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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UTG icon
451
Reaves Utility Income Fund
UTG
$3.57B
$1.52M 0.04%
37,286
+191
+0.5% +$7.98K
ED icon
452
Consolidated Edison
ED
$40.1B
$1.51M 0.04%
13,665
-111
-0.8% -$12.1K
VIS icon
453
Vanguard Industrials ETF
VIS
$8.02B
$1.51M 0.04%
4,191
+1,467
+54% +$497K
PSC icon
454
Principal Exchange-Traded Funds Principal US Small-Cap ETF
PSC
$2.73B
$1.51M 0.04%
21,508
-1,011
-4% -$64.9K
ARE icon
455
Alexandria Real Estate Equities
ARE
$8.79B
$1.49M 0.04%
+28,282
New +$1.35M
STRO icon
456
Sutro Biopharma
STRO
$322M
$1.49M 0.04%
45,020
+32,500
+260% +$1.01M
PSX icon
457
Phillips 66
PSX
$103B
$1.49M 0.04%
8,813
+40
+0.5% +$6.89K
LYB icon
458
LyondellBasell Industries
LYB
$20.9B
$1.49M 0.04%
28,279
+4,690
+20% +$324K
DYNB
459
Hartford Dynamic Bond ETF
DYNB
$63.8M
$1.48M 0.04%
37,778
+4,104
+12% +$162K
FTQI icon
460
First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF
FTQI
$971M
$1.48M 0.04%
67,058
+8,467
+14% +$182K
AVT icon
461
Avnet
AVT
$7.6B
$1.48M 0.04%
+16,638
New +$1.36M
OKE icon
462
Oneok
OKE
$61B
$1.47M 0.04%
16,882
+323
+2% +$28.5K
SPYG icon
463
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$54.5B
$1.46M 0.04%
12,293
+408
+3% +$46.6K
SDY icon
464
State Street SPDR S&P Dividend ETF
SDY
$21.6B
$1.45M 0.04%
9,536
-346
-4% -$51.5K
PCAR icon
465
PACCAR
PCAR
$64.7B
$1.45M 0.04%
12,065
+136
+1% +$16.1K
CLSE icon
466
Convergence Long/Short Equity ETF
CLSE
$914M
$1.45M 0.04%
42,453
+34,033
+404% +$1.1M
AVDE icon
467
Avantis International Equity ETF
AVDE
$19.3B
$1.45M 0.04%
+16,213
New +$1.45M
ESS icon
468
Essex Property Trust
ESS
$17.9B
$1.44M 0.04%
4,949
+73
+1% +$19.6K
EBAY icon
469
eBay
EBAY
$44.7B
$1.44M 0.04%
12,899
+7,164
+125% +$764K
FTHI icon
470
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.52B
$1.44M 0.04%
60,324
+7,472
+14% +$177K
BAI
471
iShares A.I. Innovation and Tech Active ETF
BAI
$14.5B
$1.43M 0.04%
27,154
-4,644
-15% -$211K
SOFI icon
472
SoFi Technologies
SOFI
$23.4B
$1.43M 0.04%
79,778
+15,497
+24% +$263K
WEC icon
473
WEC Energy
WEC
$34.9B
$1.41M 0.04%
12,070
-302
-2% -$34.5K
IYH icon
474
iShares US Healthcare ETF
IYH
$3.61B
$1.41M 0.04%
21,015
-1,753
-8% -$110K
CRWV
475
CoreWeave
CRWV
$56.8B
$1.41M 0.04%
14,141
+2,133
+18% +$230K
17 18
19
20 21

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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.