Sigma Planning Corp’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Sigma Planning Corp’s Portfolio DFAS Stock Details DFAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$323K	Buy	3,928 +8	+0.2%	+$620	0.01%	1101
2026 Q1	$279K	Sell	3,920 -2,657	-40%	-$195K	0.01%	1078
2025 Q4	$305K	Buy	6,577 +521	+9%	+$35.9K	0.01%	1017
2025 Q3	$415K	Buy	6,056 +218	+4%	+$14.6K	0.01%	890
2025 Q2	$372K	Sell	5,838 -3,431	-37%	-$206K	0.01%	908
2025 Q1	$554K	Sell	9,269 -299	-3%	-$19.2K	0.02%	688
2024 Q4	$623K	Buy	9,568 +323	+3%	+$21.6K	0.02%	647
2024 Q3	$600K	Sell	9,245 -1,124	-11%	-$70.4K	0.02%	680
2024 Q2	$623K	Sell	10,369 -5,671	-35%	-$341K	0.02%	636
2024 Q1	$1000K	Buy	+16,040	New	+$949K	0.03%	505
2023 Q4	–	Sell	-7,678	Closed	-$403K	–	918
2023 Q3	$403K	Buy	+7,678	New	+$423K	0.02%	799
2023 Q2	–	Sell	-3,818	Closed	-$201K	–	1245
2023 Q1	$201K	Buy	+3,818	New	+$207K	0.01%	1174

Other funds holding DFAS

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Northern Trust Chicago, Illinois $860B AUM 41.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return

Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return

Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return

TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return

Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return

Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

Sigma Planning Corp's DFAS Position: Q2 2026 in Review

Sigma Planning Corp increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 0.2% in Q2 2026, buying an estimated $620 and bringing the position to 3,928 shares worth $323K. The position accounts for 0.01% of the portfolio, ranked #1101.

Sigma Planning Corp first reported a position in DFAS in Q1 2023 and has held it in 12 quarters since. The position peaked at $1000K in Q1 2024. 917 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

Sigma Planning Corp held 3,928 shares of U.S. Small Cap Portfolio ETF Class Shares worth $323K as of Q2 2026.
Sigma Planning Corp bought 8 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $620.
U.S. Small Cap Portfolio ETF Class Shares made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1101 holding.
Sigma Planning Corp first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q1 2023 and has held it in 12 quarters since.
Sigma Planning Corp's U.S. Small Cap Portfolio ETF Class Shares position peaked at $1000K in Q1 2024.
917 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.