We are live on !
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
626
Pitney Bowes
PBI
$2.11B
| $894K | 0.02% |
54,752
-2,478
| -4% | -$42.7K |
2014 Q4
47 quarters
|
|
627
Tenet Healthcare
THC
$23.3B
| $891K | 0.02% |
3,488
+183
| +6% | +$45K |
2024 Q3
8 quarters
|
|
628
iShares US Utilities ETF
IDU
$1.45B
| $890K | 0.02% |
8,825
+352
| +4% | +$38.9K |
2016 Q4
39 quarters
|
|
629
Schwab Fundamental US Large Company Index ETF
FNDX
$28.6B
| $889K | 0.02% |
28,250
-3,043
| -10% | -$97.4K |
2021 Q4
19 quarters
|
|
630
Hartford Municipal Opportunities ETF
HMOP
$836M
| $878K | 0.02% |
23,839
+7,551
| +46% | +$290K |
2024 Q2
9 quarters
|
|
631
UiPath
PATH
$6.74B
| $874K | 0.02% |
68,030
-8,100
| -11% | -$113K |
2025 Q4
3 quarters
|
|
632
Pacer US Large Cap Cash Cows Growth Leaders ETF
COWG
$2.22B
| $873K | 0.02% |
21,947
-2,448
| -10% | -$95.7K |
2024 Q4
7 quarters
|
|
633
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
| $867K | 0.02% |
23,777
-85
| -0.4% | -$3.1K |
2024 Q1
10 quarters
|
|
634
Invesco Aerospace & Defense ETF
PPA
$7.54B
| $864K | 0.02% |
5,586
-1,407
| -20% | -$241K |
2022 Q1
18 quarters
|
|
635
iShares 0-1 Year Treasury Bond ETF
SHV
$21.3B
| $864K | 0.02% |
7,827
+1,480
| +23% | +$163K |
2024 Q1
10 quarters
|
|
636
Kinross Gold
KGC
$26.9B
| $861K | 0.02% |
35,760
-2,158
| -6% | -$57.7K |
2025 Q2
5 quarters
|
|
637
Cheniere Energy
LNG
$57.6B
| $860K | 0.02% |
3,197
-50
| -2% | -$13.4K |
2022 Q3
16 quarters
|
|
638
Analog Devices
ADI
$188B
| $859K | 0.02% |
2,180
-3,668
| -63% | -$1.38M |
2024 Q1
10 quarters
|
|
639
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.61B
| $858K | 0.02% |
12,522
+59
| +0.5% | +$4.25K |
2024 Q3
8 quarters
|
|
640
T. Rowe Price Dividend Growth ETF
TDVG
$1.35B
| $857K | 0.02% |
17,765
+1,233
| +7% | +$61.2K |
2024 Q3
8 quarters
|
|
|
HONA
641
Honeywell Aerospace
HONA
$52.1B
| $857K | 0.02% |
5,532
-8,719
| -61% | -$1.59M |
2026 Q2
1 quarter
|
|
642
Fidelity High Yield Factor ETF
FDHY
$641M
| $855K | 0.02% |
18,002
-2,723
| -13% | -$133K |
2021 Q4
19 quarters
|
|
643
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.27B
| $855K | 0.02% |
4,818
-27
| -0.6% | -$4.84K |
2018 Q2
33 quarters
|
|
644
StoneX
SNEX
$6.83B
| $851K | 0.02% |
+13,172
| New | +$935K |
2026 Q3
0 quarters
|
|
645
Vanguard Russell 1000 Value ETF
VONV
$23.4B
| $840K | 0.02% |
7,732
+203
| +3% | +$22.5K |
2024 Q1
10 quarters
|
|
646
Dan IVES Wedbush AI Revolution ETF
IVES
$947M
| $838K | 0.02% |
20,421
+6,164
| +43% | +$238K |
2025 Q4
3 quarters
|
|
647
Vanguard Mortgage-Backed Securities ETF
VMBS
$16.2B
| $836K | 0.02% |
18,826
-1,933
| -9% | -$88.8K |
2020 Q2
25 quarters
|
|
648
Quest Diagnostics
DGX
$28.4B
| $834K | 0.02% |
3,576
-623
| -15% | -$144K |
2017 Q4
35 quarters
|
|
649
Pacer US Small Cap Cash Cows 100 ETF
CALF
$3.86B
| $833K | 0.02% |
15,630
-2,077
| -12% | -$114K |
2021 Q1
22 quarters
|
|
650
Okta
OKTA
$31.3B
| $831K | 0.02% |
3,988
-556
| -12% | -$88K |
2026 Q2
1 quarter
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.