SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
551	551 General Motors GM $51.2B	$807K	0.03%	17,153 -1,004	-6%	-$47.2K
552	552 VanEck Short High Yield Muni ETF SHYD $329M	$805K	0.03%	35,807 +7	+0%	+$157
553	553 Bread Financial BFH $2.84B	$805K	0.03%	16,070 -1,172	-7%	-$58.7K
554	554 VanEck Junior Gold Miners ETF GDXJ $5.38B	$804K	0.03%	14,060 -2,009	-13%	-$115K
555	555 SPDR S&P 600 Small Cap Growth ETF SLYG $3.46B	$804K	0.03%	9,688 +467	+5%	+$38.8K
556	556 Aris Water Solutions ARIS $722M	$804K	0.03%	+25,087	New	+$804K
557	557 Nuveen Floating Rate Income Fund JFR $1.14B	$803K	0.03%	94,786 +17,459	+23%	+$148K
558	558 EOG Resources EOG $64.2B	$803K	0.03%	6,259 +97	+2%	+$12.4K
559	559 Applovin APP $123B	$802K	0.03%	3,026 +519	+21%	+$138K
560	560 Prudential Financial PRU $36.6B	$799K	0.03%	7,157 -510	-7%	-$57K
561	561 iShares iBoxx $ High Yield Corporate Bond ETF HYG $17.2B	$796K	0.03%	10,087 -8,193	-45%	-$646K
562	562 Vanguard FTSE Europe ETF VGK $26B	$796K	0.03%	+11,332	New	+$796K
563	563 Novo Nordisk NVO $286B	$793K	0.03%	11,393 -362	-3%	-$25.2K
564	564 iShares Biotechnology ETF IBB $5.41B	$792K	0.03%	6,191 -182	-3%	-$23.3K
565	565 Super Micro Computer SMCI $30.9B	$790K	0.03%	23,079 +8,738	+61%	+$299K
566	566 JPMorgan BetaBuilders USD High Yield Corporate Bond ETF BBHY $598M	$789K	0.03%	17,134 +4,445	+35%	+$205K
567	567 VanEck Preferred Securities ex Financials ETF PFXF $1.85B	$785K	0.03%	+46,865	New	+$785K
568	568 Vanguard Financials ETF VFH $12.6B	$784K	0.03%	6,563 +700	+12%	+$83.6K
569	569 Accenture ACN $176B	$780K	0.02%	2,501 -25	-1%	-$7.8K
570	570 Goldman Sachs Equal Weight US Large Cap Equity ETF GSEW $1.3B	$776K	0.02%	10,211 +2,166	+27%	+$165K
571	571 Pacer Trendpilot US Large Cap ETF PTLC $3.36B	$773K	0.02%	15,024 -270	-2%	-$13.9K
572	572 Marriott International Class A Common Stock MAR $74.7B	$769K	0.02%	3,227 -3,375	-51%	-$804K
573	573 Victory Portfolios II VictoryShares Core Intermediate Bond ETF UITB $2.33B	$765K	0.02%	16,294 -3,553	-18%	-$167K
574	574 SPDR S&P Homebuilders ETF XHB $1.44B	$763K	0.02%	7,876 -95	-1%	-$9.21K
575	575 Veeva Systems VEEV $46.1B	$762K	0.02%	3,289	–	–