Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
826
BNY Mellon Municipal Opportunities ETF
BMOP
$1.73B
| $517K | 0.01% |
21,947
+2,181
| +11% | +$53.5K |
2026 Q1
2 quarters
|
|
827
Universal Corp
UVV
$942M
| $516K | 0.01% |
12,348
+2,286
| +23% | +$110K |
2024 Q2
9 quarters
|
|
828
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$747M
| $516K | 0.01% |
8,673
-554
| -6% | -$33.7K |
2019 Q2
29 quarters
|
|
829
Nike
NKE
$59B
| $512K | 0.01% |
14,424
-1,853
| -11% | -$74.4K |
2014 Q4
47 quarters
|
|
830
iShares US Real Estate ETF
IYR
$4.02B
| $510K | 0.01% |
5,370
+2,623
| +95% | +$270K |
2026 Q1
2 quarters
|
|
831
iShares MSCI ACWI ex US ETF
ACWX
$17.9B
| $510K | 0.01% |
6,741
+1,978
| +42% | +$151K |
2025 Q3
4 quarters
|
|
832
Cameco
CCJ
$32.4B
| $507K | 0.01% |
5,855
+694
| +13% | +$65.4K |
2025 Q2
5 quarters
|
|
833
Vistra
VST
$45.6B
| $504K | 0.01% |
3,610
-268
| -7% | -$39.4K |
2023 Q3
12 quarters
|
|
834
Colgate-Palmolive
CL
$77.5B
| $504K | 0.01% |
5,904
-43
| -0.7% | -$3.89K |
2014 Q4
47 quarters
|
|
835
Amphenol
APH
$197B
| $502K | 0.01% |
5,927
-6,647
| -53% | -$535K |
2025 Q2
5 quarters
|
|
836
DELISTED
Kenvue
KVUE
| $501K | 0.01% |
28,393
+849
| +3% | +$16K |
2023 Q3
12 quarters
|
|
837
IonQ
IONQ
$15.2B
| $501K | 0.01% |
11,413
-716
| -6% | -$29K |
2025 Q2
5 quarters
|
|
838
iShares Copper and Metals Mining ETF
ICOP
$428M
| $497K | 0.01% |
9,523
-3,007
| -24% | -$160K |
2025 Q4
3 quarters
|
|
839
Evolv Technologies
EVLV
$844M
| $496K | 0.01% |
106,700
-4,000
| -4% | -$21.8K |
2025 Q2
5 quarters
|
|
840
Timothy Plan High Dividend Stock ETF
TPHD
$394M
| $495K | 0.01% |
12,216
+263
| +2% | +$11.3K |
2024 Q1
10 quarters
|
|
841
ARK Genomic Revolution ETF
ARKG
$2.1B
| $494K | 0.01% |
9,387
-2,862
| -23% | -$129K |
2025 Q3
4 quarters
|
|
842
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$6.39B
| $492K | 0.01% |
8,818
+1,251
| +17% | +$69.7K |
2025 Q4
3 quarters
|
|
843
First Trust Europe AlphaDEX Fund
FEP
$490M
| $492K | 0.01% |
+8,720
| New | +$513K |
2026 Q3
0 quarters
|
|
844
Invesco Senior Loan ETF
BKLN
$5.8B
| $492K | 0.01% |
+24,076
| New | +$494K |
2026 Q3
0 quarters
|
|
845
Monolithic Power Systems
MPWR
$65.7B
| $492K | 0.01% |
365
-7
| -2% | -$9.17K |
2026 Q1
2 quarters
|
|
846
Capital Group US Multi-Sector Income ETF
CGMS
$5.63B
| $490K | 0.01% |
18,543
-15,572
| -46% | -$421K |
2023 Q2
13 quarters
|
|
847
TotalEnergies
TTE
$193B
| $489K | 0.01% |
5,722
-1,310
| -19% | -$113K |
2024 Q1
10 quarters
|
|
848
U.S. Core Equity 2 Portfolio ETF Class Shares
DFAC
$48.8B
| $489K | 0.01% |
10,992
+21
| +0.2% | +$945 |
2021 Q2
21 quarters
|
|
849
ITT
ITT
$19.4B
| $488K | 0.01% |
2,420
-4,004
| -62% | -$808K |
2025 Q3
4 quarters
|
|
850
iShares MSCI South Korea ETF
EWY
$20.8B
| $487K | 0.01% |
2,667
-797
| -23% | -$140K |
2026 Q1
2 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.