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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CGTX icon
1001
Cognition Therapeutics
CGTX
$97.9M
$417K 0.01%
362,265
+24,500
+7% +$29K
FELG icon
1002
Fidelity Enhanced Large Cap Growth ETF
FELG
$5.71B
$416K 0.01%
9,506
+169
+2% +$7.2K
SPYD icon
1003
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$7.67B
$416K 0.01%
8,714
-1,753
-17% -$82.4K
HSCZ icon
1004
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
$263M
$416K 0.01%
9,671
+730
+8% +$30.9K
LEU icon
1005
Centrus Energy
LEU
$3.47B
$415K 0.01%
2,470
+785
+47% +$147K
AUR icon
1006
Aurora
AUR
$12.7B
$414K 0.01%
60,677
-20,550
-25% -$126K
TACK icon
1007
Fairlead Tactical Sector ETF
TACK
$305M
$413K 0.01%
13,059
+1
+0% +$31
XVV icon
1008
iShares ESG Screened S&P 500 ETF
XVV
$685M
$413K 0.01%
7,272
+1
+0% +$55
CGW icon
1009
Invesco S&P Global Water Index ETF
CGW
$1.05B
$411K 0.01%
6,254
– –
KKR icon
1010
KKR & Co
KKR
$96.7B
$407K 0.01%
4,437
-906
-17% -$87.9K
AR icon
1011
Antero Resources
AR
$12.1B
$407K 0.01%
11,581
-1,654
-12% -$60.9K
PECO icon
1012
Phillips Edison & Co
PECO
$5.01B
$407K 0.01%
9,772
– –
VRP icon
1013
Invesco Variable Rate Preferred ETF
VRP
$3.02B
$405K 0.01%
16,645
-980
-6% -$23.8K
XPH icon
1014
State Street SPDR S&P Pharmaceuticals ETF
XPH
$621M
$403K 0.01%
6,088
-15
-0.2% -$879
HYS icon
1015
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.79B
$402K 0.01%
4,294
+2
+0% +$187
SLYV icon
1016
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$5.04B
$400K 0.01%
3,670
+7
+0.2% +$721
URA icon
1017
Global X Uranium ETF
URA
$6.45B
$400K 0.01%
9,147
-6,040
-40% -$306K
OZK icon
1018
Bank OZK
OZK
$5.5B
$400K 0.01%
7,671
+472
+7% +$23K
HL icon
1019
Hecla Mining
HL
$13.9B
$398K 0.01%
25,820
-81,409
-76% -$1.43M
AMT icon
1020
American Tower
AMT
$81.9B
$398K 0.01%
2,435
+156
+7% +$28.1K
FTSL icon
1021
First Trust Senior Loan Fund ETF
FTSL
$2.41B
$397K 0.01%
8,870
-50
-0.6% -$2.25K
AGGM
1022
iShares 1-10 Year U.S. Aggregate Bond ETF
AGGM
$107M
$396K 0.01%
3,812
+540
+17% +$56K
FDRR icon
1023
Fidelity Dividend ETF for Rising Rates
FDRR
$772M
$395K 0.01%
6,094
-323
-5% -$20.7K
STM icon
1024
STMicroelectronics
STM
$46.6B
$394K 0.01%
+5,255
New +$316K
XSVM icon
1025
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$651M
$393K 0.01%
5,642
+11
+0.2% +$726
39 40
41
42 43

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.