SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
476	476 Innovator International Developed Power Buffer ETF February IFEB $27.8M	$1.05M	0.03%	+39,270	New	+$1.05M
477	X 477 DELISTED US Steel X	$1.05M	0.03%	24,732 +93	+0.4%	+$3.93K
478	478 Victory Portfolios II VictoryShares Short-Term Bond ETF USTB $1.3B	$1.04M	0.03%	20,518 +430	+2%	+$21.8K
479	479 Pacer Trendpilot 100 ETF PTNQ $1.27B	$1.04M	0.03%	14,629 +688	+5%	+$48.9K
480	480 Fidelity High Yield Factor ETF FDHY $406M	$1.03M	0.03%	21,543 -947	-4%	-$45.5K
481	481 Rockwell Automation ROK $40.1B	$1.03M	0.03%	3,993 +91	+2%	+$23.5K
482	482 Ecolab ECL $76.2B	$1.03M	0.03%	4,056 -505	-11%	-$128K
483	483 American Tower AMT $105B	$1.02M	0.03%	4,706 -2,657	-36%	-$578K
484	484 First Trust Intermediate Duration Investment Grade Corporate ETF FIIG $493M	$1.02M	0.03%	49,272 -12,190	-20%	-$253K
485	XYZ 485 Block, Inc. XYZ $44.8B	$1.02M	0.03%	18,808 +3,242	+21%	+$176K
486	486 iShares Investment Grade Systematic Bond ETF IGEB $1.26B	$1.02M	0.03%	22,689 -11,274	-33%	-$507K
487	487 Invesco S&P 500 GARP ETF SPGP $2.82B	$1.02M	0.03%	10,222 -3,282	-24%	-$328K
488	488 FedEx FDX $54.3B	$1.02M	0.03%	4,183 -352	-8%	-$85.8K
489	489 Invesco Bloomberg Pricing Power ETF POWA $187M	$1.02M	0.03%	12,387 +2,285	+23%	+$188K
490	490 SFL Corp SFL $1.22B	$1.01M	0.03%	123,535 +109,866	+804%	+$901K
491	491 Schwab International Equity ETF SCHF $48.6B	$1M	0.03%	50,752 +6,155	+14%	+$122K
492	492 iShares iBonds Dec 2026 Term Corporate ETF IBDR $3.35B	$1M	0.03%	41,451 +3,000	+8%	+$72.6K
493	493 Invesco S&P SmallCap Momentum ETF XSMO $1.73B	$1M	0.03%	15,985 +2,210	+16%	+$139K
494	494 Stride LRN $5.8B	$1,000K	0.03%	7,903 +5,433	+220%	+$687K
495	495 Dell DELL $88.8B	$998K	0.03%	10,945 +1,122	+11%	+$102K
496	496 Vistra VST $65.5B	$990K	0.03%	8,434 +447	+6%	+$52.5K
497	497 American Electric Power AEP $57.4B	$989K	0.03%	9,049 +288	+3%	+$31.5K
498	498 Invesco BulletShares 2028 Corporate Bond ETF BSCS $2.64B	$988K	0.03%	48,536 +5,300	+12%	+$108K
499	499 iShares iBonds Dec 2027 Term Treasury ETF IBTH $1.62B	$979K	0.03%	43,665 +9,338	+27%	+$209K
500	500 Lincoln National LNC $5.9B	$977K	0.03%	27,206 -310	-1%	-$11.1K