SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
701	RNTX 701 Rein Therapeutics, Inc. Common Stock RNTX $31.9M	$540K	0.02%	305,175 +68,965	+29%	+$122K
702	702 Fairlead Tactical Sector ETF TACK $264M	$536K	0.02%	19,718 +2,222	+13%	+$60.4K
703	703 Cencora COR $57.2B	$535K	0.02%	1,925 -24	-1%	-$6.67K
704	704 Amer Sports AS $21.2B	$535K	0.02%	+20,000	New	+$535K
705	705 WisdomTree US SmallCap Dividend Fund DES $1.86B	$534K	0.02%	16,720 +121	+0.7%	+$3.87K
706	706 Convergence Long/Short Equity ETF CLSE $187M	$532K	0.02%	24,623 -53,010	-68%	-$1.15M
707	707 FT Vest US Equity Enhance & Moderate Buffer ETF January XJAN $41.3M	$531K	0.02%	16,031	–	–
708	708 Innovator US Equity Buffer ETF January BJAN $289M	$531K	0.02%	11,388 -1,024	-8%	-$47.8K
709	709 Zoetis ZTS $69B	$531K	0.02%	3,225 -142	-4%	-$23.4K
710	710 Global X Silver Miners ETF NEW SIL $2.05B	$531K	0.02%	13,450 +1,216	+10%	+$48K
711	711 First Trust Municipal High Income ETF FMHI $737M	$530K	0.02%	11,092 -1,177	-10%	-$56.3K
712	712 VanEck High Yield Muni ETF HYD $3.25B	$530K	0.02%	10,351 -1,574	-13%	-$80.6K
713	713 iShares Focused Value Factor ETF FOVL $28.9M	$530K	0.02%	+7,604	New	+$530K
714	714 Capital Group US Multi-Sector Income ETF CGMS $2.88B	$529K	0.02%	19,373 +3,637	+23%	+$99.3K
715	715 Expedia Group EXPE $23.3B	$528K	0.02%	+3,138	New	+$528K
716	716 Innovator US Equity Buffer ETF March BMAR $219M	$527K	0.02%	11,584 +337	+3%	+$15.3K
717	717 iShares MSCI ACWI ETF ACWI $22.4B	$527K	0.02%	4,532 -483	-10%	-$56.2K
718	718 US Foods USFD $18.6B	$525K	0.02%	+8,024	New	+$525K
719	719 SoFi Technologies SOFI $23.4B	$524K	0.02%	45,036 +1,634	+4%	+$19K
720	720 Sociedad Química y Minera de Chile SQM $10.7B	$524K	0.02%	13,183 +172	+1%	+$6.83K
721	721 Schlumberger SLB $55.7B	$523K	0.02%	12,494 +1,902	+18%	+$79.6K
722	722 Innovator US Equity Buffer ETF December BDEC $217M	$522K	0.02%	12,479 +237	+2%	+$9.92K
723	723 PayPal PYPL $69.4B	$522K	0.02%	8,003 -6,175	-44%	-$403K
724	724 Invesco Dorsey Wright Technology Momentum ETF PTF $393M	$522K	0.02%	8,846 +1,173	+15%	+$69.2K
725	725 Marvell Technology MRVL $62.7B	$519K	0.02%	8,426 -1,076	-11%	-$66.3K