Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
651
GXO Logistics
GXO
$6.39B
| $829K | 0.02% |
18,628
+548
| +3% | +$26.6K |
2021 Q3
20 quarters
|
|
652
iShares Russell 1000 Value ETF
IWD
$84.6B
| $827K | 0.02% |
3,336
-1,922
| -37% | -$486K |
2014 Q4
47 quarters
|
|
653
Vanguard Consumer Discretionary ETF
VCR
$6.21B
| $817K | 0.02% |
2,213
+365
| +20% | +$141K |
2024 Q1
10 quarters
|
|
654
Stanley Black & Decker
SWK
$17.6B
| $811K | 0.02% |
9,152
+379
| +4% | +$35.6K |
2022 Q1
18 quarters
|
|
655
Fitz-Gerald Must Have Portfolio ETF
FITZ
$86.3M
| $809K | 0.02% |
31,454
+14,309
| +83% | +$359K |
2026 Q2
1 quarter
|
|
656
Innovator International Developed Power Buffer ETF March
IMAR
$105M
| $807K | 0.02% |
+26,473
| New | +$817K |
2026 Q3
0 quarters
|
|
657
Cenovus Energy
CVE
$49.8B
| $807K | 0.02% |
+25,963
| New | +$783K |
2026 Q3
0 quarters
|
|
658
Innovator U.S. Small Cap Power Buffer ETF - June
KJUN
$55.2M
| $803K | 0.02% |
+27,738
| New | +$823K |
2026 Q3
0 quarters
|
|
659
WisdomTree Enhanced Commodity Strategy Fund
GCC
$220M
| $803K | 0.02% |
30,140
| – | – |
2024 Q1
10 quarters
|
|
660
Bank of New York Mellon
BNY
$102B
| $798K | 0.02% |
5,550
-344
| -6% | -$54K |
2024 Q1
10 quarters
|
|
661
SAP
SAP
$274B
| $795K | 0.02% |
3,814
-1,951
| -34% | -$379K |
2026 Q2
1 quarter
|
|
662
Fidelity MSCI Energy Index ETF
FENY
$2.09B
| $794K | 0.02% |
23,436
-766
| -3% | -$25.7K |
2014 Q4
47 quarters
|
|
663
Range Nuclear Renaissance Index ETF
NUKZ
$596M
| $792K | 0.02% |
13,130
+7,847
| +149% | +$507K |
2026 Q1
2 quarters
|
|
664
Global X Defense Tech ETF
SHLD
$6.28B
| $789K | 0.02% |
12,714
-3,805
| -23% | -$244K |
2025 Q2
5 quarters
|
|
665
Dominion Energy
D
$60.6B
| $786K | 0.02% |
12,991
-361
| -3% | -$24.3K |
2014 Q4
47 quarters
|
|
666
Super Micro Computer
SMCI
$19.3B
| $784K | 0.02% |
19,098
-2,224
| -10% | -$75.6K |
2023 Q3
12 quarters
|
|
667
Linde
LIN
$239B
| $784K | 0.02% |
1,651
-225
| -12% | -$111K |
2019 Q4
27 quarters
|
|
668
iShares MSCI EAFE ETF
EFA
$77.5B
| $783K | 0.02% |
7,609
-1,789
| -19% | -$189K |
2014 Q4
47 quarters
|
|
669
Exelon
EXC
$47.3B
| $781K | 0.02% |
19,330
-616
| -3% | -$27.5K |
2014 Q4
47 quarters
|
|
670
Eton Pharmaceutcials
ETON
$1.7B
| $777K | 0.02% |
15,100
-14,900
| -50% | -$756K |
2026 Q2
1 quarter
|
|
671
Fastly Inc
FSLY
$2.56B
| $776K | 0.02% |
+30,233
| New | +$698K |
2026 Q3
0 quarters
|
|
672
Fidelity Fundamental Small-Mid Cap ETF
FFSM
$1.52B
| $776K | 0.02% |
24,974
-34,170
| -58% | -$1.25M |
2025 Q3
4 quarters
|
|
673
JPMorgan Core Plus Bond ETF
JCPB
$17.6B
| $771K | 0.02% |
17,223
-1,903
| -10% | -$87.6K |
2023 Q1
14 quarters
|
|
674
Sterling Infrastructure
STRL
$8.77B
| $769K | 0.02% |
1,564
+104
| +7% | +$58.5K |
2025 Q2
5 quarters
|
|
675
T-Mobile US
TMUS
$177B
| $769K | 0.02% |
4,715
+181
| +4% | +$32.4K |
2018 Q3
32 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.