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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
601
Invesco Variable Rate Investment Grade ETF
VRIG
$1.99B
| $951K | 0.02% |
38,007
-18,136
| -32% | -$455K |
2026 Q2
1 quarter
|
|
602
Global X Copper Miners ETF NEW
COPX
$6.25B
| $951K | 0.02% |
11,223
-1,528
| -12% | -$129K |
2025 Q2
5 quarters
|
|
603
Capital Group Conservative Equity ETF
CGCV
$2.39B
| $949K | 0.02% |
30,462
-11,045
| -27% | -$365K |
2025 Q3
4 quarters
|
|
604
Emerson Electric
EMR
$95.6B
| $948K | 0.02% |
6,110
-123
| -2% | -$18.5K |
2014 Q4
47 quarters
|
|
605
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.73B
| $946K | 0.02% |
19,045
+6,125
| +47% | +$315K |
2024 Q2
9 quarters
|
|
606
Pacer Trendpilot 100 ETF
PTNQ
$1.15B
| $936K | 0.02% |
10,619
-493
| -4% | -$42.5K |
2017 Q2
37 quarters
|
|
607
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
| $934K | 0.02% |
6,750
-7,509
| -53% | -$1.1M |
2023 Q1
14 quarters
|
|
608
Universal Display
OLED
$4.03B
| $932K | 0.02% |
12,101
+913
| +8% | +$74.9K |
2014 Q4
47 quarters
|
|
609
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$58.1M
| $930K | 0.02% |
38,785
-77
| -0.2% | -$1.81K |
2025 Q1
6 quarters
|
|
610
Ovintiv
OVV
$16.4B
| $930K | 0.02% |
+16,079
| New | +$985K |
2026 Q3
0 quarters
|
|
611
Target
TGT
$74.9B
| $929K | 0.02% |
5,932
-151
| -2% | -$22.7K |
2014 Q4
47 quarters
|
|
612
Global X MSCI Colombia ETF
COLO
$174M
| $927K | 0.02% |
28,233
-14,761
| -34% | -$698K |
2025 Q1
6 quarters
|
|
613
Robinhood
HOOD
$75.8B
| $924K | 0.02% |
8,213
-1,306
| -14% | -$139K |
2025 Q2
5 quarters
|
|
614
Schwab US TIPS ETF
SCHP
$17.5B
| $922K | 0.02% |
36,679
+19,420
| +113% | +$503K |
2017 Q1
38 quarters
|
|
615
Fidelity MSCI Industrials Index ETF
FIDU
$2.3B
| $919K | 0.02% |
10,378
-2,574
| -20% | -$244K |
2024 Q1
10 quarters
|
|
616
Seanergy Maritime Holdings
SHIP
$309M
| $919K | 0.02% |
+56,000
| New | +$936K |
2026 Q3
0 quarters
|
|
617
Danaher
DHR
$164B
| $915K | 0.02% |
4,133
-130
| -3% | -$26.7K |
2016 Q1
42 quarters
|
|
618
Innovator US Equity Buffer ETF October
BOCT
$355M
| $915K | 0.02% |
16,630
+200
| +1% | +$10.8K |
2022 Q3
16 quarters
|
|
619
Invesco S&P MidCap Quality ETF
XMHQ
$5.82B
| $913K | 0.02% |
8,189
-23,234
| -74% | -$2.68M |
2023 Q2
13 quarters
|
|
620
Invesco BulletShares 2028 Corporate Bond ETF
BSCS
$3.56B
| $908K | 0.02% |
45,113
-246
| -0.5% | -$5K |
2024 Q3
8 quarters
|
|
621
Nuveen Floating Rate Income Fund
JFR
$1.19B
| $907K | 0.02% |
121,958
+8,679
| +8% | +$66.1K |
2021 Q3
20 quarters
|
|
622
iShares iBonds Dec 2026 Term Corporate ETF
IBDR
$2.76B
| $906K | 0.02% |
37,376
-11,525
| -24% | -$279K |
2025 Q4
3 quarters
|
|
623
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$41B
| $905K | 0.02% |
18,298
-16,400
| -47% | -$834K |
2020 Q3
24 quarters
|
|
624
Roper Technologies
ROP
$46.7B
| $898K | 0.02% |
2,570
-106
| -4% | -$40.6K |
2021 Q1
22 quarters
|
|
625
Paychex
PAYX
$40.9B
| $898K | 0.02% |
9,114
+4,510
| +98% | +$522K |
2014 Q4
47 quarters
|
|
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Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.