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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
876
ActivePassive International Equity ETF
APIE
$1.13B
| $458K | 0.01% |
11,914
-243
| -2% | -$9.49K |
2025 Q2
5 quarters
|
|
877
iShares Bitcoin Trust
IBIT
$60.4B
| $458K | 0.01% |
9,665
+577
| +6% | +$23.3K |
2025 Q3
4 quarters
|
|
878
VanEck Junior Gold Miners ETF
GDXJ
$8.29B
| $457K | 0.01% |
4,008
-2,263
| -36% | -$257K |
2016 Q1
42 quarters
|
|
879
Huntington Ingalls Industries
HII
$11.8B
| $456K | 0.01% |
1,648
+33
| +2% | +$9.6K |
2024 Q1
10 quarters
|
|
880
M&T Bank
MTB
$32.1B
| $454K | 0.01% |
2,088
-132
| -6% | -$31.8K |
2023 Q2
13 quarters
|
|
881
Silvercorp Metals
SVM
$2.11B
| $454K | 0.01% |
42,583
-40,801
| -49% | -$452K |
2026 Q1
2 quarters
|
|
882
John Hancock Multifactor Mid Cap ETF
JHMM
$6.1B
| $454K | 0.01% |
6,347
-73
| -1% | -$5.43K |
2025 Q2
5 quarters
|
|
883
Cincinnati Financial
CINF
$28.4B
| $453K | 0.01% |
2,843
-13
| -0.5% | -$2.26K |
2024 Q1
10 quarters
|
|
884
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.84B
| $453K | 0.01% |
4,115
-3
| -0.1% | -$350 |
2021 Q4
19 quarters
|
|
885
EchoStar
ECHO
$29.3B
| $452K | 0.01% |
5,053
-308
| -6% | -$28K |
2026 Q1
2 quarters
|
|
886
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.41B
| $450K | 0.01% |
3,338
-352
| -10% | -$50.4K |
2024 Q1
10 quarters
|
|
887
Innovator US Equity Power Buffer ETF December
PDEC
$972M
| $449K | 0.01% |
9,525
-400
| -4% | -$18.6K |
2021 Q4
19 quarters
|
|
888
Booking.com
BKNG
$120B
| $447K | 0.01% |
2,550
-2,607
| -51% | -$490K |
2024 Q1
10 quarters
|
|
889
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
$2.66B
| $447K | 0.01% |
8,535
-544
| -6% | -$29.6K |
2024 Q1
10 quarters
|
|
890
FT Vest Buffered Allocation Growth ETF
BUFG
$328M
| $446K | 0.01% |
14,915
-1,910
| -11% | -$56.8K |
2022 Q1
18 quarters
|
|
891
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$1.41B
| $446K | 0.01% |
20,877
-2,601
| -11% | -$52.9K |
2026 Q2
1 quarter
|
|
892
Amplify International Enhanced Dividend Income ETF
IDVO
$1.37B
| $445K | 0.01% |
10,720
+585
| +6% | +$24.9K |
2026 Q2
1 quarter
|
|
893
PNC Financial Services
PNC
$91.5B
| $445K | 0.01% |
2,007
+173
| +9% | +$42.4K |
2014 Q4
47 quarters
|
|
894
First Trust NYSE Arca Biotechnology Index Fund
FBT
$3B
| $445K | 0.01% |
1,635
+177
| +12% | +$46K |
2026 Q2
1 quarter
|
|
895
FT Vest US Equity Buffer ETF June
FJUN
$1.43B
| $445K | 0.01% |
7,636
+240
| +3% | +$14.6K |
2022 Q2
17 quarters
|
|
896
APA Corp
APA
$14.8B
| $443K | 0.01% |
10,799
+37
| +0.3% | +$1.47K |
2024 Q2
9 quarters
|
|
897
Progressive
PGR
$131B
| $443K | 0.01% |
2,132
-208
| -9% | -$44.9K |
2022 Q1
18 quarters
|
|
898
iShares MSCI Emerging Markets ex China ETF
EMXC
$25.1B
| $442K | 0.01% |
4,687
-396
| -8% | -$38.3K |
2026 Q1
2 quarters
|
|
899
DuPont de Nemours
DD
$20.3B
| $441K | 0.01% |
3,395
-378
| -10% | -$51.4K |
2017 Q4
35 quarters
|
|
900
iShares International Dividend Growth ETF
IGRO
$1.34B
| $440K | 0.01% |
5,060
+65
| +1% | +$5.92K |
2025 Q2
5 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.