| +64% | +$611K |
2025 Q4
3 quarters
|
|
456
Convergence Long/Short Equity ETF
CLSE
$960M
| $1.43M | 0.04% |
41,966
-487
| -1% | -$16.5K |
2024 Q1
10 quarters
|
|
457
McKesson
MCK
$122B
| $1.43M | 0.04% |
1,672
+40
| +2% | +$34.4K |
2019 Q4
27 quarters
|
|
458
Ascendis Pharma A/S
ASND
$17.1B
| $1.43M | 0.04% |
6,257
+3,967
| +173% | +$1M |
2025 Q1
6 quarters
|
|
459
Jazz Pharmaceuticals
JAZZ
$15.6B
| $1.42M | 0.04% |
6,128
+4,119
| +205% | +$1.02M |
2026 Q2
1 quarter
|
|
460
Vanguard Morningstar Large-Cap ETF
VV
$53.5B
| $1.41M | 0.04% |
3,999
-20
| -0.5% | -$7K |
2019 Q4
27 quarters
|
|
461
Main Street Capital
MAIN
$5.34B
| $1.41M | 0.04% |
25,553
-1,448
| -5% | -$81K |
2014 Q4
47 quarters
|
|
462
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.7B
| $1.41M | 0.04% |
21,124
-384
| -2% | -$26.4K |
2024 Q1
10 quarters
|
|
463
Essex Property Trust
ESS
$17.7B
| $1.4M | 0.04% |
5,201
+252
| +5% | +$71.7K |
2022 Q4
15 quarters
|
|
464
Oneok
OKE
$54.2B
| $1.39M | 0.04% |
16,318
-564
| -3% | -$51.9K |
2021 Q1
22 quarters
|
|
465
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
$177M
| $1.39M | 0.04% |
61,525
+13,353
| +28% | +$302K |
2022 Q4
15 quarters
|
|
466
FT Vest Laddered International Moderate Buffer ETF
BUFY
$180M
| $1.39M | 0.04% |
58,428
+37,074
| +174% | +$882K |
2026 Q2
1 quarter
|
|
467
GraniteShares ETF Trust GraniteShares 2x Long NVDA Daily ETF
NVDL
$2.17B
| $1.37M | 0.04% |
37,424
-4,696
| -11% | -$156K |
2024 Q3
8 quarters
|
|
468
Kroger
KR
$40.2B
| $1.36M | 0.04% |
23,038
-1,109
| -5% | -$64.5K |
2014 Q4
47 quarters
|
|
469
Bread Financial
BFH
$3.74B
| $1.36M | 0.04% |
13,938
-220
| -2% | -$23.2K |
2024 Q1
10 quarters
|
|
470
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$53.7B
| $1.36M | 0.04% |
11,070
-1,223
| -10% | -$147K |
2019 Q2
29 quarters
|
|
471
Consolidated Edison
ED
$43.9B
| $1.36M | 0.04% |
13,300
-365
| -3% | -$39.5K |
2015 Q1
46 quarters
|
|
472
Avantis Emerging Markets Value ETF
AVES
$1.46B
| $1.36M | 0.04% |
20,845
+7,946
| +62% | +$516K |
2026 Q2
1 quarter
|
|
473
Workday
WDAY
$45.8B
| $1.36M | 0.03% |
+7,122
| New | +$1.24M |
2026 Q3
0 quarters
|
|
474
Fidelity Value Factor ETF
FVAL
$1.36B
| $1.35M | 0.03% |
16,759
+451
| +3% | +$36.7K |
2023 Q3
12 quarters
|
|
475
CION Investment
CION
$310M
| $1.35M | 0.03% |
192,255
-7,902
| -4% | -$54.3K |
2022 Q2
17 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.