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Sigma Planning Corp Portfolio holdings
AUM
$3.88B
Turnover
15.86%
1-Year Est. Return
23.38%
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
(-2.2%)
Cap. Flow
-$109M
Cap. Flow % of AUM
Cap. Flow %
-2.8%
Top 10 Holdings %
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held
Equity + Options
4.6
years
Top 10 Avg Time Held
Equity + Options
6.7
years
Top 20 Avg Time Held
Equity + Options
4.7
years
Avg Time Held Equity only
4.6
years
Top 10 Avg Time Held Equity only
6.7
years
Top 20 Avg Time Held Equity only
5.1
years
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1026
Southern Copper
SCCO
$146B
| $328K | 0.01% |
1,633
-9,551
| -85% | -$1.81M |
2025 Q1
6 quarters
|
|
1027
iShares iBonds 2027 Term High Yield and Income ETF
IBHG
$530M
| $327K | 0.01% |
+15,036
| New | +$330K |
2026 Q3
0 quarters
|
|
1028
KraneShares CSI China Internet ETF
KWEB
$4.53B
| $326K | 0.01% |
13,304
-518
| -4% | -$13.6K |
2025 Q4
3 quarters
|
|
1029
FT Vest US Small Cap Moderate Buffer ETF November
SNOV
$114M
| $326K | 0.01% |
11,956
-34
| -0.3% | -$929 |
2024 Q4
7 quarters
|
|
1030
Howmet Aerospace
HWM
$87.2B
| $325K | 0.01% |
1,441
+86
| +6% | +$22.6K |
2025 Q1
6 quarters
|
|
1031
Brookfield Infrastructure Partners
BIP
$18.1B
| $325K | 0.01% |
9,148
+59
| +0.6% | +$2.25K |
2024 Q1
10 quarters
|
|
1032
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$208M
| $325K | 0.01% |
7,411
| – | – |
2024 Q1
10 quarters
|
|
1033
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.58B
| $325K | 0.01% |
+3,652
| New | +$338K |
2026 Q3
0 quarters
|
|
1034
Innovator Equity Defined Protection ETF - 1 Yr May
ZMAY
$83.2M
| $322K | 0.01% |
12,220
-1,951
| -14% | -$51.1K |
2026 Q2
1 quarter
|
|
1035
iShares Interest Rate Hedged Corporate Bond ETF
LQDH
$575M
| $321K | 0.01% |
3,468
+367
| +12% | +$34K |
2024 Q2
9 quarters
|
|
1036
iShares MSCI Emerging Markets Small-Cap ETF
EEMS
$347M
| $321K | 0.01% |
4,265
-493
| -10% | -$36.7K |
2026 Q1
2 quarters
|
|
1037
iShares Russell Top 200 Value ETF
IWX
$4.03B
| $321K | 0.01% |
2,928
+37
| +1% | +$4.1K |
2025 Q3
4 quarters
|
|
1038
Invesco Building & Construction ETF
PKB
$256M
| $317K | 0.01% |
3,492
-1,136
| -25% | -$113K |
2025 Q2
5 quarters
|
|
1039
ODDITY Tech
ODD
$982M
| $316K | 0.01% |
16,940
+2,430
| +17% | +$38.2K |
2025 Q2
5 quarters
|
|
1040
First Trust Short Duration Managed Municipal ETF
FSMB
$662M
| $315K | 0.01% |
16,164
-13,978
| -46% | -$277K |
2025 Q4
3 quarters
|
|
1041
Edwards Lifesciences
EW
$59.9B
| $314K | 0.01% |
3,642
-74
| -2% | -$6.58K |
2024 Q1
10 quarters
|
|
1042
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$89M
| $314K | 0.01% |
20,151
+59
| +0.3% | +$781 |
2025 Q4
3 quarters
|
|
1043
Hilton Worldwide Holdings Inc. Common Stock
HLT
$83.2B
| $312K | 0.01% |
982
+11
| +1% | +$3.53K |
2021 Q2
21 quarters
|
|
1044
Charles Schwab
SCHW
$161B
| $312K | 0.01% |
3,203
-5,245
| -62% | -$552K |
2024 Q1
10 quarters
|
|
1045
T. Rowe Price QM US Bond ETF
TAGG
$2.76B
| $311K | 0.01% |
+7,670
| New | +$320K |
2026 Q3
0 quarters
|
|
1046
Applovin
APP
$132B
| $311K | 0.01% |
951
-730
| -43% | -$269K |
2024 Q4
7 quarters
|
|
1047
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$318M
| $310K | 0.01% |
6,400
+291
| +5% | +$14.6K |
2024 Q2
9 quarters
|
|
1048
Mercado Libre
MELI
$76.4B
| $308K | 0.01% |
178
-28
| -14% | -$51.9K |
2020 Q4
23 quarters
|
|
1049
Newell Brands
NWL
$2.45B
| $307K | 0.01% |
58,130
-311
| -0.5% | -$1.77K |
2024 Q1
10 quarters
|
|
1050
abrdn Bloomberg All Commodity Strategy K-1 Free ETF
BCI
$3.23B
| $306K | 0.01% |
11,845
| – | – |
2025 Q1
6 quarters
|
|
Similar funds
IP
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.