We are live on !
Find out more
Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
701
iShares Russell 2000 Value ETF
IWN
$14.1B
| $705K | 0.02% |
3,380
-81
| -2% | -$17.9K |
2016 Q4
39 quarters
|
|
702
Innovator US Equity Buffer ETF June
BJUN
$242M
| $703K | 0.02% |
14,636
+71
| +0.5% | +$3.5K |
2024 Q1
10 quarters
|
|
703
Capital Group Core Bond ETF
CGCB
$6.87B
| $703K | 0.02% |
28,149
+849
| +3% | +$21.9K |
2024 Q1
10 quarters
|
|
704
International Seaways
INSW
$5.02B
| $703K | 0.02% |
6,381
+3,301
| +107% | +$319K |
2026 Q2
1 quarter
|
|
705
Helmerich & Payne
HP
$3.55B
| $701K | 0.02% |
18,884
-295
| -2% | -$11.4K |
2025 Q2
5 quarters
|
|
706
First Trust Growth Strength ETF
FTGS
$1.28B
| $701K | 0.02% |
18,835
-70,097
| -79% | -$2.7M |
2024 Q2
9 quarters
|
|
707
Innovator US Equity Buffer ETF August
BAUG
$265M
| $699K | 0.02% |
12,652
+312
| +3% | +$17.1K |
2022 Q3
16 quarters
|
|
708
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.48B
| $698K | 0.02% |
14,497
+641
| +5% | +$32.6K |
2021 Q3
20 quarters
|
|
709
Broadridge
BR
$21.6B
| $698K | 0.02% |
4,333
+2,697
| +165% | +$441K |
2026 Q2
1 quarter
|
|
710
Republic Services
RSG
$75B
| $697K | 0.02% |
3,316
-4
| -0.1% | -$870 |
2015 Q3
44 quarters
|
|
711
Guggenheim Strategic Opportunities Fund
GOF
$2.06B
| $694K | 0.02% |
81,540
+11,918
| +17% | +$118K |
2014 Q4
47 quarters
|
|
712
Antero Resources
AR
$11.2B
| $691K | 0.02% |
20,696
+9,115
| +79% | +$329K |
2024 Q1
10 quarters
|
|
713
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.2B
| $689K | 0.02% |
21,172
+1,453
| +7% | +$45.6K |
2026 Q2
1 quarter
|
|
714
Cohen & Steers Preferred and Income Opportunities Active ETF
CSPF
$338M
| $687K | 0.02% |
27,306
+26
| +0.1% | +$673 |
2025 Q4
3 quarters
|
|
715
Tortoise Energy Infrastructure Corp
TYG
$927M
| $686K | 0.02% |
17,912
+3,860
| +27% | +$166K |
2025 Q4
3 quarters
|
|
716
iShares MSCI Peru and Global Exposure ETF
EPU
$507M
| $684K | 0.02% |
10,255
+2,939
| +40% | +$261K |
2025 Q1
6 quarters
|
|
717
First Trust Intermediate Duration Investment Grade Corporate ETF
FIIG
$641M
| $682K | 0.02% |
34,724
+386
| +1% | +$7.85K |
2024 Q3
8 quarters
|
|
718
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$417M
| $681K | 0.02% |
43,048
-80
| -0.2% | -$1.33K |
2014 Q4
47 quarters
|
|
719
Simplify Volatility Premium ETF
SVOL
$484M
| $681K | 0.02% |
41,607
+1,256
| +3% | +$20.5K |
2024 Q3
8 quarters
|
|
720
Innovator US Equity Buffer ETF September
BSEP
$454M
| $680K | 0.02% |
12,608
+1,048
| +9% | +$56.2K |
2024 Q1
10 quarters
|
|
721
Diamondback Energy
FANG
$49.7B
| $677K | 0.02% |
3,685
-16
| -0.4% | -$3.13K |
2022 Q1
18 quarters
|
|
722
iShares MSCI India ETF
INDA
$6.36B
| $675K | 0.02% |
14,459
-238
| -2% | -$11.7K |
2024 Q1
10 quarters
|
|
723
SLB Ltd
SLB
$74.8B
| $674K | 0.02% |
14,544
+7,235
| +99% | +$373K |
2014 Q4
47 quarters
|
|
724
Lincoln National
LNC
$8.19B
| $672K | 0.02% |
16,695
-757
| -4% | -$32.3K |
2020 Q2
25 quarters
|
|
725
J.M. Smucker
SJM
$14.2B
| $671K | 0.02% |
5,643
+253
| +5% | +$30.4K |
2018 Q4
31 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.