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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
676
Invesco S&P 500 Low Volatility ETF
SPLV
$7.2B
$764K 0.02%
10,449
+176
+2% +$13K
OPEN icon
677
Opendoor
OPEN
$3.7B
$764K 0.02%
163,300
-3,000
-2% -$16.2K
VFH icon
678
Vanguard Financials ETF
VFH
$13.3B
$764K 0.02%
6,321
+101
+2% +$12.9K
EVLV icon
679
Evolv Technologies
EVLV
$943M
$758K 0.02%
125,300
– –
TGT icon
680
Target
TGT
$62.1B
$757K 0.02%
6,249
+52
+0.8% +$5.86K
DDFO
681
Innovator Equity Dual Directional 15 Buffer ETF - October
DDFO
$99.7M
$756K 0.02%
35,248
-91
-0.3% -$1.97K
YUM icon
682
Yum! Brands
YUM
$41B
$750K 0.02%
4,821
+5
+0.1% +$792
FTC icon
683
First Trust Large Cap Growth AlphaDEX Fund
FTC
$1.31B
$749K 0.02%
4,857
-114
-2% -$18.4K
SHV icon
684
iShares 0-1 Year Treasury Bond ETF
SHV
$20.7B
$748K 0.02%
6,779
+639
+10% +$70.5K
MP icon
685
MP Materials
MP
$7.35B
$746K 0.02%
15,450
-914
-6% -$54.7K
HYG icon
686
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.3B
$740K 0.02%
9,300
+208
+2% +$16.7K
DDWM icon
687
WisdomTree Dynamic International Equity Fund
DDWM
$1.46B
$739K 0.02%
16,749
+377
+2% +$17.1K
DLR icon
688
Digital Realty Trust
DLR
$73.7B
$737K 0.02%
4,091
-630
-13% -$108K
JBBB icon
689
Janus Henderson B-BBB CLO ETF
JBBB
$1.4B
$737K 0.02%
15,818
-832
-5% -$39.5K
JFR icon
690
Nuveen Floating Rate Income Fund
JFR
$1.23B
$737K 0.02%
97,973
+10
+0% +$77
RSG icon
691
Republic Services
RSG
$66.7B
$736K 0.02%
3,362
+541
+19% +$119K
URA icon
692
Global X Uranium ETF
URA
$5.52B
$735K 0.02%
15,187
+4,041
+36% +$210K
UI icon
693
Ubiquiti
UI
$31.8B
$735K 0.02%
+930
New +$631K
HOOD icon
694
Robinhood
HOOD
$85.2B
$732K 0.02%
10,560
-1,752
-14% -$154K
TDVG icon
695
T. Rowe Price Dividend Growth ETF
TDVG
$1.41B
$731K 0.02%
16,388
+619
+4% +$28.4K
XSHD icon
696
Invesco S&P SmallCap High Dividend Low Volatility ETF
XSHD
$72.3M
$729K 0.02%
+55,535
New +$744K
IAT icon
697
iShares US Regional Banks ETF
IAT
$685M
$724K 0.02%
13,452
-238
-2% -$13.5K
GCC icon
698
WisdomTree Enhanced Commodity Strategy Fund
GCC
$272M
$722K 0.02%
30,140
+1,761
+6% +$40.5K
NVS icon
699
Novartis
NVS
$295B
$720K 0.02%
4,716
-381
-7% -$58.4K
AHR icon
700
American Healthcare REIT
AHR
$11.1B
$716K 0.02%
15,191
+222
+1% +$11K
26 27
28
29 30

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.