SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
901	901 Invesco Dorsey Wright Consumer Staples Momentum ETF PSL $101M	$340K	0.01%	3,134 +230	+8%	+$24.9K
902	902 Coupang CPNG $57.2B	$339K	0.01%	+15,480	New	+$339K
903	903 iShares JPMorgan USD Emerging Markets Bond ETF EMB $13.7B	$337K	0.01%	3,719 -327	-8%	-$29.6K
904	904 DraftKings DKNG $21.7B	$336K	0.01%	10,113 -713	-7%	-$23.7K
905	905 SPDR Portfolio Emerging Markets ETF SPEM $12.5B	$335K	0.01%	8,499 +626	+8%	+$24.6K
906	906 Listed Funds Trust Roundhill Magnificent Seven ETF MAGS $2.41B	$334K	0.01%	7,291 -4,177	-36%	-$192K
907	907 Vanguard Russell 2000 ETF VTWO $12.9B	$334K	0.01%	4,144 -725	-15%	-$58.5K
908	908 AstraZeneca AZN $213B	$333K	0.01%	4,529 +417	+10%	+$30.7K
909	909 First Trust Developed Markets ex-US AlphaDEX Fund FDT $538M	$332K	0.01%	+5,707	New	+$332K
910	910 lululemon athletica LULU $27.5B	$332K	0.01%	1,172 +157	+15%	+$44.5K
911	911 Century Communities CCS $1.8B	$330K	0.01%	4,925 +200	+4%	+$13.4K
912	912 Invesco Ultra Short Duration ETF GSY $2.73B	$330K	0.01%	+6,582	New	+$330K
913	913 Pacer Global Cash Cows Dividend ETF GCOW $2.34B	$329K	0.01%	8,894 -6,421	-42%	-$237K
914	HIMU 914 iShares High Yield Muni Active ETF HIMU $1.79B	$328K	0.01%	+6,632	New	+$328K
915	915 Zscaler ZS $45B	$327K	0.01%	1,648 +494	+43%	+$98K
916	916 Defiance Quantum ETF QTUM $1.74B	$326K	0.01%	+4,370	New	+$326K
917	917 iShares ESG Screened S&P 500 ETF XVV $424M	$325K	0.01%	7,598 -49	-0.6%	-$2.1K
918	918 SPDR S&P 500 Fossil Fuel Free ETF SPYX $2.24B	$324K	0.01%	7,083 -166	-2%	-$7.59K
919	919 American Century Diversified Municipal Bond ETF TAXF $472M	$323K	0.01%	6,527 -867	-12%	-$42.9K
920	920 iShares US Broker-Dealers & Securities Exchanges ETF IAI $1.48B	$322K	0.01%	2,299 -238	-9%	-$33.3K
921	921 First Trust Managed Futures Strategy Fund FMF $162M	$320K	0.01%	+6,932	New	+$320K
922	922 Williams-Sonoma WSM $21B	$320K	0.01%	2,022 +96	+5%	+$15.2K
923	923 Cohen & Steers Quality Income Realty Fund RQI $1.66B	$320K	0.01%	+25,439	New	+$320K
924	924 SPDR S&P Regional Banking ETF KRE $3.62B	$318K	0.01%	5,601 -682	-11%	-$38.8K
925	925 SPDR S&P 400 Mid Cap Growth ETF MDYG $2.31B	$318K	0.01%	4,001 +102	+3%	+$8.11K