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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
951
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$384K 0.01%
+2,110
New +$318K
VLUE icon
952
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$383K 0.01%
2,694
+11
+0.4% +$1.61K
SPMD icon
953
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
$18.2B
$382K 0.01%
6,455
-494
-7% -$30.1K
NET icon
954
Cloudflare
NET
$93B
$381K 0.01%
1,847
+272
+17% +$51.9K
BFEB icon
955
Innovator US Equity Buffer ETF February
BFEB
$252M
$379K 0.01%
7,950
+187
+2% +$9.16K
TIPX icon
956
State Street SPDR Bloomberg 1-10 Year TIPS ETF
TIPX
$2B
$379K 0.01%
19,733
+847
+4% +$16.3K
LITE icon
957
Lumentum
LITE
$59.4B
$378K 0.01%
+538
New +$296K
VGIT icon
958
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.6B
$377K 0.01%
6,337
+679
+12% +$40.7K
FDRR icon
959
Fidelity Dividend ETF for Rising Rates
FDRR
$732M
$377K 0.01%
6,417
-12
-0.2% -$734
GPIX icon
960
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$4.75B
$376K 0.01%
7,508
+1,898
+34% +$98.9K
XFIV icon
961
BondBloxx Bloomberg Five Year Target Duration US Treasury ETF
XFIV
$342M
$375K 0.01%
+7,638
New +$378K
P
962
Everpure Inc
P
$24.8B
$375K 0.01%
6,348
-200
-3% -$13.5K
ECL icon
963
Ecolab
ECL
$75.6B
$373K 0.01%
1,403
+47
+3% +$13.3K
SUSA icon
964
iShares ESG Optimized MSCI USA ETF
SUSA
$3.98B
$373K 0.01%
2,823
– –
MDYG icon
965
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.82B
$369K 0.01%
3,845
+438
+13% +$42.9K
HWM icon
966
Howmet Aerospace
HWM
$116B
$369K 0.01%
1,601
-166
-9% -$38.7K
TYG
967
Tortoise Energy Infrastructure Corp
TYG
$1.14B
$368K 0.01%
7,390
+494
+7% +$23.1K
FFLC icon
968
Fidelity Fundamental Large Cap Core ETF
FFLC
$1.18B
$368K 0.01%
7,170
-2,430
-25% -$130K
ALGN icon
969
Align Technology
ALGN
$12B
$367K 0.01%
+2,139
New +$375K
PMAR icon
970
Innovator US Equity Power Buffer ETF March
PMAR
$755M
$366K 0.01%
8,202
-1,212
-13% -$54.7K
PECO icon
971
Phillips Edison & Co
PECO
$5.48B
$366K 0.01%
9,772
-932
-9% -$34.6K
IVOO icon
972
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.73B
$364K 0.01%
3,183
+169
+6% +$19.9K
LZB icon
973
La-Z-Boy
LZB
$1.59B
$361K 0.01%
11,231
+92
+0.8% +$3.32K
IBIT icon
974
iShares Bitcoin Trust
IBIT
$47.2B
$359K 0.01%
9,349
+59
+0.6% +$2.56K
XYZ
975
Block Inc
XYZ
$45.9B
$359K 0.01%
5,967
-1,967
-25% -$120K
37 38
39
40 41

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.