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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNY icon
776
First Trust Mid Cap Growth AlphaDEX Fund
FNY
$580M
$582K 0.02%
6,436
-5
-0.1% -$475
DUSA icon
777
Davis Select US Equity ETF
DUSA
$1.25B
$582K 0.02%
11,468
-35
-0.3% -$1.81K
PAHC icon
778
Phibro Animal Health
PAHC
$1.38B
$582K 0.02%
+10,516
New +$501K
RECS icon
779
Columbia Research Enhanced Core ETF
RECS
$5.89B
$580K 0.02%
+14,891
New +$604K
XJAN icon
780
FT Vest US Equity Enhance & Moderate Buffer ETF January
XJAN
$41.3M
$579K 0.02%
16,031
– –
ICOW icon
781
Pacer Developed Markets International Cash Cows 100 ETF
ICOW
$1.76B
$579K 0.02%
13,638
-518
-4% -$21.6K
DDFF
782
Innovator Equity Dual Directional 15 Buffer ETF - February
DDFF
$60.9M
$578K 0.02%
+30,528
New +$584K
IAUG
783
Innovator International Developed Power Buffer ETF - August
IAUG
$39.5M
$568K 0.02%
19,808
-251
-1% -$7.27K
SLYG icon
784
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$562K 0.02%
5,815
-3,593
-38% -$356K
AR icon
785
Antero Resources
AR
$10.9B
$562K 0.02%
13,235
+2,790
+27% +$102K
FITB
786
Fifth Third Bancorp
FITB
$52B
$557K 0.02%
11,980
+5,020
+72% +$247K
AOM icon
787
iShares Core Moderate Allocation ETF
AOM
$1.76B
$552K 0.02%
11,659
-2,782
-19% -$134K
AM icon
788
Antero Midstream
AM
$10.8B
$550K 0.02%
24,130
-395
-2% -$8.16K
ETR icon
789
Entergy
ETR
$54.1B
$550K 0.02%
4,893
-136
-3% -$13.7K
AFIF icon
790
Anfield Universal Fixed Income ETF
AFIF
$227M
$550K 0.02%
+59,000
New +$556K
UITB icon
791
Victory Portfolios II VictoryShares Core Intermediate Bond ETF
UITB
$2.64B
$541K 0.02%
11,508
+1
+0% +$47
HIMS icon
792
Hims & Hers Health
HIMS
$6.5B
$540K 0.02%
26,007
+388
+2% +$9.17K
FLQM icon
793
Franklin US Mid Cap Multifactor Index ETF
FLQM
$1.56B
$538K 0.02%
9,803
-5,737
-37% -$327K
FTA icon
794
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.38B
$538K 0.02%
5,830
+595
+11% +$54.5K
IEUR icon
795
iShares Core MSCI Europe ETF
IEUR
$8.66B
$538K 0.01%
7,659
+1,278
+20% +$93.3K
IHI icon
796
iShares US Medical Devices ETF
IHI
$3.02B
$538K 0.01%
10,088
-2,213
-18% -$130K
GNW icon
797
Genworth Financial
GNW
$3.8B
$537K 0.01%
66,159
-815
-1% -$6.91K
NLY icon
798
Annaly Capital Management
NLY
$16.9B
$537K 0.01%
25,373
+624
+3% +$14.2K
POWL icon
799
Powell Industries
POWL
$8.46B
$536K 0.01%
2,973
-8,490
-74% -$1.39M
RSDE
800
FT Vest U.S. Equity Equal Weight Buffer ETF - December
RSDE
$33M
$536K 0.01%
24,454
-105
-0.4% -$2.34K
30 31
32
33 34

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.