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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKE icon
651
Park Aerospace
PKE
$745M
$823K 0.02%
+30,072
New +$770K
NLR icon
652
VanEck Uranium + Nuclear Energy ETF
NLR
$3.89B
$823K 0.02%
6,176
+3,804
+160% +$544K
APP icon
653
Applovin
APP
$132B
$822K 0.02%
2,066
-2,978
-59% -$1.44M
SMLF icon
654
iShares US Small Cap Equity Factor ETF
SMLF
$4.07B
$818K 0.02%
10,830
+1,797
+20% +$140K
JMUB icon
655
JPMorgan Municipal ETF
JMUB
$8.19B
$817K 0.02%
16,335
+1,656
+11% +$84K
POWA icon
656
Invesco Bloomberg Pricing Power ETF
POWA
$174M
$808K 0.02%
9,382
-755
-7% -$68.7K
PATH icon
657
UiPath
PATH
$5.62B
$804K 0.02%
72,422
+1,705
+2% +$21.7K
BSCU icon
658
Invesco BulletShares 2030 Corporate Bond ETF
BSCU
$2.63B
$801K 0.02%
47,928
-5,717
-11% -$96.5K
FENY icon
659
Fidelity MSCI Energy Index ETF
FENY
$2.02B
$801K 0.02%
23,551
+5,458
+30% +$162K
BHP icon
660
BHP
BHP
$213B
$793K 0.02%
+10,907
New +$771K
FNDX icon
661
Schwab Fundamental US Large Company Index ETF
FNDX
$26.4B
$791K 0.02%
28,407
+1,019
+4% +$28.9K
SCHE icon
662
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$791K 0.02%
23,995
-1,403
-6% -$47.9K
KDEC
663
Innovator U.S. Small Cap Power Buffer ETF - December
KDEC
$72.2M
$786K 0.02%
30,603
-4,418
-13% -$116K
LHX icon
664
L3Harris
LHX
$55.9B
$786K 0.02%
2,279
+286
+14% +$100K
DSI icon
665
iShares MSCI KLD 400 Social ETF
DSI
$5.19B
$786K 0.02%
6,483
+2
+0% +$256
DNP icon
666
DNP Select Income Fund
DNP
$4.18B
$784K 0.02%
76,013
+768
+1% +$7.84K
BGLD icon
667
FT Vest Gold Strategy Quarterly Buffer ETF
BGLD
$50.9M
$782K 0.02%
45,608
-1,316
-3% -$23.5K
INOV icon
668
Innovator International Developed Power Buffer ETF November
INOV
$36.7M
$780K 0.02%
+22,473
New +$794K
MTSI icon
669
MACOM Technology Solutions
MTSI
$20.4B
$779K 0.02%
+3,509
New +$783K
ECH icon
670
iShares MSCI Chile ETF
ECH
$1.01B
$775K 0.02%
19,486
+1,568
+9% +$67K
APA icon
671
APA Corp
APA
$12.8B
$770K 0.02%
18,144
+1,270
+8% +$38.4K
IAG icon
672
IAMGOLD
IAG
$8.47B
$770K 0.02%
+40,895
New +$811K
HTGC icon
673
Hercules Capital
HTGC
$2.94B
$769K 0.02%
52,069
-7,283
-12% -$119K
INDA icon
674
iShares MSCI India ETF
INDA
$6.71B
$767K 0.02%
16,368
+25
+0.2% +$1.28K
BUYW icon
675
Main BuyWrite ETF
BUYW
$1.27B
$765K 0.02%
54,349
+33,377
+159% +$475K
25 26
27
28 29

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.