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Dimensional US Small Cap ETF

237 hedge funds and large institutions have $1.6B invested in Dimensional US Small Cap ETF in 2021 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 95 increasing their positions, 57 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

620% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 5

67% more repeat investments, than reductions

Existing positions increased: 95 | Existing positions reduced: 57

10% more funds holding

Funds holding: 216237 (+21)

7% more capital invested

Capital invested by funds: $1.5B → $1.6B (+$99.7M)

1.63% more ownership

Funds ownership: 44.38%46.01% (+1.6%)

5% less funds holding in top 10

Funds holding in top 10: 2221 (-1)

Holders
237
Holders Change
+21
Holders Change %
+9.72%
% of All Funds
4.15%
Holding in Top 10
21
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-4.55%
% of All Funds
0.37%
New
36
Increased
95
Reduced
57
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Creative Planning
1
Creative Planning
Kansas
$344M +$13.7M +237,546 +4%
BSW
2
Buckingham Strategic Wealth
Missouri
$150M +$6.64M +115,178 +5%
Envestnet Asset Management
3
Envestnet Asset Management
Illinois
$115M +$30.3M +524,914 +35%
TWA
4
TCI Wealth Advisors
Arizona
$97.4M +$2.75M +47,600 +3%
PL
5
Plancorp LLC
Missouri
$91.4M +$22.6K +392 +0%
Mercer Global Advisors
6
Mercer Global Advisors
Colorado
$59.1M -$63.5K -1,101 -0.1%
EAM
7
Evanson Asset Management
California
$39.3M +$335K +5,815 +0.9%
SC
8
Savant Capital
Illinois
$36M -$416K -7,205 -1%
FG
9
Foster Group
Iowa
$35.7M -$585K -10,134 -2%
CL
10
Choreo LLC
Illinois
$32.9M -$160K -2,778 -0.5%
MWM
11
Modera Wealth Management
New Jersey
$29.1M +$4.78M +82,784 +20%
CCM
12
Carlson Capital Management
Minnesota
$27.9M -$764K -13,246 -3%
DY
13
Dowling & Yahnke
California
$27M -$1.03M -17,899 -4%
Comerica Bank
14
Comerica Bank
Texas
$24.3M +$23.3M +403,557 New
AP
15
Adero Partners
California
$24.2M +$843K +14,607 +4%
MAM
16
McLean Asset Management
Virginia
$22.2M -$131K -2,273 -0.6%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$17.8M +$1.41M +24,511 +9%
EWM
18
Empirical Wealth Management
Washington
$15.5M +$331K +5,743 +2%
SWA
19
Sax Wealth Advisors
New Jersey
$15.4M +$15.4M +267,740 New
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$14.1M -$1.75M -30,370 -11%
LPL Financial
21
LPL Financial
California
$13.7M +$1.45M +25,079 +12%
LFS
22
Lutz Financial Services
Nebraska
$13M -$14.1K -245 -0.1%
MFT
23
Moisand Fitzgerald Tamayo
Florida
$11.8M +$1.59M +27,616 +16%
PFA
24
Pure Financial Advisors
California
$11.7M +$1.68M +29,167 +17%
1WM
25
1900 Wealth Management
Texas
$9.98M -$44.8K -777 -0.4%

DFAS Hedge Fund Activity: Q3 2021 in Review

237 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Dimensional US Small Cap ETF (DFAS) for Q3 2021, worth a combined $1.6B — up 6.7% from $1.5B a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new DFAS positions and 5 closed out — a net gain of 31 holders — while 95 added to existing stakes and 57 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $30.3M. The largest seller was EP Wealth Advisors, exiting entirely with an estimated $12.1M sold.

  • 237 institutional investors held Dimensional US Small Cap ETF (DFAS) as of Q3 2021, up from 216 in Q2 2021.
  • Funds reported $1.6B of Dimensional US Small Cap ETF stock for Q3 2021, up 6.7% quarter-over-quarter.
  • 36 funds opened new Dimensional US Small Cap ETF positions in Q3 2021 and 5 closed out, a net change of +31 holders.
  • The largest Dimensional US Small Cap ETF buyer in Q3 2021 was Envestnet Asset Management, an estimated $30.3M added.
  • The largest Dimensional US Small Cap ETF seller in Q3 2021 was EP Wealth Advisors, an estimated $12.1M sold.

Based on aggregated 13F filings for Q3 2021.