SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
676	676 iShares Russell 1000 Value ETF IWD $62.7B	$567K	0.02%	3,013 -294	-9%	-$55.3K
677	677 Atour Lifestyle Holdings ATAT $4.9B	$567K	0.02%	+20,000	New	+$567K
678	678 ASML ASML $315B	$567K	0.02%	856 +258	+43%	+$171K
679	679 Cintas CTAS $86.8B	$567K	0.02%	2,758 -1,580	-36%	-$325K
680	680 Innovator US Equity Buffer ETF August BAUG $161M	$566K	0.02%	13,326 -827	-6%	-$35.1K
681	681 Sysco SYY $37.2B	$566K	0.02%	7,536 -121	-2%	-$9.08K
682	682 ActivePassive US Equity ETF APUE $1.94B	$565K	0.02%	16,621 +4,339	+35%	+$147K
683	683 Arthur J. Gallagher & Co AJG $79.8B	$563K	0.02%	1,631 -2	-0.1%	-$690
684	684 iShares iBonds 2025 Term High Yield and Income ETF IBHE $549M	$562K	0.02%	24,198 -17,427	-42%	-$405K
685	685 Spotify SPOT $145B	$559K	0.02%	1,017 +53	+6%	+$29.2K
686	686 Invesco RAFI Strategic US ETF IUS $636M	$556K	0.02%	11,256 +6,939	+161%	+$343K
687	687 First Trust Consumer Staples AlphaDEX Fund FXG $290M	$555K	0.02%	8,489 +701	+9%	+$45.8K
688	688 Dimensional US Small Cap ETF DFAS $10.5B	$554K	0.02%	9,269 -299	-3%	-$17.9K
689	689 Dimensional Core Fixed Income ETF DFCF $7.11B	$554K	0.02%	13,162 -212	-2%	-$8.92K
690	690 KLA KLAC $122B	$552K	0.02%	812 +40	+5%	+$27.2K
691	691 First Trust Nasdaq Artificial Intelligence and Robotics ETF ROBT $519M	$551K	0.02%	+13,548	New	+$551K
692	692 Birkenstock BIRK $8.74B	$551K	0.02%	+12,015	New	+$551K
693	693 Marsh & McLennan MMC $104B	$550K	0.02%	2,254 -72	-3%	-$17.6K
694	694 Vanguard Consumer Discretionary ETF VCR $6.19B	$550K	0.02%	1,689 -504	-23%	-$164K
695	695 Vanguard Communication Services ETF VOX $5.3B	$550K	0.02%	3,703 -1,509	-29%	-$224K
696	696 Tractor Supply TSCO $30.1B	$549K	0.02%	9,963 -14,483	-59%	-$798K
697	697 Novartis NVS $234B	$547K	0.02%	4,875 +657	+16%	+$73.8K
698	698 Vanguard Extended Market ETF VXF $23B	$545K	0.02%	3,161 -1,616	-34%	-$278K
699	699 Tanger SKT $3.63B	$544K	0.02%	16,097 -1,397	-8%	-$47.2K
700	700 Simplify Volatility Premium ETF SVOL $838M	$541K	0.02%	29,756 +3,610	+14%	+$65.6K