SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
776	776 Vanguard S&P Small-Cap 600 Value ETF VIOV $1.3B	$452K	0.01%	5,388 -3,026	-36%	-$254K
777	777 Cincinnati Financial CINF $23.6B	$452K	0.01%	3,060 +123	+4%	+$18.2K
778	778 First Trust Indxx Aerospace & Defense ETF MISL $172M	$451K	0.01%	14,907 -892	-6%	-$27K
779	779 Entergy ETR $38.6B	$451K	0.01%	5,274 -822	-13%	-$70.3K
780	780 Innovator US Equity Power Buffer ETF December PDEC $1.08B	$450K	0.01%	11,975 -496	-4%	-$18.7K
781	781 Tenet Healthcare THC $16.3B	$449K	0.01%	3,336 -215	-6%	-$28.9K
782	782 iShares iBonds Dec 2025 Term Treasury ETF IBTF $1.99B	$446K	0.01%	19,094 -39,565	-67%	-$925K
783	783 L3Harris LHX $49.5B	$446K	0.01%	2,132 -539	-20%	-$113K
784	784 Timothy Plan High Dividend Stock ETF TPHD $307M	$446K	0.01%	11,852 +4	+0%	+$150
785	785 iShares MSCI Brazil ETF EWZ $5B	$444K	0.01%	+17,174	New	+$444K
786	786 Crown Castle CCI $45.8B	$439K	0.01%	4,214 -7,340	-64%	-$765K
787	787 Sempra SRE $51B	$438K	0.01%	6,139 -284	-4%	-$20.3K
788	788 iShares US Real Estate ETF IYR $3.71B	$438K	0.01%	4,572 +2,277	+99%	+$218K
789	789 Dimensional US Core Equity Market ETF DFAU $8.7B	$437K	0.01%	11,370 +273	+2%	+$10.5K
790	790 iShares US Infrastructure ETF IFRA $2.72B	$436K	0.01%	9,669 -5,316	-35%	-$240K
791	791 La-Z-Boy LZB $1.56B	$435K	0.01%	11,120	–	–
792	792 Innovator US Equity Buffer ETF September BSEP $164M	$435K	0.01%	10,401 -302	-3%	-$12.6K
793	MAXJ 793 iShares Large Cap Max Buffer Jun ETF MAXJ $152M	$434K	0.01%	16,837 -22,400	-57%	-$578K
794	794 Royal Caribbean RCL $95.1B	$432K	0.01%	2,101 -207	-9%	-$42.5K
795	795 W.P. Carey WPC $13.5B	$429K	0.01%	6,796 -237	-3%	-$15K
796	796 JPMorgan Municipal ETF JMUB $3.06B	$428K	0.01%	8,567 -413	-5%	-$20.7K
797	797 FT Vest US Small Cap Moderate Buffer ETF November SNOV $127M	$427K	0.01%	19,338 -230	-1%	-$5.07K
798	798 Global Ship Lease GSL $992M	$426K	0.01%	18,650 -75	-0.4%	-$1.71K
799	799 Janus Henderson Small Cap Growth Alpha ETF JSML $185M	$426K	0.01%	+7,000	New	+$426K
800	800 Alliant Energy LNT $16.5B	$423K	0.01%	6,576 +388	+6%	+$25K