SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
601	601 JPMorgan Core Plus Bond ETF JCPB $6.93B	$719K	0.02%	15,280 -60	-0.4%	-$2.82K
602	602 Schwab Emerging Markets Equity ETF SCHE $10.5B	$712K	0.02%	25,827 +472	+2%	+$13K
603	603 JPMorgan Ultra-Short Municipal Income ETF JMST $4.09B	$709K	0.02%	13,943 +1,034	+8%	+$52.6K
604	604 Shell SHEL $212B	$703K	0.02%	9,589 -477	-5%	-$35K
605	605 Columbia EM Core ex-China ETF XCEM $1.17B	$699K	0.02%	23,668 +3,411	+17%	+$101K
606	606 iShares MSCI EAFE ETF EFA $63.7B	$698K	0.02%	8,540 +822	+11%	+$67.2K
607	607 Fortinet FTNT $75.8B	$696K	0.02%	7,228 +133	+2%	+$12.8K
608	608 Innovator US Equity Buffer ETF July BJUL $280M	$695K	0.02%	16,091 -2,710	-14%	-$117K
609	609 Toast TOST $25.1B	$694K	0.02%	+20,912	New	+$694K
610	610 iShares iBonds 2029 Term High Yield and Income ETF IBHI $180M	$693K	0.02%	29,829 +3,548	+14%	+$82.4K
611	611 ARK Innovation ETF ARKK $7.46B	$692K	0.02%	14,550 -670	-4%	-$31.9K
612	612 Agnico Eagle Mines AEM $60.4B	$692K	0.02%	+6,382	New	+$692K
613	613 Freshpet FRPT $3.34B	$690K	0.02%	8,299 +2,923	+54%	+$243K
614	SILA 614 Sila Realty Trust, Inc. SILA $1.31B	$690K	0.02%	25,818 -3,645	-12%	-$97.4K
615	615 First Trust International Developed Capital Strength ETF FICS $222M	$689K	0.02%	18,813 -169	-0.9%	-$6.19K
616	616 PIMCO Active Bond Exchange-Traded Fund BOND $5.61B	$681K	0.02%	7,369 -2	-0%	-$185
617	617 Linde LIN $221B	$680K	0.02%	1,461 -34	-2%	-$15.8K
618	618 First Trust Large Cap Growth AlphaDEX Fund FTC $1.21B	$680K	0.02%	5,177 +933	+22%	+$123K
619	619 Pentair PNR $17.6B	$680K	0.02%	7,774 +722	+10%	+$63.2K
620	620 Omega Healthcare OHI $10.9B	$680K	0.02%	17,844 +1,414	+9%	+$53.8K
621	621 Pool Corp POOL $11.5B	$677K	0.02%	2,127 +107	+5%	+$34.1K
622	622 First Trust Senior Loan Fund ETF FTSL $2.4B	$675K	0.02%	14,792 -736	-5%	-$33.6K
623	623 Cigna CI $81B	$671K	0.02%	2,039 +48	+2%	+$15.8K
624	624 iShares Global Tech ETF IXN $5.71B	$668K	0.02%	8,815 +229	+3%	+$17.3K
625	625 Boston Scientific BSX $153B	$666K	0.02%	6,605 -873	-12%	-$88.1K