SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

This Quarter Return

-2.13%

1 Year Return

+10.02%

3 Year Return

+30.88%

5 Year Return

+138.85%

10 Year Return

+226.95%

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$52.7M

Cap. Flow % of AUM

1.68%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.73%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1076	1076 Canadian Pacific Kansas City CP $74.7B	$224K	0.01%	3,193 -256	-7%	-$18K
1077	1077 Extra Space Storage EXR $31.3B	$224K	0.01%	1,509 +7	+0.5%	+$1.04K
1078	1078 CorMedix CRMD $824M	$224K	0.01%	36,305 +2,612	+8%	+$16.1K
1079	FLG 1079 Flagstar Financial, Inc. FLG $4.72B	$223K	0.01%	19,209 +875	+5%	+$10.2K
1080	1080 First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF FTQI $633M	$223K	0.01%	+11,837	New	+$223K
1081	1081 iShares Russell 1000 ETF IWB $41.6B	$223K	0.01%	727 +27	+4%	+$8.28K
1082	1082 Broadridge BR $27.9B	$223K	0.01%	918 -39	-4%	-$9.46K
1083	1083 Invesco International Dividend Achievers ETF PID $854M	$221K	0.01%	11,609 -1,950	-14%	-$37.2K
1084	1084 Coeur Mining CDE $5.87B	$221K	0.01%	37,268 +623	+2%	+$3.69K
1085	1085 Innovator Growth-100 Power Buffer ETF January NJAN $309M	$220K	0.01%	+4,747	New	+$220K
1086	1086 Vanguard Total World Stock ETF VT $49.2B	$220K	0.01%	1,893 +10	+0.5%	+$1.16K
1087	1087 Invesco S&P 500 Equal Weight Utilities ETF RSPU $442M	$218K	0.01%	3,136 -167	-5%	-$11.6K
1088	1088 JD.com JD $47.1B	$217K	0.01%	+5,279	New	+$217K
1089	1089 InvenTrust Properties IVT $2.1B	$217K	0.01%	7,390 -181	-2%	-$5.32K
1090	1090 Capital One COF $139B	$217K	0.01%	1,209 +29	+2%	+$5.2K
1091	1091 Invesco Emerging Markets Sovereign Debt ETF PCY $1.16B	$217K	0.01%	+10,750	New	+$217K
1092	1092 SPDR S&P 500 ESG ETF EFIV $1.14B	$216K	0.01%	4,032 +22	+0.6%	+$1.18K
1093	1093 Goldman Sachs ActiveBeta US Large Cap Equity ETF GSLC $14B	$216K	0.01%	1,958 -25	-1%	-$2.75K
1094	1094 Vanguard US Momentum Factor ETF VFMO $1.12B	$215K	0.01%	1,418 -442	-24%	-$67K
1095	1095 Whirlpool WHR $5.37B	$213K	0.01%	2,368 +201	+9%	+$18.1K
1096	1096 Fidelity Enhanced Mid Cap ETF FMDE $2.89B	$213K	0.01%	6,808 -1,763	-21%	-$55.3K
1097	1097 Goldman Sachs Physical Gold ETF Shares AAAU $1.57B	$213K	0.01%	+6,890	New	+$213K
1098	1098 First Trust Nasdaq Bank ETF FTXO $237M	$213K	0.01%	+6,993	New	+$213K
1099	1099 Innovator Growth-100 Power Buffer ETF April NAPR $258M	$213K	0.01%	4,455 -1,452	-25%	-$69.3K
1100	1100 Idexx Laboratories IDXX $41.7B	$212K	0.01%	505 -210	-29%	-$88.2K