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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MELI icon
1026
Mercado Libre
MELI
$91.3B
$327K 0.01%
189
-353
-65% -$681K
CTAS icon
1027
Cintas
CTAS
$82.4B
$322K 0.01%
1,906
-31
-2% -$5.94K
INCO icon
1028
Columbia India Consumer ETF
INCO
$226M
$321K 0.01%
5,847
+539
+10% +$33K
TEL icon
1029
TE Connectivity
TEL
$58.8B
$321K 0.01%
+1,535
New +$339K
BKR icon
1030
Baker Hughes
BKR
$56.8B
$320K 0.01%
+5,244
New +$303K
XYLD icon
1031
Global X S&P 500 Covered Call ETF
XYLD
$3.2B
$319K 0.01%
8,161
-65
-0.8% -$2.63K
GWW icon
1032
W.W. Grainger
GWW
$65.3B
$318K 0.01%
291
+19
+7% +$20.8K
OBIL icon
1033
US Treasury 12 Month Bill ETF
OBIL
$301M
$317K 0.01%
6,338
+100
+2% +$5.02K
KOCT icon
1034
Innovator US Small Cap Power Buffer ETF October
KOCT
$143M
$315K 0.01%
9,299
-28,494
-75% -$981K
HLT icon
1035
Hilton Worldwide
HLT
$74B
$314K 0.01%
1,034
+1
+0.1% +$303
FMHI icon
1036
First Trust Municipal High Income ETF
FMHI
$980M
$314K 0.01%
6,611
-331
-5% -$15.9K
STRO icon
1037
Sutro Biopharma
STRO
$379M
$312K 0.01%
+12,520
New +$226K
BIP icon
1038
Brookfield Infrastructure Partners
BIP
$18.8B
$311K 0.01%
8,611
-639
-7% -$23.4K
GPIQ icon
1039
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$4.86B
$310K 0.01%
6,267
+2,177
+53% +$113K
USAI icon
1040
Pacer American Energy Infrastructure ETF
USAI
$119M
$308K 0.01%
6,561
+70
+1% +$3.03K
HMOP icon
1041
Hartford Municipal Opportunities ETF
HMOP
$777M
$308K 0.01%
7,957
+2,252
+39% +$88.7K
GEM icon
1042
Goldman Sachs ActiveBeta Emerging Markets Equity ETF
GEM
$1.63B
$307K 0.01%
+7,114
New +$318K
IONQ icon
1043
IonQ
IONQ
$12.3B
$306K 0.01%
10,607
+424
+4% +$16.3K
PNOV icon
1044
Innovator US Equity Power Buffer ETF November
PNOV
$879M
$305K 0.01%
7,466
-154
-2% -$6.43K
EW icon
1045
Edwards Lifesciences
EW
$47.6B
$305K 0.01%
3,806
+288
+8% +$23.7K
ESGG icon
1046
FlexShares STOXX Global ESG Select Index Fund
ESGG
$110M
$303K 0.01%
1,516
-271
-15% -$56.2K
GNRC icon
1047
Generac Holdings
GNRC
$11.9B
$303K 0.01%
+1,550
New +$298K
HIMU
1048
iShares High Yield Muni Active ETF
HIMU
$2.37B
$303K 0.01%
6,307
-176
-3% -$8.59K
EMB icon
1049
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$302K 0.01%
3,218
-335
-9% -$32.2K
IGE icon
1050
iShares North American Natural Resources ETF
IGE
$747M
$300K 0.01%
4,761
+287
+6% +$16.8K
40 41
42
43 44

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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.