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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMAR icon
1026
Innovator US Equity Power Buffer ETF March
PMAR
$748M
$392K 0.01%
8,202
– –
GWW icon
1027
W.W. Grainger
GWW
$62.4B
$391K 0.01%
287
-4
-1% -$4.93K
GWX icon
1028
State Street SPDR S&P International Small Cap ETF
GWX
$948M
$391K 0.01%
8,928
-795
-8% -$36K
CGCP icon
1029
Capital Group Core Plus Income ETF
CGCP
$8.59B
$391K 0.01%
+17,523
New +$392K
GPIQ icon
1030
Goldman Sachs ETF Trust Goldman Sachs Nasdaq-100 Premium Income ETF
GPIQ
$5.68B
$391K 0.01%
6,585
+318
+5% +$17.9K
APLE icon
1031
Apple Hospitality REIT
APLE
$3.68B
$390K 0.01%
23,201
-582
-2% -$8.32K
FDEC icon
1032
FT Vest US Equity Buffer ETF December
FDEC
$1.31B
$390K 0.01%
7,152
-1,100
-13% -$58.6K
AOD
1033
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$387K 0.01%
37,529
+5,360
+17% +$54.7K
BTI icon
1034
British American Tobacco
BTI
$119B
$385K 0.01%
6,231
-1,495
-19% -$90.2K
FDT icon
1035
First Trust Developed Markets ex-US AlphaDEX Fund
FDT
$1.36B
$384K 0.01%
+4,061
New +$388K
FTI icon
1036
TechnipFMC
FTI
$31.3B
$383K 0.01%
5,778
-1,650
-22% -$117K
BFEB icon
1037
Innovator US Equity Buffer ETF February
BFEB
$264M
$382K 0.01%
7,262
-688
-9% -$35.4K
IGPT icon
1038
Invesco AI and Next Gen Software ETF
IGPT
$1.26B
$377K 0.01%
+3,626
New +$312K
LOUP
1039
Innovator Deepwater Frontier Tech ETF
LOUP
$217M
$377K 0.01%
3,827
+158
+4% +$13.7K
MSCI icon
1040
MSCI
MSCI
$41.7B
$377K 0.01%
673
+47
+8% +$27.4K
XFIV icon
1041
BondBloxx Bloomberg Five Year Target Duration US Treasury ETF
XFIV
$346M
$376K 0.01%
7,732
+94
+1% +$4.58K
ULTA icon
1042
Ulta Beauty
ULTA
$24.1B
$376K 0.01%
833
+71
+9% +$36K
DDFO
1043
Innovator Equity Dual Directional 15 Buffer ETF - October
DDFO
$101M
$375K 0.01%
16,652
-18,596
-53% -$413K
BSX icon
1044
Boston Scientific
BSX
$69.3B
$374K 0.01%
8,759
+1,199
+16% +$65.1K
FDMO icon
1045
Fidelity Momentum Factor ETF
FDMO
$914M
$373K 0.01%
3,782
+469
+14% +$43.1K
ZMAY
1046
Innovator Equity Defined Protection ETF - 1 Yr May
ZMAY
$82.9M
$368K 0.01%
+14,171
New +$366K
RNTX
1047
Rein Therapeutics
RNTX
$76.7M
$368K 0.01%
353,677
+5,000
+1% +$6.05K
CRS icon
1048
Carpenter Technology
CRS
$23.6B
$367K 0.01%
595
-61
-9% -$28.7K
AZO icon
1049
AutoZone
AZO
$48.7B
$367K 0.01%
115
+28
+32% +$93K
WSM icon
1050
Williams-Sonoma
WSM
$26.8B
$365K 0.01%
1,566
-316
-17% -$62.6K
40 41
42
43 44

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AIM
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DAM
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RPGK
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.