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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INTU icon
1076
Intuit
INTU
$81.1B
$280K 0.01%
648
+2
+0.3% +$954
FDD icon
1077
First Trust STOXX European Select Dividend Income Fund
FDD
$858M
$279K 0.01%
15,671
-4,295
-22% -$77.5K
DFAS icon
1078
Dimensional US Small Cap ETF
DFAS
$15.2B
$279K 0.01%
3,920
-2,657
-40% -$195K
EMXC icon
1079
iShares MSCI Emerging Markets ex China ETF
EMXC
$23.4B
$279K 0.01%
+3,541
New +$285K
EWY icon
1080
iShares MSCI South Korea ETF
EWY
$21.7B
$278K 0.01%
+2,262
New +$283K
QURE icon
1081
uniQure
QURE
$2.68B
$276K 0.01%
+16,900
New +$342K
PHYS icon
1082
Sprott Physical Gold
PHYS
$14.6B
$276K 0.01%
7,795
-665
-8% -$24.6K
NVO
1083
Novo Nordisk
NVO
$216B
$276K 0.01%
7,422
+865
+13% +$41K
USB icon
1084
US Bancorp
USB
$99.6B
$276K 0.01%
5,311
-43
-0.8% -$2.36K
CASY icon
1085
Casey's General Stores
CASY
$31.9B
$274K 0.01%
+376
New +$245K
NUKZ icon
1086
Range Nuclear Renaissance Index ETF
NUKZ
$779M
$274K 0.01%
+4,165
New +$290K
APLE icon
1087
Apple Hospitality REIT
APLE
$3.96B
$274K 0.01%
23,783
+401
+2% +$4.85K
HCA icon
1088
HCA Healthcare
HCA
$84.8B
$274K 0.01%
578
-160
-22% -$80.5K
IRM icon
1089
Iron Mountain
IRM
$38.2B
$273K 0.01%
2,674
-931
-26% -$92.6K
JPIB icon
1090
JPMorgan International Bond Opportunities ETF
JPIB
$2.07B
$273K 0.01%
5,719
+1,061
+23% +$51.7K
GLU
1091
Gabelli Utility & Income Trust
GLU
$117M
$273K 0.01%
14,232
+91
+0.6% +$1.84K
NJAN icon
1092
Innovator Growth-100 Power Buffer ETF January
NJAN
$349M
$272K 0.01%
5,092
+1,700
+50% +$92.9K
CPRT icon
1093
Copart
CPRT
$25.9B
$271K 0.01%
8,154
-6,297
-44% -$237K
CLH icon
1094
Clean Harbors
CLH
$16.1B
$271K 0.01%
944
– –
SOXQ icon
1095
Invesco PHLX Semiconductor ETF
SOXQ
$2.38B
$270K 0.01%
4,530
-497
-10% -$30.9K
RLJ.PRA icon
1096
RLJ Lodging Trust $1.95 Series A Preferred Stock
RLJ.PRA
$323M
$270K 0.01%
+11,220
New +$283K
TPL icon
1097
Texas Pacific Land
TPL
$28.9B
$270K 0.01%
568
-67
-11% -$28.8K
FIXD icon
1098
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$269K 0.01%
6,172
-9,982
-62% -$442K
FDMO icon
1099
Fidelity Momentum Factor ETF
FDMO
$934M
$265K 0.01%
3,313
-1,707
-34% -$144K
VSEC icon
1100
VSE Corp
VSEC
$5.48B
$265K 0.01%
+1,436
New +$292K
42 43
44
45 46

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.