Northern Trust
DFAS icon

Northern Trust’s U.S. Small Cap Portfolio ETF Class Shares DFAS Stock Holding History

Northern Trust’s Portfolio DFAS Stock Details DFAS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$778M Buy
9,449,673
+255,958
+3% +$19.8M 0.09% 184
2026
Q1 		$654M Buy
9,193,715
+1,090,765
+13% +$80M 0.09% 213
2025
Q4 		$565M Buy
8,102,950
+23,636
+0.3% +$1.63M 0.07% 233
2025
Q3 		$553M Buy
8,079,314
+229,914
+3% +$15.3M 0.07% 236
2025
Q2 		$500M Sell
7,849,400
-125,217
-2% -$7.51M 0.07% 249
2025
Q1 		$476M Buy
7,974,617
+453,209
+6% +$29.1M 0.07% 256
2024
Q4 		$489M Buy
7,521,408
+521,107
+7% +$34.9M 0.07% 245
2024
Q3 		$454M Buy
7,000,301
+30,198
+0.4% +$1.89M 0.07% 239
2024
Q2 		$419M Buy
6,970,103
+822,685
+13% +$49.5M 0.07% 245
2024
Q1 		$383M Buy
6,147,418
+133,725
+2% +$7.91M 0.07% 270
2023
Q4 		$359M Buy
6,013,693
+400,077
+7% +$21.4M 0.06% 283
2023
Q3 		$295M Sell
5,613,616
-17,077
-0.3% -$941K 0.06% 319
2023
Q2 		$309M Sell
5,630,693
-73,887
-1% -$3.85M 0.06% 311
2023
Q1 		$301M Buy
5,704,580
+136,499
+2% +$7.39M 0.06% 312
2022
Q4 		$285M Buy
5,568,081
+126,372
+2% +$6.51M 0.06% 317
2022
Q3 		$2.53M Buy
5,441,709
+139,921
+3% +$7.15M ﹤0.01% 2888
2022
Q2 		$2.54M Buy
5,301,788
+148,073
+3% +$7.68M ﹤0.01% 2918
2022
Q1 		$2.89M Buy
5,153,715
+451,405
+10% +$25.4M ﹤0.01% 2902
2021
Q4 		$2.82M Sell
4,702,310
-70,486
-1% -$4.26M ﹤0.01% 3043
2021
Q3 		$2.74M Buy
4,772,796
+142,098
+3% +$8.2M ﹤0.01% 3108
2021
Q2 		$2.71M Buy
+4,630,698
New +$269M ﹤0.01% 3211

Other funds holding DFAS

Creative Planning
Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
IFA
Index Fund Advisors Irvine, California $2.52B AUM 26.26% 1-Year Est. Return
Focus Partners Wealth
Focus Partners Wealth Boston, Massachusetts $97.6B AUM 29.43% 1-Year Est. Return
PFA
Pure Financial Advisors San Diego, California $7.86B AUM 19.64% 1-Year Est. Return
TWA
TCI Wealth Advisors Tucson, Arizona $2.31B AUM 26.52% 1-Year Est. Return
RFP
Root Financial Partners Encinitas, California $2.57B AUM 21.7% 1-Year Est. Return
VT
Vise Technologies New York $8.83B AUM 27.11% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return
Mercer Global Advisors
Mercer Global Advisors Denver, Colorado $80.9B AUM 26.08% 1-Year Est. Return

Northern Trust's DFAS Position: Q2 2026 in Review

Northern Trust increased its U.S. Small Cap Portfolio ETF Class Shares (DFAS) stake by 2.8% in Q2 2026, buying an estimated $19.8M and bringing the position to 9,449,673 shares worth $778M. The position accounts for 0.09% of the portfolio, ranked #184.

Northern Trust first reported a position in DFAS in Q2 2021 and has held it in 21 quarters since. 916 funds tracked by Wall St. Rank hold DFAS as of Q2 2026.

  • Northern Trust held 9,449,673 shares of U.S. Small Cap Portfolio ETF Class Shares worth $778M as of Q2 2026.
  • Northern Trust bought 255,958 U.S. Small Cap Portfolio ETF Class Shares shares in Q2 2026, an estimated $19.8M.
  • U.S. Small Cap Portfolio ETF Class Shares made up 0.09% of Northern Trust's portfolio in Q2 2026, its #184 holding.
  • Northern Trust first reported a position in U.S. Small Cap Portfolio ETF Class Shares in Q2 2021 and has held it in 21 quarters since.
  • 916 funds tracked by Wall St. Rank held U.S. Small Cap Portfolio ETF Class Shares as of Q2 2026.

Based on Northern Trust's 13F filing for Q2 2026, filed 13 Aug 2026.