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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPHD icon
726
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.36B
$670K 0.02%
13,500
-1,272
-9% -$64K
OMFL icon
727
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
$4.69B
$669K 0.02%
11,131
-195
-2% -$12.1K
CGVV
728
Capital Group U.S. Large Value ETF
CGVV
$137M
$669K 0.02%
25,000
+10,000
+67% +$280K
SHW icon
729
Sherwin-Williams
SHW
$78.3B
$667K 0.02%
2,080
+61
+3% +$21K
EXI icon
730
iShares Global Industrials ETF
EXI
$1.41B
$662K 0.02%
3,660
-255
-7% -$48.1K
GOF icon
731
Guggenheim Strategic Opportunities Fund
GOF
$2.22B
$662K 0.02%
60,030
-9,512
-14% -$115K
PYLD icon
732
PIMCO Multi Sector Bond Active ETF
PYLD
$14.8B
$661K 0.02%
25,231
+16,774
+198% +$447K
BWXT icon
733
BWX Technologies
BWXT
$16B
$658K 0.02%
+3,219
New +$654K
BJUL icon
734
Innovator US Equity Buffer ETF July
BJUL
$289M
$658K 0.02%
13,240
-22
-0.2% -$1.12K
HII icon
735
Huntington Ingalls Industries
HII
$11.3B
$658K 0.02%
1,731
-291
-14% -$120K
HMY icon
736
Harmony Gold Mining
HMY
$9.92B
$657K 0.02%
+42,775
New +$846K
JPEM icon
737
JPMorgan Diversified Return Emerging Markets Equity ETF
JPEM
$381M
$656K 0.02%
10,566
-29
-0.3% -$1.85K
SWK icon
738
Stanley Black & Decker
SWK
$14.2B
$656K 0.02%
9,229
+1,152
+14% +$92.5K
LDSF icon
739
First Trust Low Duration Strategic Focus ETF
LDSF
$160M
$653K 0.02%
34,525
+3
+0% +$57
PBI icon
740
Pitney Bowes
PBI
$2.42B
$649K 0.02%
58,759
-586
-1% -$6.15K
XLRE icon
741
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.69B
$647K 0.02%
15,843
-49
-0.3% -$2.05K
VCR icon
742
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$646K 0.02%
1,798
-38
-2% -$14.7K
BAUG icon
743
Innovator US Equity Buffer ETF August
BAUG
$197M
$643K 0.02%
13,168
-171
-1% -$8.56K
WULF icon
744
TeraWulf
WULF
$9.15B
$641K 0.02%
44,450
+12,900
+41% +$191K
FTNT icon
745
Fortinet
FTNT
$112B
$641K 0.02%
7,847
-92
-1% -$7.43K
PLTM icon
746
GraniteShares Platinum Shares
PLTM
$173M
$638K 0.02%
33,724
-171,761
-84% -$3.63M
FTXL icon
747
First Trust Nasdaq Semiconductor ETF
FTXL
$2.22B
$635K 0.02%
+4,304
New +$650K
IUS icon
748
Invesco RAFI Strategic US ETF
IUS
$894M
$634K 0.02%
10,945
-376
-3% -$22.2K
THC icon
749
Tenet Healthcare
THC
$20.1B
$633K 0.02%
3,355
-213
-6% -$44.9K
CARR icon
750
Carrier Global
CARR
$57.2B
$629K 0.02%
11,179
-1,605
-13% -$95K
28 29
30
31 32

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.