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U.S. Small Cap Portfolio ETF Class Shares
DFAS

459 hedge funds and large institutions have $5.18B invested in U.S. Small Cap Portfolio ETF Class Shares in 2023 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 219 increasing their positions, 111 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

215% more first-time investments, than exits

New positions opened: 41 | Existing positions closed: 13

97% more repeat investments, than reductions

Existing positions increased: 219 | Existing positions reduced: 111

80% more capital inflows, than outflows

Capital inflows: $197M | Capital outflows: $110M

3% more funds holding

Funds holding: 444 → 459 (+15)

2.46% less ownership

Funds ownership: 72.31% → 69.85% (-2.5%)

5% less funds holding in top 10

Funds holding in top 10: 66 → 63 (-3)

Holders
459
Holders Change
+15
Holders Change %
+3.38%
% of All Funds
7.3%
Holding in Top 10
63
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-4.55%
% of All Funds
1%
New
41
Increased
219
Reduced
111
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$10.1M
2
Aire Advisors
Aire Advisors
California
+$8.19M
3
Northern Trust
Northern Trust
Illinois
+$7.39M
4
TFO Wealth Partners
TFO Wealth Partners
Ohio
+$7.3M
5
YAL
Your Advocates Ltd
Texas
+$7.23M

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$13.1M
2
Avantax Advisory Services
Avantax Advisory Services
Texas
-$10.4M
3
EP Wealth Advisors
EP Wealth Advisors
California
-$9.8M
4
Merriman Wealth Management
Merriman Wealth Management
Washington
-$8.64M
5
Creative Planning
Creative Planning
Kansas
-$7.41M

DFAS Hedge Fund Activity: Q1 2023 in Review

459 of the 6,288 institutional investors tracked by Wall St. Rank reported a position in U.S. Small Cap Portfolio ETF Class Shares (DFAS) for Q1 2023, worth a combined $5.18B — up 46% from $3.56B a quarter earlier.

Buyers outnumbered sellers: 41 funds opened new DFAS positions and 13 closed out — a net gain of 28 holders — while 219 added to existing stakes and 111 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $10.1M. The largest seller was Jane Street, cutting an estimated $13.1M.

  • 459 institutional investors held U.S. Small Cap Portfolio ETF Class Shares (DFAS) as of Q1 2023, up from 444 in Q4 2022.
  • Funds reported $5.18B of U.S. Small Cap Portfolio ETF Class Shares stock for Q1 2023, up 46% quarter-over-quarter.
  • 41 funds opened new U.S. Small Cap Portfolio ETF Class Shares positions in Q1 2023 and 13 closed out, a net change of +28 holders.
  • The largest U.S. Small Cap Portfolio ETF Class Shares buyer in Q1 2023 was Envestnet Asset Management, an estimated $10.1M added.
  • The largest U.S. Small Cap Portfolio ETF Class Shares seller in Q1 2023 was Jane Street, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2023.