Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
476
Alexandria Real Estate Equities
ARE
$7.99B
| $1.35M | 0.03% |
28,423
+141
| +0.5% | +$7.16K |
2026 Q2
1 quarter
|
|
477
SoFi Technologies
SOFI
$21.7B
| $1.35M | 0.03% |
81,327
+1,549
| +2% | +$27.3K |
2021 Q3
20 quarters
|
|
478
NetApp
NTAP
$34.6B
| $1.34M | 0.03% |
+6,410
| New | +$1.18M |
2026 Q3
0 quarters
|
|
479
Archer Daniels Midland
ADM
$33.2B
| $1.34M | 0.03% |
16,928
-5,072
| -23% | -$416K |
2017 Q1
38 quarters
|
|
480
Vanguard Extended Market ETF
VXF
$30.6B
| $1.34M | 0.03% |
5,797
-528
| -8% | -$127K |
2022 Q3
16 quarters
|
|
481
State Street SPDR S&P Dividend ETF
SDY
$22.6B
| $1.34M | 0.03% |
9,158
-378
| -4% | -$58.5K |
2014 Q4
47 quarters
|
|
482
Nucor
NUE
$56.5B
| $1.33M | 0.03% |
5,688
-177
| -3% | -$44.2K |
2015 Q2
45 quarters
|
|
483
Oceaneering
OII
$3.47B
| $1.32M | 0.03% |
30,367
+18,991
| +167% | +$904K |
2026 Q2
1 quarter
|
|
484
Innovator US Equity Buffer ETF April
BAPR
$413M
| $1.32M | 0.03% |
24,230
-354
| -1% | -$19.1K |
2023 Q1
14 quarters
|
|
485
FundStrat Granny Shots US Large Cap ETF
GRNY
$4.15B
| $1.32M | 0.03% |
47,383
+349
| +0.7% | +$9.7K |
2025 Q4
3 quarters
|
|
486
Global X Artificial Intelligence & Technology ETF
AIQ
$9.45B
| $1.31M | 0.03% |
20,171
-10,811
| -35% | -$678K |
2024 Q4
7 quarters
|
|
487
Abbott
ABT
$191B
| $1.31M | 0.03% |
13,141
-354
| -3% | -$37K |
2014 Q4
47 quarters
|
|
488
Invesco DB Commodity Index Tracking Fund
DBC
$1.84B
| $1.31M | 0.03% |
40,401
-889
| -2% | -$27K |
2014 Q4
47 quarters
|
|
489
Bloom Energy
BE
$57.3B
| $1.3M | 0.03% |
4,702
-9,565
| -67% | -$2.26M |
2026 Q1
2 quarters
|
|
490
Comcast
CMCSA
$87B
| $1.3M | 0.03% |
59,645
+33,926
| +132% | +$831K |
2014 Q4
47 quarters
|
|
491
Centene
CNC
$33.9B
| $1.29M | 0.03% |
+20,829
| New | +$1.36M |
2026 Q3
0 quarters
|
|
492
First Trust US Equity Opportunities ETF
FPX
$1.34B
| $1.29M | 0.03% |
7,252
-861
| -11% | -$158K |
2025 Q2
5 quarters
|
|
493
ARK Innovation ETF
ARKK
$5.96B
| $1.29M | 0.03% |
14,447
-638
| -4% | -$52.2K |
2017 Q3
36 quarters
|
|
494
FT Vest U.S. Equity Quarterly 2.5 to 15 Buffer ETF
DHDG
$78.1M
| $1.28M | 0.03% |
34,068
+126
| +0.4% | +$4.7K |
2026 Q1
2 quarters
|
|
495
iShares International Equity Factor ETF
INTF
$3.76B
| $1.28M | 0.03% |
30,741
+177
| +0.6% | +$7.47K |
2025 Q2
5 quarters
|
|
496
iShares US Financials ETF
IYF
$3.82B
| $1.28M | 0.03% |
10,154
-305
| -3% | -$41K |
2014 Q4
47 quarters
|
|
497
TechnipFMC
FTI
$24.9B
| $1.27M | 0.03% |
18,807
+13,029
| +225% | +$958K |
2024 Q1
10 quarters
|
|
498
nCino
NCNO
$2.43B
| $1.27M | 0.03% |
70,000
-2,500
| -3% | -$49.1K |
2026 Q2
1 quarter
|
|
499
Nebius Group N.V.
NBIS
$38.5B
| $1.26M | 0.03% |
5,353
-1,199
| -18% | -$258K |
2025 Q4
3 quarters
|
|
500
Bullish
BLSH
$3.46B
| $1.26M | 0.03% |
36,103
-380
| -1% | -$11.1K |
2026 Q2
1 quarter
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.