SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1001	1001 Cohen & Steers Infrastructure Fund UTF $2.57B	$263K	0.01%	10,287 -42	-0.4%	-$1.07K
1002	1002 ARK Autonomous Technology & Robotics ETF ARKQ $1.23B	$263K	0.01%	3,963 -1,608	-29%	-$107K
1003	1003 iShares Core MSCI Europe ETF IEUR $6.89B	$262K	0.01%	+4,364	New	+$262K
1004	1004 iShares Russell Top 200 Value ETF IWX $2.75B	$262K	0.01%	+3,194	New	+$262K
1005	1005 iShares MSCI Peru and Global Exposure ETF EPU $152M	$262K	0.01%	+5,976	New	+$262K
1006	1006 UGI UGI $7.77B	$262K	0.01%	7,927 -1,848	-19%	-$61.1K
1007	1007 Seagate STX $31.6B	$262K	0.01%	3,081 +23	+0.8%	+$1.95K
1008	1008 Teradyne TER $15B	$262K	0.01%	3,169 -210	-6%	-$17.3K
1009	1009 DoubleLine Opportunistic Bond ETF DBND $489M	$261K	0.01%	5,661 -251	-4%	-$11.6K
1010	1010 Biohaven BHVN $1.46B	$261K	0.01%	10,862 +2,661	+32%	+$64K
1011	1011 Manulife Financial MFC $52.7B	$261K	0.01%	8,380 +306	+4%	+$9.53K
1012	1012 APA Corp APA $6.81B	$260K	0.01%	12,362 -905	-7%	-$19K
1013	1013 First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF HYLS $1.67B	$259K	0.01%	6,314 +1,098	+21%	+$45.1K
1014	1014 Healthpeak Properties DOC $12.7B	$259K	0.01%	12,814 +953	+8%	+$19.3K
1015	1015 iShares Russell Top 200 ETF IWL $1.75B	$258K	0.01%	+1,880	New	+$258K
1016	1016 SPDR Portfolio S&P 600 Small Cap ETF SPSM $11.6B	$258K	0.01%	6,337 -23,283	-79%	-$949K
1017	1017 SPDR S&P Pharmaceuticals ETF XPH $155M	$258K	0.01%	5,894 +747	+15%	+$32.7K
1018	1018 ProShares S&P MidCap 400 Dividend Aristocrats ETF REGL $1.82B	$258K	0.01%	3,200 +500	+19%	+$40.3K
1019	1019 Interactive Brokers IBKR $27.4B	$258K	0.01%	1,558 -197	-11%	-$32.6K
1020	1020 Cloudflare NET $67.7B	$257K	0.01%	2,284 -328	-13%	-$37K
1021	1021 Arm ARM $169B	$257K	0.01%	2,409 +163	+7%	+$17.4K
1022	1022 HP HPQ $23.5B	$257K	0.01%	9,291 -930	-9%	-$25.8K
1023	1023 Essential Utilities WTRG $10.5B	$257K	0.01%	6,508 +38	+0.6%	+$1.5K
1024	1024 Regenxbio RGNX $426M	$256K	0.01%	35,860 -1,450	-4%	-$10.4K
1025	1025 SoundHound AI SOUN $4.99B	$256K	0.01%	31,548 +4,150	+15%	+$33.7K