SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
951	951 SPDR Global Dow ETF DGT $400M	$297K	0.01%	2,123 -93	-4%	-$13K
952	952 SPDR S&P 600 Small Cap Value ETF SLYV $3.75B	$296K	0.01%	3,774 -3,032	-45%	-$238K
953	953 Edwards Lifesciences EW $44.9B	$294K	0.01%	4,055 +191	+5%	+$13.8K
954	954 Hilton Worldwide HLT $64.6B	$294K	0.01%	1,291 -83	-6%	-$18.9K
955	955 Restaurant Brands International QSR $22.7B	$290K	0.01%	4,352 -1,133	-21%	-$75.5K
956	956 iShares Morningstar Mid-Cap ETF IMCB $1.12B	$289K	0.01%	3,907 -98	-2%	-$7.26K
957	957 EverQuote EVER $897M	$289K	0.01%	+11,045	New	+$289K
958	958 Global X Robotics & Artificial Intelligence ETF BOTZ $2.76B	$289K	0.01%	10,147 -290	-3%	-$8.25K
959	959 Vanguard Intermediate-Term Treasury ETF VGIT $31.6B	$289K	0.01%	4,859 +71	+1%	+$4.22K
960	960 PIMCO Senior Loan Active Exchange-Traded Fund LONZ $739M	$289K	0.01%	5,727 -174	-3%	-$8.77K
961	961 Canadian Natural Resources CNQ $64.5B	$287K	0.01%	+9,314	New	+$287K
962	962 Fidelity Enhanced International ETF FENI $3.23B	$287K	0.01%	9,631 +276	+3%	+$8.21K
963	963 British American Tobacco BTI $113B	$286K	0.01%	6,918 -1,675	-19%	-$69.3K
964	964 Unum UNM $14.2B	$286K	0.01%	3,509 -784	-18%	-$63.9K
965	965 Dollar General DG $24.1B	$286K	0.01%	+3,249	New	+$286K
966	ETJ 966 Eaton Vance Risk-Managed Diversified Equity Income Fund ETJ $598M	$285K	0.01%	33,710 +3,338	+11%	+$28.2K
967	967 iShares MSCI Chile ETF ECH $594M	$284K	0.01%	+9,515	New	+$284K
968	968 iShares 10+ Year Investment Grade Corporate Bond ETF IGLB $2.33B	$282K	0.01%	5,622 -343,504	-98%	-$17.3M
969	969 Conagra Brands CAG $9.1B	$281K	0.01%	10,554 +112	+1%	+$2.99K
970	970 Franco-Nevada FNV $29.7B	$281K	0.01%	+1,785	New	+$281K
971	971 First Trust Mid Cap Core AlphaDEX Fund FNX $1.15B	$281K	0.01%	2,574 -3,292	-56%	-$359K
972	972 Aurora AUR $11.1B	$280K	0.01%	41,637 +30,000	+258%	+$202K
973	973 CBRE Group CBRE $41.5B	$278K	0.01%	2,123 +153	+8%	+$20K
974	974 Invesco S&P 500 Revenue ETF RWL $5.8B	$277K	0.01%	2,790 +78	+3%	+$7.75K
975	975 Fidelity MSCI Industrials Index ETF FIDU $1.45B	$276K	0.01%	4,027 +77	+2%	+$5.27K