Sigma Planning Corp Portfolio holdings
Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
BlackRock US Equity Factor Rotation ETF
DYNF
|
+$5.36M |
| 2 |
Vanguard High Dividend Yield ETF
VYM
|
+$3.47M |
| 3 |
Sarmaya Thematic ETF
LENS
|
+$2.97M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$2.92M |
| 5 |
Palantir
PLTR
|
+$2.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$6.05M |
| 2 |
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
|
+$5.64M |
| 3 |
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
|
+$5.59M |
| 4 |
iShares Core S&P Small-Cap ETF
IJR
|
+$3.76M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$3.14M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Miscellaneous | 59.35% |
| 2 | Technology | 16.75% |
| 3 | Financials | 3.9% |
| 4 | Industrials | 3.46% |
| 5 | Healthcare | 3.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | Held Since | |
|---|---|---|---|---|---|---|---|
1101
Trane Technologies
TT
$87.9B
| $272K | 0.01% |
603
+33
| +6% | +$15.2K |
2024 Q1
10 quarters
|
|
1102
WisdomTree US MidCap Dividend Fund
DON
$3.96B
| $272K | 0.01% |
5,036
-1,244
| -20% | -$71.1K |
2024 Q1
10 quarters
|
|
1103
Innovator US Small Cap Power Buffer ETF January
KJAN
$309M
| $272K | 0.01% |
5,965
-1
| -0% | -$46 |
2025 Q3
4 quarters
|
|
1104
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$682M
| $272K | 0.01% |
4,586
-109
| -2% | -$6.27K |
2025 Q1
6 quarters
|
|
1105
Novo Nordisk
NVO
$178B
| $271K | 0.01% |
6,253
-1,037
| -14% | -$47.8K |
2021 Q3
20 quarters
|
|
1106
Western Digital
WDC
$98.7B
| $269K | 0.01% |
591
-111
| -16% | -$54K |
2026 Q2
1 quarter
|
|
1107
American Tower
AMT
$87.6B
| $269K | 0.01% |
1,631
-804
| -33% | -$138K |
2015 Q4
43 quarters
|
|
1108
Hershey
HSY
$35.8B
| $267K | 0.01% |
1,697
+259
| +18% | +$45.6K |
2018 Q3
32 quarters
|
|
1109
Rigetti Computing
RGTI
$3.92B
| $266K | 0.01% |
16,916
-1,494
| -8% | -$24.1K |
2024 Q1
10 quarters
|
|
1110
Biohaven
BHVN
$2.19B
| $266K | 0.01% |
19,944
+6,008
| +43% | +$86.9K |
2022 Q4
15 quarters
|
|
1111
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.8B
| $266K | 0.01% |
11,234
-1,746
| -13% | -$42.4K |
2022 Q4
15 quarters
|
|
1112
Coinbase
COIN
$35.7B
| $266K | 0.01% |
1,401
-601
| -30% | -$102K |
2023 Q4
11 quarters
|
|
1113
iShares Future Exponential Technologies ETF
XT
$3.8B
| $265K | 0.01% |
3,190
+50
| +2% | +$4.09K |
2017 Q4
35 quarters
|
|
1114
Invesco Variable Rate Preferred ETF
VRP
$3B
| $265K | 0.01% |
11,193
-5,452
| -33% | -$132K |
2025 Q2
5 quarters
|
|
1115
Pacer Global Cash Cows Dividend ETF
GCOW
$3.62B
| $265K | 0.01% |
5,914
-27
| -0.5% | -$1.24K |
2023 Q1
14 quarters
|
|
1116
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$2.84B
| $264K | 0.01% |
6,404
+116
| +2% | +$4.96K |
2019 Q3
28 quarters
|
|
1117
AstraZeneca
AZN
$289B
| $264K | 0.01% |
1,634
-757
| -32% | -$126K |
2017 Q1
38 quarters
|
|
1118
Banco Macro
BMA
$3.69B
| $263K | 0.01% |
6,210
-269
| -4% | -$22.2K |
2025 Q1
6 quarters
|
|
1119
STMicroelectronics
STM
$37.3B
| $262K | 0.01% |
4,918
-337
| -6% | -$18.7K |
2026 Q2
1 quarter
|
|
1120
e.l.f. Beauty
ELF
$6.87B
| $261K | 0.01% |
+2,587
| New | +$237K |
2026 Q3
0 quarters
|
|
1121
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$706M
| $260K | 0.01% |
3,197
+652
| +26% | +$57.2K |
2026 Q2
1 quarter
|
|
1122
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
| $260K | 0.01% |
4,682
+28
| +0.6% | +$1.53K |
2024 Q1
10 quarters
|
|
1123
Accenture
ACN
$154B
| $260K | 0.01% |
1,418
-804
| -36% | -$136K |
2015 Q4
43 quarters
|
|
1124
Carnival Corporation Ltd
CCL
$39.8B
| $260K | 0.01% |
10,589
+135
| +1% | +$3.46K |
2017 Q1
38 quarters
|
|
1125
Vanguard FTSE Europe ETF
VGK
$29.5B
| $260K | 0.01% |
2,991
+4
| +0.1% | +$360 |
2026 Q1
2 quarters
|
|
Similar funds
Sigma Planning Corp's Q3 2026 Portfolio in Review
As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.
Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.
By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.
- Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
- Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
- Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
- Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
- Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
- Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
- Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.
Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.