Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
901
Lineage Inc
LINE
$9.08B
| $439K | 0.01% |
12,873
+167
| +1% | +$6.79K |
2026 Q2
1 quarter
|
|
902
Franklin Senior Loan ETF
FLBL
$758M
| $439K | 0.01% |
+19,088
| New | +$439K |
2026 Q3
0 quarters
|
|
903
Tempus AI
TEM
$15B
| $438K | 0.01% |
5,343
-165
| -3% | -$10K |
2026 Q2
1 quarter
|
|
904
iShares ESG Optimized MSCI USA ETF
SUSA
$3.99B
| $437K | 0.01% |
2,810
-2,619
| -48% | -$409K |
2020 Q3
24 quarters
|
|
905
Chipotle Mexican Grill
CMG
$44.9B
| $435K | 0.01% |
13,627
-326
| -2% | -$11.3K |
2024 Q1
10 quarters
|
|
906
Ulta Beauty
ULTA
$27.8B
| $434K | 0.01% |
794
-39
| -5% | -$20.2K |
2024 Q1
10 quarters
|
|
907
Block Inc
XYZ
$53.3B
| $433K | 0.01% |
5,900
-328
| -5% | -$26.1K |
2017 Q2
37 quarters
|
|
908
Invesco BuyBack Achievers ETF
PKW
$1.72B
| $431K | 0.01% |
3,031
-85
| -3% | -$12.6K |
2026 Q1
2 quarters
|
|
909
MPLX
MPLX
$57.1B
| $430K | 0.01% |
7,637
+162
| +2% | +$9.46K |
2024 Q2
9 quarters
|
|
910
Antero Midstream
AM
$9.12B
| $430K | 0.01% |
21,315
+131
| +0.6% | +$2.89K |
2019 Q3
28 quarters
|
|
911
Viking Therapeutics
VKTX
$3.59B
| $430K | 0.01% |
13,179
-42
| -0.3% | -$1.46K |
2025 Q4
3 quarters
|
|
912
Innovator US Equity Ultra Buffer ETF December
UDEC
$228M
| $428K | 0.01% |
10,001
| – | – |
2025 Q2
5 quarters
|
|
913
Vanguard Tax-Exempt Bond Index Fund
VTEB
$54.1B
| $428K | 0.01% |
8,728
-6,245
| -42% | -$308K |
2024 Q1
10 quarters
|
|
914
Global X Russell 2000 Covered Call ETF
RYLD
$1.3B
| $428K | 0.01% |
27,667
+322
| +1% | +$5.17K |
2021 Q4
19 quarters
|
|
915
iShares Treasury Floating Rate Bond ETF
TFLO
$7.35B
| $427K | 0.01% |
+8,424
| New | +$426K |
2026 Q3
0 quarters
|
|
916
iShares MSCI Chile ETF
ECH
$823M
| $427K | 0.01% |
12,950
-7,875
| -38% | -$314K |
2025 Q1
6 quarters
|
|
917
Cohen & Steers Infrastructure Fund
UTF
$2.89B
| $426K | 0.01% |
17,269
+7,644
| +79% | +$205K |
2024 Q1
10 quarters
|
|
918
Lumentum
LITE
$54.3B
| $426K | 0.01% |
625
-2
| -0.3% | -$1.69K |
2026 Q1
2 quarters
|
|
919
Texas Roadhouse
TXRH
$12.2B
| $424K | 0.01% |
2,713
+48
| +2% | +$9.16K |
2024 Q1
10 quarters
|
|
920
S&P Global
SPGI
$135B
| $423K | 0.01% |
1,073
-315
| -23% | -$133K |
2019 Q2
29 quarters
|
|
921
GraniteShares Platinum Shares
PLTM
$169M
| $423K | 0.01% |
25,894
-2,818
| -10% | -$46.6K |
2025 Q3
4 quarters
|
|
922
America Movil
AMX
$77.3B
| $423K | 0.01% |
19,960
+2,502
| +14% | +$60.3K |
2026 Q2
1 quarter
|
|
923
CALL
Micron Technology
MU
$822B
| $421K | 0.01% |
1,900
+1,500
| +375% | +$1.42M |
2026 Q2
1 quarter
|
|
924
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$6.27B
| $420K | 0.01% |
7,245
+660
| +10% | +$37.5K |
2025 Q4
3 quarters
|
|
925
Ezcorp Inc
EZPW
$1.78B
| $418K | 0.01% |
14,031
+33
| +0.2% | +$1.04K |
2024 Q1
10 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.