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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOXX icon
476
iShares Semiconductor ETF
SOXX
$44.2B
$1.29M 0.04%
3,924
-4,626
-54% -$1.58M
MBB icon
477
iShares MBS ETF
MBB
$39B
$1.29M 0.04%
13,542
+1,736
+15% +$166K
BP icon
478
BP
BP
$113B
$1.28M 0.04%
27,336
-1,213
-4% -$47.5K
FPEI icon
479
First Trust Institutional Preferred Securities and Income ETF
FPEI
$1.91B
$1.28M 0.04%
67,531
+2,441
+4% +$47.3K
ADP icon
480
Automatic Data Processing
ADP
$100B
$1.28M 0.04%
6,292
+1,575
+33% +$361K
BIL icon
481
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.8B
$1.27M 0.04%
13,872
+2,357
+20% +$216K
VXF icon
482
Vanguard Extended Market ETF
VXF
$30.3B
$1.27M 0.04%
6,161
+3
+0% +$642
WPM icon
483
Wheaton Precious Metals
WPM
$50.6B
$1.25M 0.03%
+9,574
New +$1.33M
GSK icon
484
GSK
GSK
$103B
$1.25M 0.03%
22,713
-9,806
-30% -$531K
QDVO
485
Amplify CWP Growth & Income ETF
QDVO
$718M
$1.25M 0.03%
46,817
+1,454
+3% +$41.1K
ROK icon
486
Rockwell Automation
ROK
$51.4B
$1.25M 0.03%
3,473
-129
-4% -$50.9K
FPX icon
487
First Trust US Equity Opportunities ETF
FPX
$1.51B
$1.25M 0.03%
7,844
-624
-7% -$103K
AIQ icon
488
Global X Artificial Intelligence & Technology ETF
AIQ
$9.23B
$1.24M 0.03%
26,641
+6,418
+32% +$322K
IYF icon
489
iShares US Financials ETF
IYF
$4.39B
$1.24M 0.03%
10,513
-102
-1% -$12.7K
RDVI icon
490
FT Vest Rising Dividend Achievers Target Income ETF
RDVI
$3.48B
$1.23M 0.03%
48,248
+33,249
+222% +$889K
ROST icon
491
Ross Stores
ROST
$76.6B
$1.23M 0.03%
+5,656
New +$1.13M
USTB icon
492
Victory Portfolios II VictoryShares Short-Term Bond ETF
USTB
$2.28B
$1.21M 0.03%
24,019
+889
+4% +$45.2K
FTHI icon
493
First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF
FTHI
$2.36B
$1.21M 0.03%
52,852
+15,426
+41% +$364K
STX icon
494
Seagate
STX
$193B
$1.21M 0.03%
3,094
-361
-10% -$138K
VV icon
495
Vanguard Large-Cap ETF
VV
$51.9B
$1.21M 0.03%
4,055
-334
-8% -$105K
FFSM icon
496
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.43B
$1.21M 0.03%
37,826
+12,001
+46% +$393K
MSTR icon
497
Strategy Inc
MSTR
$33.5B
$1.21M 0.03%
9,670
+2,251
+30% +$322K
LNG icon
498
Cheniere Energy
LNG
$56.5B
$1.21M 0.03%
4,253
+995
+31% +$230K
ACWI icon
499
iShares MSCI ACWI ETF
ACWI
$32.6B
$1.2M 0.03%
8,706
-1,065
-11% -$153K
ITW icon
500
Illinois Tool Works
ITW
$81.4B
$1.2M 0.03%
4,627
-69
-1% -$18.8K
18 19
20
21 22

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.