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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWH icon
601
iShares MSCI Hong Kong ETF
EWH
$1.22B
$907K 0.03%
39,277
+2,097
+6% +$48.3K
SVM
602
Silvercorp Metals
SVM
$2.13B
$904K 0.03%
+84,150
New +$926K
APD icon
603
Air Products & Chemicals
APD
$66.3B
$904K 0.03%
3,110
+25
+0.8% +$6.89K
BLK icon
604
Blackrock
BLK
$164B
$902K 0.03%
938
-65
-6% -$68.4K
EFG icon
605
iShares MSCI EAFE Growth ETF
EFG
$16.3B
$902K 0.03%
8,096
+1,400
+21% +$165K
LGND icon
606
Ligand Pharmaceuticals
LGND
$6.02B
$898K 0.03%
4,500
+1,500
+50% +$297K
SHEL icon
607
Shell
SHEL
$245B
$898K 0.02%
9,656
-574
-6% -$46.4K
SCHM icon
608
Schwab US Mid-Cap ETF
SCHM
$14.6B
$897K 0.02%
28,987
-1,468
-5% -$46.7K
TPR icon
609
Tapestry
TPR
$28.8B
$897K 0.02%
+6,354
New +$901K
BKLN icon
610
Invesco Senior Loan ETF
BKLN
$7.1B
$895K 0.02%
43,848
-5,462
-11% -$113K
XHB icon
611
State Street SPDR S&P Homebuilders ETF
XHB
$1.74B
$894K 0.02%
9,055
-537
-6% -$58.9K
EFA icon
612
iShares MSCI EAFE ETF
EFA
$76.4B
$894K 0.02%
9,200
-4
-0% -$400
FCOM icon
613
Fidelity MSCI Communication Services Index ETF
FCOM
$1.74B
$892K 0.02%
13,094
+257
+2% +$18.5K
PTNQ icon
614
Pacer Trendpilot 100 ETF
PTNQ
$1.2B
$892K 0.02%
12,220
-987
-7% -$76.7K
TFPM icon
615
Triple Flag Precious Metals
TFPM
$6B
$889K 0.02%
+25,614
New +$927K
DDFN
616
Innovator Equity Dual Directional 15 Buffer ETF - November
DDFN
$75.4M
$886K 0.02%
46,627
-558
-1% -$10.7K
EXC icon
617
Exelon
EXC
$48.6B
$884K 0.02%
18,039
+751
+4% +$34.9K
FLRN icon
618
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.11B
$882K 0.02%
28,666
-3,821
-12% -$118K
SHYD icon
619
VanEck Short High Yield Muni ETF
SHYD
$447M
$881K 0.02%
38,865
+1,152
+3% +$26.4K
PJUL icon
620
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$880K 0.02%
19,144
-204
-1% -$9.49K
JCPB icon
621
JPMorgan Core Plus Bond ETF
JCPB
$13.8B
$879K 0.02%
18,677
+3,841
+26% +$182K
GXO icon
622
GXO Logistics
GXO
$6.06B
$879K 0.02%
16,948
+1,316
+8% +$75.4K
EEM icon
623
iShares MSCI Emerging Markets ETF
EEM
$28B
$876K 0.02%
15,421
-10,679
-41% -$628K
MRVL icon
624
Marvell Technology
MRVL
$174B
$870K 0.02%
8,779
-1,150
-12% -$96.6K
NPKI
625
NPK International
NPKI
$1.21B
$869K 0.02%
+60,000
New +$833K
23 24
25
26 27

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.