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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XSVM icon
1001
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$666M
$339K 0.01%
5,631
+13
+0.2% +$790
WPC icon
1002
W.P. Carey
WPC
$17.1B
$339K 0.01%
4,986
-820
-14% -$57.5K
SPOT icon
1003
Spotify
SPOT
$99.2B
$338K 0.01%
697
-457
-40% -$229K
UEC icon
1004
Uranium Energy
UEC
$4.71B
$338K 0.01%
25,024
+7,514
+43% +$116K
MUNI icon
1005
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.05B
$338K 0.01%
6,470
+1,838
+40% +$96.9K
MSCI icon
1006
MSCI
MSCI
$40B
$338K 0.01%
626
-14
-2% -$7.89K
PJAN icon
1007
Innovator US Equity Power Buffer ETF January
PJAN
$1.46B
$337K 0.01%
7,307
-765
-9% -$36K
DVN icon
1008
Devon Energy
DVN
$51.9B
$336K 0.01%
6,669
-1,543
-19% -$66.2K
SUSB icon
1009
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.29B
$335K 0.01%
13,371
+606
+5% +$15.3K
AUR icon
1010
Aurora
AUR
$11.7B
$335K 0.01%
81,227
+38,849
+92% +$172K
SCHA icon
1011
Schwab U.S Small- Cap ETF
SCHA
$22.5B
$334K 0.01%
11,480
-256
-2% -$7.67K
ACN icon
1012
Accenture
ACN
$89.9B
$334K 0.01%
1,683
-375
-18% -$87.4K
SBLK icon
1013
Star Bulk Carriers
SBLK
$3.14B
$333K 0.01%
14,519
-2,535
-15% -$57.7K
PLTR icon
1014
PUT
Palantir
PLTR
$295B
$333K 0.01%
+10,800
New +$1.65M
DGT icon
1015
State Street SPDR Global Dow ETF
DGT
$607M
$332K 0.01%
1,957
-57
-3% -$9.87K
PFEB icon
1016
Innovator US Equity Power Buffer ETF February
PFEB
$914M
$332K 0.01%
8,269
+2,892
+54% +$118K
ESLT icon
1017
Elbit Systems
ESLT
$38.4B
$331K 0.01%
390
+8
+2% +$6.16K
PKST
1018
DELISTED
Peakstone Realty Trust
PKST
$331K 0.01%
15,829
-85,950
-84% -$1.61M
OZK icon
1019
Bank OZK
OZK
$5.49B
$330K 0.01%
7,199
+908
+14% +$42.8K
XPH icon
1020
State Street SPDR S&P Pharmaceuticals ETF
XPH
$469M
$330K 0.01%
6,103
+158
+3% +$8.81K
DON icon
1021
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$330K 0.01%
6,272
-884
-12% -$47.7K
CHI
1022
Calamos Convertible Opportunities and Income Fund
CHI
$1.02B
$329K 0.01%
30,636
+359
+1% +$4.03K
INMU icon
1023
BlackRock Intermediate Muni Income Bond ETF
INMU
$535M
$329K 0.01%
+13,756
New +$334K
HSY icon
1024
Hershey
HSY
$35.4B
$328K 0.01%
1,579
-227
-13% -$47.9K
EEMS icon
1025
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$354M
$328K 0.01%
+4,740
New +$337K
39 40
41
42 43

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WB
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SCM
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BPS
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VPC
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ACM
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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.