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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SQM icon
876
Sociedad Química y Minera de Chile
SQM
$21.8B
$543K 0.01%
7,330
-48
-0.7% -$4.02K
HPE icon
877
Hewlett Packard
HPE
$69B
$542K 0.01%
12,024
+1,210
+11% +$43.7K
DKS icon
878
Dick's Sporting Goods
DKS
$12.4B
$542K 0.01%
2,388
+10
+0.4% +$2.21K
DFAU icon
879
Dimensional US Core Equity Market ETF
DFAU
$12.9B
$541K 0.01%
10,470
-84
-0.8% -$4.2K
VFH icon
880
Vanguard Financials ETF
VFH
$13.6B
$541K 0.01%
4,107
-2,214
-35% -$282K
FNX icon
881
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$540K 0.01%
3,690
+61
+2% +$8.46K
OUSA icon
882
ALPS O'Shares U.S. Quality Dividend ETF
OUSA
$742M
$538K 0.01%
9,227
-393
-4% -$22.7K
LITE icon
883
Lumentum
LITE
$79B
$538K 0.01%
627
+89
+17% +$79.4K
FTA icon
884
First Trust Large Cap Value AlphaDEX Fund
FTA
$1.43B
$538K 0.01%
5,553
-277
-5% -$26.2K
RSDE
885
FT Vest U.S. Equity Equal Weight Buffer ETF - December
RSDE
$31.3M
$537K 0.01%
22,866
-1,588
-6% -$36.3K
FID icon
886
First Trust Exchange-Traded Fund VI First Trust S&P International Dividend Aristocrats ETF
FID
$173M
$537K 0.01%
25,023
+592
+2% +$12.9K
IAT icon
887
iShares US Regional Banks ETF
IAT
$659M
$535K 0.01%
8,598
-4,854
-36% -$282K
FXO icon
888
First Trust Financials AlphaDEX Fund
FXO
$1.13B
$532K 0.01%
8,525
-178
-2% -$10.6K
CINF icon
889
Cincinnati Financial
CINF
$26.3B
$529K 0.01%
2,856
-29
-1% -$4.81K
MTB icon
890
M&T Bank
MTB
$34.6B
$528K 0.01%
2,220
-102
-4% -$22.3K
BJAN icon
891
Innovator US Equity Buffer ETF January
BJAN
$350M
$527K 0.01%
8,944
-858
-9% -$49.4K
KVUE icon
892
Kenvue
KVUE
$36B
$526K 0.01%
27,544
+469
+2% +$8.26K
CCJ icon
893
Cameco
CCJ
$43.9B
$526K 0.01%
5,161
-4,079
-44% -$457K
BDEC icon
894
Innovator US Equity Buffer ETF December
BDEC
$216M
$525K 0.01%
9,869
-754
-7% -$39.1K
UVV icon
895
Universal Corp
UVV
$1.14B
$525K 0.01%
10,062
-87
-0.9% -$4.63K
EMXC icon
896
iShares MSCI Emerging Markets ex China ETF
EMXC
$25.7B
$520K 0.01%
5,083
+1,542
+44% +$146K
EWM icon
897
iShares MSCI Malaysia ETF
EWM
$321M
$519K 0.01%
19,245
+1,892
+11% +$54.3K
PKB icon
898
Invesco Building & Construction ETF
PKB
$338M
$519K 0.01%
4,628
+3
+0.1% +$317
VKTX icon
899
Viking Therapeutics
VKTX
$4.07B
$516K 0.01%
13,221
-479
-3% -$15.5K
ARKG icon
900
ARK Genomic Revolution ETF
ARKG
$2.02B
$515K 0.01%
12,249
+1,395
+13% +$44.4K
34 35
36
37 38

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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.