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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VBK icon
951
Vanguard Morningstar Small-Cap Growth ETF
VBK
$23.7B
$456K 0.01%
1,247
+95
+8% +$32.4K
PDEC icon
952
Innovator US Equity Power Buffer ETF December
PDEC
$995M
$455K 0.01%
9,925
– –
LZB icon
953
La-Z-Boy
LZB
$1.31B
$454K 0.01%
11,326
+95
+0.8% +$3.43K
XMAY
954
FT Vest U.S. Equity Enhance & Moderate Buffer ETF - May
XMAY
$19.4M
$454K 0.01%
12,587
-10
-0.1% -$358
AMX icon
955
America Movil
AMX
$68.9B
$454K 0.01%
+17,458
New +$459K
AZN icon
956
AstraZeneca
AZN
$252B
$453K 0.01%
2,391
-6,043
-72% -$1.14M
MDLZ icon
957
Mondelez International
MDLZ
$78.2B
$453K 0.01%
7,827
+59
+0.8% +$3.56K
INFL icon
958
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.67B
$453K 0.01%
9,077
-427
-4% -$22.2K
PAYX icon
959
Paychex
PAYX
$43.3B
$453K 0.01%
4,604
-1,048
-19% -$99.2K
AVEM icon
960
Avantis Emerging Markets Equity ETF
AVEM
$28.9B
$453K 0.01%
+4,692
New +$433K
HII icon
961
Huntington Ingalls Industries
HII
$11.3B
$452K 0.01%
1,615
-116
-7% -$38.8K
PNC icon
962
PNC Financial Services
PNC
$98B
$452K 0.01%
1,834
-207
-10% -$46.4K
RCL icon
963
Royal Caribbean
RCL
$70.9B
$450K 0.01%
1,416
+6
+0.4% +$1.68K
MDYG icon
964
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.87B
$449K 0.01%
4,008
+163
+4% +$17.3K
RDDT icon
965
Reddit
RDDT
$29.7B
$449K 0.01%
2,588
+692
+36% +$111K
DDFF
966
Innovator Equity Dual Directional 15 Buffer ETF - February
DDFF
$61.9M
$449K 0.01%
22,487
-8,041
-26% -$158K
WDC icon
967
Western Digital
WDC
$169B
$448K 0.01%
+702
New +$341K
PSI icon
968
Invesco Semiconductors ETF
PSI
$2.49B
$445K 0.01%
2,368
+126
+6% +$18.1K
FJUN icon
969
FT Vest US Equity Buffer ETF June
FJUN
$1.42B
$443K 0.01%
7,396
– –
CASY icon
970
Casey's General Stores
CASY
$28B
$442K 0.01%
557
+181
+48% +$146K
PSEP icon
971
Innovator US Equity Power Buffer ETF September
PSEP
$986M
$442K 0.01%
9,596
-12
-0.1% -$543
PKW icon
972
Invesco BuyBack Achievers ETF
PKW
$1.8B
$441K 0.01%
3,116
+481
+18% +$66.1K
LSCC icon
973
Lattice Semiconductor
LSCC
$16.5B
$441K 0.01%
+2,880
New +$372K
VGIT icon
974
Vanguard Intermediate-Term Treasury ETF
VGIT
$39.6B
$440K 0.01%
7,462
+1,125
+18% +$66.5K
IGRO icon
975
iShares International Dividend Growth ETF
IGRO
$1.32B
$439K 0.01%
4,995
+10
+0.2% +$875
37 38
39
40 41

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.