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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RYLD icon
876
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
$454K 0.01%
30,344
+4,109
+16% +$63.5K
RNTX
877
Rein Therapeutics
RNTX
$67.7M
$453K 0.01%
348,677
+101,400
+41% +$126K
MPWR icon
878
Monolithic Power Systems
MPWR
$65.5B
$453K 0.01%
+414
New +$452K
BTI icon
879
British American Tobacco
BTI
$132B
$452K 0.01%
7,726
+624
+9% +$36.9K
PKB icon
880
Invesco Building & Construction ETF
PKB
$438M
$451K 0.01%
4,625
+473
+11% +$48K
FLMI icon
881
Franklin Dynamic Municipal Bond ETF
FLMI
$2.27B
$450K 0.01%
18,155
+2,328
+15% +$58.4K
AIPO
882
Defiance AI & Power Infrastructure ETF
AIPO
$902M
$450K 0.01%
18,019
+3,439
+24% +$86.1K
IAGG icon
883
iShares Core International Aggregate Bond Fund
IAGG
$10.6B
$449K 0.01%
8,977
-1,497
-14% -$75.2K
MDLZ icon
884
Mondelez International
MDLZ
$77.7B
$448K 0.01%
7,768
-73
-0.9% -$4.23K
VKTX icon
885
Viking Therapeutics
VKTX
$4.04B
$446K 0.01%
13,700
+5,940
+77% +$191K
XMAY
886
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May
XMAY
$18.9M
$440K 0.01%
12,597
-444
-3% -$15.6K
BKNG icon
887
Booking.com
BKNG
$138B
$438K 0.01%
2,600
-575
-18% -$106K
TXRH icon
888
Texas Roadhouse
TXRH
$12.7B
$436K 0.01%
2,641
+43
+2% +$7.72K
OKLO
889
Oklo
OKLO
$7B
$435K 0.01%
8,780
+1,605
+22% +$115K
STRL icon
890
Sterling Infrastructure
STRL
$20.3B
$435K 0.01%
1,069
-370
-26% -$145K
XMVM icon
891
Invesco S&P MidCap Value with Momentum ETF
XMVM
$499M
$435K 0.01%
6,677
-746
-10% -$49.6K
IFRA icon
892
iShares US Infrastructure ETF
IFRA
$4.65B
$432K 0.01%
7,553
-1,947
-20% -$112K
COIN icon
893
Coinbase
COIN
$41.7B
$431K 0.01%
2,470
+648
+36% +$128K
PAUG icon
894
Innovator US Equity Power Buffer ETF August
PAUG
$858M
$430K 0.01%
10,063
-19,936
-66% -$864K
JHMM icon
895
John Hancock Multifactor Mid Cap ETF
JHMM
$5.89B
$430K 0.01%
6,402
+113
+2% +$7.77K
PDI icon
896
PIMCO Dynamic Income Fund
PDI
$7.4B
$429K 0.01%
25,047
-182
-0.7% -$3.28K
APIE icon
897
ActivePassive International Equity ETF
APIE
$1.11B
$429K 0.01%
12,157
+2,020
+20% +$74.6K
EPU icon
898
iShares MSCI Peru and Global Exposure ETF
EPU
$534M
$428K 0.01%
5,304
+22
+0.4% +$1.86K
ES icon
899
Eversource Energy
ES
$28.2B
$426K 0.01%
6,149
+2,074
+51% +$147K
SNDK
900
Sandisk
SNDK
$213B
$426K 0.01%
+670
New +$378K
34 35
36
37 38

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.