SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
726	726 iShares Core MSCI Total International Stock ETF IXUS $46.2B	$518K	0.02%	7,426 -336	-4%	-$23.5K
727	727 Samsara IOT $22.3B	$518K	0.02%	13,518 -100	-0.7%	-$3.83K
728	728 Sibanye-Stillwater SBSW $6.43B	$518K	0.02%	112,996 +26,747	+31%	+$123K
729	729 JPMorgan Diversified Return Emerging Markets Equity ETF JPEM $340M	$517K	0.02%	9,807 +14	+0.1%	+$738
730	730 Catalyst Pharmaceutical CPRX $2.57B	$516K	0.02%	+21,275	New	+$516K
731	731 PTC PTC $23.9B	$516K	0.02%	3,328 -959	-22%	-$149K
732	732 KKR & Co KKR $130B	$513K	0.02%	4,440 -2,158	-33%	-$250K
733	733 Church & Dwight Co CHD $23.8B	$513K	0.02%	4,658 -520	-10%	-$57.3K
734	734 Hormel Foods HRL $16B	$509K	0.02%	16,439 -734	-4%	-$22.7K
735	735 iShares ESG Advanced MSCI USA ETF USXF $1.25B	$505K	0.02%	10,819 -24,843	-70%	-$1.16M
736	736 Fidelity MSCI Energy Index ETF FENY $1.37B	$502K	0.02%	19,644 -5,801	-23%	-$148K
737	737 Regeneron Pharmaceuticals REGN $58.6B	$500K	0.02%	789 +7	+0.9%	+$4.44K
738	738 WisdomTree Enhanced Commodity Strategy Fund GCC $143M	$500K	0.02%	25,501	–	–
739	739 First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF CARZ $32.4M	$499K	0.02%	9,343 -9,179	-50%	-$491K
740	740 Annaly Capital Management NLY $12B	$499K	0.02%	24,574 -80	-0.3%	-$1.63K
741	741 Antero Midstream AM $8.62B	$497K	0.02%	27,634 +326	+1%	+$5.87K
742	742 GXO Logistics GXO $5.76B	$497K	0.02%	12,713 +1,167	+10%	+$45.6K
743	743 Innovator US Equity Power Buffer ETF January PJAN $1.27B	$496K	0.02%	11,965 -2,538	-18%	-$105K
744	744 Innovator US Equity Power Buffer ETF March PMAR $663M	$496K	0.02%	12,412 +5,093	+70%	+$203K
745	745 M&T Bank MTB $30.7B	$496K	0.02%	2,772 -26	-0.9%	-$4.65K
746	746 T. Rowe Price Growth Stock ETF TGRW $331M	$494K	0.02%	13,799 +3,416	+33%	+$122K
747	747 Huntington Ingalls Industries HII $9.99B	$494K	0.02%	2,419 +640	+36%	+$131K
748	748 Stanley Black & Decker SWK $10.8B	$492K	0.02%	6,405 -9,267	-59%	-$712K
749	749 Hewlett Packard HPE $27.7B	$492K	0.02%	31,889 -6,194	-16%	-$95.6K
750	750 uniQure QURE $821M	$489K	0.02%	46,150 -595	-1%	-$6.31K