Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
551
Innovator International Developed Power Buffer ETF September
ISEP
$106M
| $1.08M | 0.03% |
31,029
-328
| -1% | -$11.5K |
2025 Q2
5 quarters
|
|
552
International Paper
IP
$18.8B
| $1.08M | 0.03% |
32,558
+5,387
| +20% | +$206K |
2026 Q2
1 quarter
|
|
553
Newmont
NEM
$130B
| $1.08M | 0.03% |
9,605
-127
| -1% | -$14.2K |
2025 Q1
6 quarters
|
|
554
First Eagle Global Equity ETF
FEGE
$2.69B
| $1.07M | 0.03% |
21,239
-2,371
| -10% | -$122K |
2025 Q2
5 quarters
|
|
555
Global X MLP ETF
MLPA
$2.23B
| $1.06M | 0.03% |
20,002
+315
| +2% | +$17.6K |
2022 Q4
15 quarters
|
|
556
Entergy
ETR
$53.4B
| $1.06M | 0.03% |
10,702
+5,552
| +108% | +$599K |
2024 Q1
10 quarters
|
|
557
Golar LNG
GLNG
$4.45B
| $1.06M | 0.03% |
22,260
| – | – |
2026 Q1
2 quarters
|
|
558
Invesco S&P 500 Pure Growth ETF
RPG
$1.71B
| $1.05M | 0.03% |
18,030
-1,184
| -6% | -$68.6K |
2024 Q1
10 quarters
|
|
559
EOG Resources
EOG
$77B
| $1.05M | 0.03% |
7,644
+5,872
| +331% | +$838K |
2022 Q1
18 quarters
|
|
560
State Street SPDR S&P Homebuilders ETF
XHB
$1.62B
| $1.05M | 0.03% |
10,924
+984
| +10% | +$103K |
2020 Q3
24 quarters
|
|
561
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.21B
| $1.05M | 0.03% |
10,362
-136
| -1% | -$14K |
2015 Q2
45 quarters
|
|
562
Capital Group Global Growth Equity ETF
CGGO
$11.8B
| $1.04M | 0.03% |
26,254
-31,644
| -55% | -$1.27M |
2023 Q3
12 quarters
|
|
563
Marriott International
MAR
$107B
| $1.04M | 0.03% |
2,930
-3,097
| -51% | -$1.1M |
2020 Q2
25 quarters
|
|
564
Hercules Capital
HTGC
$3.1B
| $1.04M | 0.03% |
61,803
+11,434
| +23% | +$192K |
2018 Q4
31 quarters
|
|
565
Cullen/Frost Bankers
CFR
$9.8B
| $1.04M | 0.03% |
6,789
-81
| -1% | -$13.1K |
2017 Q3
36 quarters
|
|
566
Cohen & Steers Infrastructure Opportunities Active ETF
CSIO
$46.4M
| $1.04M | 0.03% |
38,558
-295
| -0.8% | -$8.38K |
2026 Q1
2 quarters
|
|
567
Air Products & Chemicals
APD
$69.3B
| $1.03M | 0.03% |
3,721
-321
| -8% | -$95.5K |
2014 Q4
47 quarters
|
|
568
Veeva Systems
VEEV
$49.6B
| $1.03M | 0.03% |
3,622
-190
| -5% | -$44.6K |
2024 Q1
10 quarters
|
|
569
Cipher Digital
CIFR
$3.11B
| $1.03M | 0.03% |
65,235
-2,292
| -3% | -$42.6K |
2025 Q3
4 quarters
|
|
570
Vanguard Russell 2000 Value ETF
VTWV
$1.3B
| $1.03M | 0.03% |
5,584
+266
| +5% | +$51.9K |
2024 Q1
10 quarters
|
|
571
argenx
ARGX
$60.5B
| $1.03M | 0.03% |
+1,071
| New | +$1.01M |
2026 Q3
0 quarters
|
|
572
Innovator Equity Managed Floor ETF
SFLR
$2.23B
| $1.03M | 0.03% |
26,356
+3,532
| +15% | +$137K |
2025 Q2
5 quarters
|
|
573
Pacer Trendpilot US Large Cap ETF
PTLC
$3.22B
| $1.03M | 0.03% |
17,238
+102
| +0.6% | +$6.04K |
2017 Q2
37 quarters
|
|
574
Ametek
AME
$54.6B
| $1.02M | 0.03% |
+4,136
| New | +$999K |
2026 Q3
0 quarters
|
|
575
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$38.8B
| $1.02M | 0.03% |
16,766
-887
| -5% | -$55.5K |
2015 Q3
44 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.