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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OHI icon
701
Omega Healthcare
OHI
$15.4B
$715K 0.02%
16,313
-166
-1% -$7.58K
IWN icon
702
iShares Russell 2000 Value ETF
IWN
$14.4B
$710K 0.02%
3,744
+131
+4% +$25.4K
SOUN icon
703
SoundHound AI
SOUN
$2.68B
$710K 0.02%
103,328
+5,213
+5% +$45K
ATO icon
704
Atmos Energy
ATO
$29.9B
$708K 0.02%
3,834
-5
-0.1% -$884
FIIG icon
705
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$645M
$708K 0.02%
34,104
+4,855
+17% +$102K
MDIV icon
706
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$429M
$705K 0.02%
43,611
-693
-2% -$11.3K
VONV icon
707
Vanguard Russell 1000 Value ETF
VONV
$20.4B
$704K 0.02%
7,508
-574
-7% -$55.2K
QQQI icon
708
NEOS Nasdaq 100 High Income ETF
QQQI
$12.6B
$701K 0.02%
14,112
+4,862
+53% +$256K
CMI icon
709
Cummins
CMI
$91.7B
$700K 0.02%
1,301
-13
-1% -$7.36K
SCHI icon
710
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.4B
$700K 0.02%
+30,863
New +$708K
BJUN icon
711
Innovator US Equity Buffer ETF June
BJUN
$311M
$699K 0.02%
15,115
-155
-1% -$7.27K
CSPF
712
Cohen & Steers Preferred and Income Opportunities Active ETF
CSPF
$291M
$699K 0.02%
27,257
+3,107
+13% +$81.1K
AWK icon
713
American Water Works
AWK
$26.3B
$695K 0.02%
5,110
-99
-2% -$13.1K
ACWX icon
714
iShares MSCI ACWI ex US ETF
ACWX
$11.3B
$694K 0.02%
10,139
-1,183
-10% -$83.5K
CGCB icon
715
Capital Group Core Bond ETF
CGCB
$5.62B
$694K 0.02%
26,429
+366
+1% +$9.72K
FANG icon
716
Diamondback Energy
FANG
$57.6B
$692K 0.02%
3,499
-27
-0.8% -$4.59K
HP icon
717
Helmerich & Payne
HP
$3.53B
$691K 0.02%
19,188
-1,994
-9% -$68K
TTE icon
718
TotalEnergies
TTE
$193B
$690K 0.02%
7,577
+169
+2% +$12.9K
LNC icon
719
Lincoln National
LNC
$7.91B
$690K 0.02%
19,446
-1,021
-5% -$39.2K
UL icon
720
Unilever
UL
$131B
$689K 0.02%
12,089
-529
-4% -$35.5K
PNR icon
721
Pentair
PNR
$10.2B
$685K 0.02%
7,862
+524
+7% +$51.3K
LIN icon
722
Linde
LIN
$237B
$682K 0.02%
1,375
+92
+7% +$43.4K
VCLT icon
723
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.83B
$680K 0.02%
9,098
-70
-0.8% -$5.32K
IXUS icon
724
iShares Core MSCI Total International Stock ETF
IXUS
$57.5B
$675K 0.02%
7,791
+57
+0.7% +$5.08K
NSC icon
725
Norfolk Southern
NSC
$78.8B
$674K 0.02%
2,349
+2
+0.1% +$594
27 28
29
30 31

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.