SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
876	876 Dimensional US Core Equity 2 ETF DFAC $35.5B	$355K	0.01%	10,769 -6,213	-37%	-$205K
877	877 Fidelity Dividend ETF for Rising Rates FDRR $586M	$352K	0.01%	7,056 -1,317	-16%	-$65.8K
878	878 CGI GIB $22.3B	$352K	0.01%	3,529 +26	+0.7%	+$2.6K
879	879 PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund HYS $1.43B	$352K	0.01%	3,760 -95	-2%	-$8.9K
880	880 FT Vest US Small Cap Moderate Buffer ETF August SAUG $97.9M	$351K	0.01%	15,586 -227	-1%	-$5.11K
881	881 Elastic ESTC $9.16B	$351K	0.01%	3,934 +5	+0.1%	+$445
882	882 Airbnb ABNB $86B	$350K	0.01%	2,932 -399	-12%	-$47.7K
883	883 Apollo Global Management APO $86.9B	$350K	0.01%	2,555 -2	-0.1%	-$274
884	884 iShares iBonds Dec 2025 Term Muni Bond ETF IBMN $445M	$350K	0.01%	+13,067	New	+$350K
885	885 First Trust Exchange-Traded Fund VI First Trust BuyWrite Income ETF FTHI $1.39B	$349K	0.01%	15,984 +4,107	+35%	+$89.8K
886	886 FT Vest US Small Cap Moderate Buffer ETF February SFEB $81.2M	$349K	0.01%	17,103 -255	-1%	-$5.2K
887	887 Global X Artificial Intelligence & Technology ETF AIQ $3.9B	$347K	0.01%	9,540 +728	+8%	+$26.5K
888	888 Range Resources RRC $9.15B	$347K	0.01%	+8,688	New	+$347K
889	889 Blackstone Secured Lending BXSL $7.44B	$346K	0.01%	+10,682	New	+$346K
890	890 Dutch Bros BROS $8.17B	$344K	0.01%	5,580 -81	-1%	-$5K
891	891 Capital Group Global Growth Equity ETF CGGO $6.38B	$344K	0.01%	12,133 +4,113	+51%	+$117K
892	892 Texas Roadhouse TXRH $12.2B	$344K	0.01%	2,062 +679	+49%	+$113K
893	893 Vanguard Small-Cap Growth ETF VBK $19.4B	$344K	0.01%	1,365 -522	-28%	-$131K
894	894 FT Vest Growth-100 Buffer ETF December QDEC $547M	$343K	0.01%	13,109 +180	+1%	+$4.71K
895	895 Invesco FTSE RAFI US 1500 Small-Mid ETF PRFZ $2.42B	$343K	0.01%	9,054 +774	+9%	+$29.3K
896	896 Weyerhaeuser WY $18.4B	$343K	0.01%	11,706 +361	+3%	+$10.6K
897	897 FT Vest US Small Cap Moderate Buffer ETF May SMAY $99.5M	$342K	0.01%	14,594 -431	-3%	-$10.1K
898	898 Quanta Services PWR $59.8B	$342K	0.01%	1,346 +464	+53%	+$118K
899	899 MSCI MSCI $44.7B	$341K	0.01%	604 -42	-7%	-$23.7K
900	900 Humana HUM $26.6B	$341K	0.01%	1,288 -168	-12%	-$44.5K