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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
D icon
626
Dominion Energy
D
$62.5B
$866K 0.02%
14,011
-150
-1% -$9.27K
OUSM icon
627
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$885M
$864K 0.02%
19,754
-696
-3% -$31.6K
SCIO icon
628
First Trust Structured Credit Income Opportunities ETF
SCIO
$483M
$864K 0.02%
+41,845
New +$871K
APUE icon
629
ActivePassive US Equity ETF
APUE
$2.39B
$861K 0.02%
21,493
+502
+2% +$20.9K
SFL icon
630
SFL Corp
SFL
$1.59B
$859K 0.02%
79,636
+37,937
+91% +$367K
SYY icon
631
Sysco
SYY
$39.7B
$856K 0.02%
12,001
+6,089
+103% +$503K
QTUM icon
632
Defiance Quantum ETF
QTUM
$5.25B
$854K 0.02%
7,959
-1,495
-16% -$171K
SGOL icon
633
abrdn Physical Gold Shares ETF
SGOL
$6.92B
$853K 0.02%
19,122
-8,437
-31% -$392K
EMR icon
634
Emerson Electric
EMR
$82.9B
$853K 0.02%
6,511
+124
+2% +$17.8K
DHR icon
635
Danaher
DHR
$135B
$852K 0.02%
4,495
+129
+3% +$27.5K
XEL icon
636
Xcel Energy
XEL
$51B
$852K 0.02%
10,721
-897
-8% -$70.4K
VIS icon
637
Vanguard Industrials ETF
VIS
$8.23B
$850K 0.02%
2,724
-108
-4% -$35.1K
SFLR icon
638
Innovator Equity Managed Floor ETF
SFLR
$2.08B
$849K 0.02%
23,970
+5,284
+28% +$194K
COWG icon
639
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.19B
$842K 0.02%
24,955
-11,130
-31% -$390K
AUGO
640
Aura Minerals Inc
AUGO
$4.58B
$841K 0.02%
+10,310
New +$722K
QCJA
641
FT Vest Nasdaq-100 Conservative Buffer ETF - January
QCJA
$81M
$839K 0.02%
38,947
-12,207
-24% -$268K
SUN icon
642
Sunoco
SUN
$14.2B
$838K 0.02%
12,893
-79
-0.6% -$4.79K
DIVI icon
643
Franklin International Core Dividend Tilt Index ETF
DIVI
$2.64B
$837K 0.02%
21,021
+8,639
+70% +$352K
TGRW icon
644
T. Rowe Price Growth Stock ETF
TGRW
$977M
$836K 0.02%
20,638
+1,723
+9% +$75K
RUM icon
645
RUM Group Inc
RUM
$1.57B
$830K 0.02%
162,699
+3,349
+2% +$19.2K
SIVR icon
646
abrdn Physical Silver Shares ETF
SIVR
$4.04B
$830K 0.02%
11,587
+1,349
+13% +$108K
DGX icon
647
Quest Diagnostics
DGX
$25.1B
$827K 0.02%
4,220
-584
-12% -$113K
BOCT icon
648
Innovator US Equity Buffer ETF October
BOCT
$283M
$827K 0.02%
17,234
-64
-0.4% -$3.16K
MFIC icon
649
MidCap Financial Investment
MFIC
$784M
$827K 0.02%
73,561
+1,719
+2% +$18.9K
GDXJ icon
650
VanEck Junior Gold Miners ETF
GDXJ
$7.06B
$824K 0.02%
6,864
+2,158
+46% +$282K
24 25
26
27 28

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.