Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1076
Pacer American Energy Infrastructure ETF
USAI
$118M
| $290K | 0.01% |
6,676
+47
| +0.7% | +$2.19K |
2025 Q4
3 quarters
|
|
1077
Spotify
SPOT
$124B
| $289K | 0.01% |
587
-32
| -5% | -$16.3K |
2024 Q3
8 quarters
|
|
1078
CRH
CRH
$63.1B
| $289K | 0.01% |
3,453
-1,238
| -26% | -$119K |
2024 Q1
10 quarters
|
|
1079
iShares US Financial Services ETF
IYG
$2.26B
| $289K | 0.01% |
3,217
+286
| +10% | +$27.3K |
2024 Q3
8 quarters
|
|
1080
FT Energy Income Partners Enhanced Income ETF
EIPI
$1.07B
| $288K | 0.01% |
13,519
-1,766
| -12% | -$39.5K |
2025 Q1
6 quarters
|
|
1081
Casey's General Stores
CASY
$25.4B
| $287K | 0.01% |
473
-84
| -15% | -$64.8K |
2026 Q1
2 quarters
|
|
1082
Rein Therapeutics
RNTX
$52.9M
| $287K | 0.01% |
357,477
+3,800
| +1% | +$3.12K |
2023 Q4
11 quarters
|
|
1083
Moderna
MRNA
$101B
| $287K | 0.01% |
+1,492
| New | +$161K |
2026 Q3
0 quarters
|
|
1084
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.64B
| $287K | 0.01% |
19,224
+6,814
| +55% | +$103K |
2026 Q2
1 quarter
|
|
1085
Sibanye-Stillwater
SBSW
$6.72B
| $286K | 0.01% |
26,823
-180
| -0.7% | -$1.87K |
2023 Q3
12 quarters
|
|
1086
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.1B
| $285K | 0.01% |
5,033
-2,429
| -33% | -$141K |
2024 Q4
7 quarters
|
|
1087
iShares Core MSCI Europe ETF
IEUR
$9.6B
| $285K | 0.01% |
3,862
-149
| -4% | -$11.4K |
2025 Q1
6 quarters
|
|
1088
Reliance Steel & Aluminium
RS
$21.2B
| $282K | 0.01% |
732
-14
| -2% | -$5.55K |
2022 Q2
17 quarters
|
|
1089
Emcor
EME
$26.6B
| $282K | 0.01% |
373
+52
| +16% | +$40.1K |
2025 Q2
5 quarters
|
|
1090
Baker Hughes
BKR
$47.5B
| $281K | 0.01% |
5,122
+79
| +2% | +$4.71K |
2026 Q1
2 quarters
|
|
1091
BondBloxx Bloomberg Five Year Target Duration US Treasury ETF
XFIV
$353M
| $280K | 0.01% |
5,998
-1,734
| -22% | -$83K |
2026 Q1
2 quarters
|
|
1092
Simplify Health Care ETF
PINK
$323M
| $279K | 0.01% |
7,237
+10
| +0.1% | +$393 |
2025 Q3
4 quarters
|
|
1093
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.35B
| $279K | 0.01% |
5,910
+97
| +2% | +$4.64K |
2025 Q3
4 quarters
|
|
1094
Innovator US Equity Power Buffer ETF November
PNOV
$808M
| $279K | 0.01% |
6,116
-850
| -12% | -$38.3K |
2023 Q4
11 quarters
|
|
1095
Snap-on
SNA
$18.9B
| $278K | 0.01% |
766
-24
| -3% | -$9.47K |
2022 Q2
17 quarters
|
|
1096
Expeditors International
EXPD
$23.8B
| $276K | 0.01% |
1,493
-1
| -0.1% | -$182 |
2025 Q4
3 quarters
|
|
1097
Gabelli Utility & Income Trust
GLU
$111M
| $276K | 0.01% |
15,545
+1,217
| +8% | +$23.2K |
2024 Q1
10 quarters
|
|
1098
ALPS O'Shares US Small-Cap Quality Dividend ETF
OUSM
$815M
| $275K | 0.01% |
5,986
-13,408
| -69% | -$650K |
2023 Q1
14 quarters
|
|
1099
Dow Inc
DOW
$22.7B
| $274K | 0.01% |
9,979
+161
| +2% | +$4.79K |
2019 Q2
29 quarters
|
|
1100
MetLife
MET
$61.8B
| $274K | 0.01% |
2,967
+437
| +17% | +$41.7K |
2026 Q2
1 quarter
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.