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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUE icon
551
Nucor
NUE
$56.4B
$1.06M 0.03%
6,244
-115
-2% -$20K
MLPA icon
552
Global X MLP ETF
MLPA
$2.28B
$1.05M 0.03%
19,557
+167
+0.9% +$8.74K
BAI
553
iShares A.I. Innovation and Tech Active ETF
BAI
$12.9B
$1.05M 0.03%
31,798
+3,353
+12% +$115K
BNOV icon
554
Innovator US Equity Buffer ETF November
BNOV
$208M
$1.04M 0.03%
24,270
-181
-0.7% -$8.03K
ISEP icon
555
Innovator International Developed Power Buffer ETF September
ISEP
$65.1M
$1.04M 0.03%
31,823
-1,540
-5% -$51.2K
SPLB icon
556
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$1.03M 0.03%
46,395
+30,073
+184% +$680K
IDU icon
557
iShares US Utilities ETF
IDU
$1.41B
$1.03M 0.03%
8,844
+860
+11% +$97.8K
DBEF icon
558
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.13B
$1.03M 0.03%
20,773
+463
+2% +$23.2K
AFL icon
559
Aflac
AFL
$63.9B
$1.02M 0.03%
9,307
-524
-5% -$58.1K
SOFI icon
560
SoFi Technologies
SOFI
$21.1B
$1.02M 0.03%
64,281
+7,474
+13% +$158K
FDHY icon
561
Fidelity High Yield Factor ETF
FDHY
$566M
$1.02M 0.03%
21,011
+457
+2% +$22.5K
EIX icon
562
Edison International
EIX
$30.7B
$1.02M 0.03%
13,906
-261
-2% -$17.6K
UNP icon
563
Union Pacific
UNP
$183B
$1.01M 0.03%
4,177
-523
-11% -$128K
GM icon
564
General Motors
GM
$74.7B
$1.01M 0.03%
13,558
-826
-6% -$65.7K
CCJ icon
565
Cameco
CCJ
$38.3B
$1M 0.03%
9,240
+5,556
+151% +$636K
CALF icon
566
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.59B
$1M 0.03%
22,291
-21,125
-49% -$961K
FNCL icon
567
Fidelity MSCI Financials Index ETF
FNCL
$2.35B
$997K 0.03%
14,209
-7,165
-34% -$532K
BSCS icon
568
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.54B
$996K 0.03%
48,751
+1,401
+3% +$28.8K
OLED icon
569
Universal Display
OLED
$3.71B
$995K 0.03%
10,852
+462
+4% +$51.1K
CGMS icon
570
Capital Group US Multi-Sector Income ETF
CGMS
$5.17B
$993K 0.03%
36,471
+19,632
+117% +$542K
TER icon
571
Teradyne
TER
$54.8B
$987K 0.03%
3,329
-473
-12% -$132K
AOR icon
572
iShares Core 60/40 Balanced Allocation ETF
AOR
$3.63B
$983K 0.03%
15,276
-3,392
-18% -$224K
CGCV
573
Capital Group Conservative Equity ETF
CGCV
$1.91B
$983K 0.03%
32,890
+3,962
+14% +$123K
BITS icon
574
Global X Blockchain & Bitcoin Strategy ETF
BITS
$23.8M
$979K 0.03%
+19,010
New +$1.15M
CWB icon
575
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$979K 0.03%
10,692
-220
-2% -$20.5K
21 22
23
24 25

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.