SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
451	451 iShares iBonds Dec 2026 Term Treasury ETF IBTG $1.93B	$1.13M	0.04%	49,325 +3,015	+7%	+$69.2K
452	452 DuPont de Nemours DD $31.6B	$1.13M	0.04%	15,147 +880	+6%	+$65.7K
453	453 SharkNinja SN $16.2B	$1.13M	0.04%	+13,500	New	+$1.13M
454	454 Invesco Senior Loan ETF BKLN $7.05B	$1.13M	0.04%	54,387 +11,756	+28%	+$243K
455	455 Vanguard Long-Term Bond ETF BLV $5.58B	$1.12M	0.04%	15,943 -489	-3%	-$34.4K
456	456 Innovator US Equity Buffer ETF April BAPR $388M	$1.12M	0.04%	26,433 -2,550	-9%	-$108K
457	457 Vertex Pharmaceuticals VRTX $118B	$1.12M	0.04%	2,314 -17	-0.7%	-$8.24K
458	458 iShares MBS ETF MBB $38.9B	$1.12M	0.04%	11,948 -1,273	-10%	-$119K
459	459 SPDR Portfolio S&P 500 Value ETF SPYV $26.9B	$1.11M	0.04%	21,806 -28,550	-57%	-$1.46M
460	460 Comcast CMCSA $129B	$1.11M	0.04%	30,102 -7,919	-21%	-$292K
461	461 FT Vest Gold Strategy Quarterly Buffer ETF BGLD $76.9M	$1.11M	0.04%	52,757 +23,819	+82%	+$500K
462	462 iShares US Tech Breakthrough Multisector ETF TECB $444M	$1.11M	0.04%	22,602 +1,077	+5%	+$52.7K
463	463 Nike NKE $107B	$1.1M	0.04%	17,297 +1,515	+10%	+$96.2K
464	464 AllianzIM U.S. Large Cap Buffer20 Jan ETF JANW $497M	$1.09M	0.03%	32,920 -1,158	-3%	-$38.5K
465	465 Global X US Infrastructure Development ETF PAVE $8.98B	$1.09M	0.03%	28,908 -839	-3%	-$31.7K
466	466 CVS Health CVS $78.4B	$1.09M	0.03%	16,082 -6,320	-28%	-$428K
467	467 Unilever UL $146B	$1.09M	0.03%	18,259 -1,564	-8%	-$93.1K
468	468 Avantis International Small Cap Value ETF AVDV $9.88B	$1.09M	0.03%	15,590 +1,387	+10%	+$96.7K
469	469 First Trust Cloud Computing ETF SKYY $3.56B	$1.08M	0.03%	10,587 -5,739	-35%	-$587K
470	470 Fidelity MSCI Communication Services Index ETF FCOM $1.61B	$1.08M	0.03%	19,191 +4,273	+29%	+$240K
471	471 Capital Group International Focus Equity ETF CGXU $3.76B	$1.08M	0.03%	44,047 -2,867	-6%	-$70.2K
472	QCJA 472 FT Vest Nasdaq-100 Conservative Buffer ETF - January QCJA $58.2M	$1.08M	0.03%	+56,131	New	+$1.08M
473	473 Sunoco SUN $7.27B	$1.06M	0.03%	18,301 +309	+2%	+$17.9K
474	474 Masimo MASI $8.38B	$1.06M	0.03%	6,365 +3,000	+89%	+$500K
475	475 Charles Schwab SCHW $174B	$1.06M	0.03%	13,516 +4,965	+58%	+$389K