SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
526	526 Hercules Capital HTGC $3.32B	$899K	0.03%	46,811 -792	-2%	-$15.2K
527	527 Intel INTC $102B	$889K	0.03%	39,139 -8,274	-17%	-$188K
528	528 Carrier Global CARR $65.4B	$888K	0.03%	13,999 +1,076	+8%	+$68.2K
529	529 Cullen/Frost Bankers CFR $8.77B	$886K	0.03%	7,077 +50	+0.7%	+$6.26K
530	530 Vanguard Tax-Exempt Bond Index Fund VTEB $37.4B	$886K	0.03%	17,853 +1,732	+11%	+$85.9K
531	531 Alamos Gold AGI $11.2B	$885K	0.03%	+33,084	New	+$885K
532	532 Vanguard Russell 2000 Value ETF VTWV $790M	$884K	0.03%	6,645 +17	+0.3%	+$2.26K
533	533 Xtrackers MSCI EAFE Hedged Equity ETF DBEF $7.87B	$884K	0.03%	20,415 -432	-2%	-$18.7K
534	534 iShares Core Moderate Allocation ETF AOM $1.53B	$883K	0.03%	20,124 -2,466	-11%	-$108K
535	535 Arista Networks ANET $136B	$874K	0.03%	11,281 -18,973	-63%	-$1.47M
536	536 Ingersoll Rand IR $35.9B	$870K	0.03%	10,876 -162	-1%	-$13K
537	537 Allstate ALL $51.2B	$865K	0.03%	4,176 +45	+1%	+$9.32K
538	538 Nucor NUE $32.9B	$861K	0.03%	7,154 +33	+0.5%	+$3.97K
539	539 iShares Preferred and Income Securities ETF PFF $14.2B	$857K	0.03%	27,900 -2,901	-9%	-$89.1K
540	540 Cheniere Energy LNG $52.2B	$857K	0.03%	3,705 +256	+7%	+$59.2K
541	541 Schwab US Mid-Cap ETF SCHM $11.9B	$852K	0.03%	32,537 +302	+0.9%	+$7.91K
542	542 Truist Financial TFC $59.5B	$849K	0.03%	20,629 +5	+0%	+$206
543	543 Emerson Electric EMR $78.8B	$844K	0.03%	7,694 +156	+2%	+$17.1K
544	544 Global X MLP ETF MLPA $1.81B	$836K	0.03%	15,704 -94	-0.6%	-$5K
545	545 iShares US Regional Banks ETF IAT $620M	$829K	0.03%	17,772 -833	-4%	-$38.8K
546	546 Fidelity US Multifactor ETF FLRG $237M	$827K	0.03%	24,951 -983	-4%	-$32.6K
547	547 Ameriprise Financial AMP $51.1B	$826K	0.03%	1,707 +1,255	+278%	+$607K
548	548 abrdn Physical Gold Shares ETF SGOL $5.26B	$823K	0.03%	27,601 +5,476	+25%	+$163K
549	549 SPDR Bloomberg Convertible Securities ETF CWB $4.01B	$822K	0.03%	10,733 -165	-2%	-$12.6K
550	550 S&P Global SPGI $162B	$821K	0.03%	1,616 +188	+13%	+$95.5K