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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSL icon
826
Global Ship Lease
GSL
$1.57B
$510K 0.01%
13,692
-5,200
-28% -$196K
DES icon
827
WisdomTree US SmallCap Dividend Fund
DES
$2.19B
$508K 0.01%
14,140
+67
+0.5% +$2.42K
BSEP icon
828
Innovator US Equity Buffer ETF September
BSEP
$215M
$507K 0.01%
10,540
-112
-1% -$5.52K
SKT icon
829
Tanger
SKT
$4.82B
$507K 0.01%
14,913
+5
+0% +$172
EIPX icon
830
FT Energy Income Partners Strategy ETF
EIPX
$559M
$504K 0.01%
15,685
+1,835
+13% +$54.9K
UNFI icon
831
United Natural Foods
UNFI
$3.01B
$504K 0.01%
+11,193
New +$429K
VT icon
832
Vanguard Total World Stock ETF
VT
$76.3B
$499K 0.01%
3,607
+626
+21% +$90K
THD icon
833
iShares MSCI Thailand ETF
THD
$361M
$497K 0.01%
7,159
+923
+15% +$61K
IIPR icon
834
Innovative Industrial Properties
IIPR
$1.78B
$496K 0.01%
9,892
+1,155
+13% +$58.3K
TPHD icon
835
Timothy Plan High Dividend Stock ETF
TPHD
$364M
$496K 0.01%
11,997
+4
+0% +$165
INFL icon
836
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.5B
$495K 0.01%
9,504
+2
+0% +$101
KKR icon
837
KKR & Co
KKR
$89.2B
$494K 0.01%
5,343
+998
+23% +$105K
BMA icon
838
Banco Macro
BMA
$5.7B
$493K 0.01%
6,378
+89
+1% +$7.56K
CRH icon
839
CRH
CRH
$66.7B
$493K 0.01%
4,692
+480
+11% +$56.4K
EWM icon
840
iShares MSCI Malaysia ETF
EWM
$305M
$493K 0.01%
17,353
+2,193
+14% +$63.4K
CGHM
841
Capital Group Municipal High-Income ETF
CGHM
$3.2B
$493K 0.01%
+19,462
New +$499K
ARKW icon
842
ARK Web x.0 ETF
ARKW
$1.64B
$492K 0.01%
4,080
+525
+15% +$69.7K
SPGI icon
843
S&P Global
SPGI
$126B
$492K 0.01%
1,156
+81
+8% +$37.6K
ARKQ icon
844
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$491K 0.01%
4,365
+85
+2% +$10.5K
SPTM icon
845
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$491K 0.01%
6,206
-181
-3% -$14.9K
FXO icon
846
First Trust Financials AlphaDEX Fund
FXO
$1.12B
$489K 0.01%
8,703
-30,510
-78% -$1.81M
BVN icon
847
Compañía de Minas Buenaventura
BVN
$7.85B
$487K 0.01%
+13,513
New +$488K
PGR icon
848
Progressive
PGR
$124B
$487K 0.01%
2,454
+224
+10% +$46.2K
IWB icon
849
iShares Russell 1000 ETF
IWB
$47.7B
$483K 0.01%
1,353
+590
+77% +$220K
FQAL icon
850
Fidelity Quality Factor ETF
FQAL
$1.41B
$481K 0.01%
6,627
-563
-8% -$42.6K
32 33
34
35 36

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.