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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFAS icon
1101
Dimensional US Small Cap ETF
DFAS
$15.6B
$323K 0.01%
3,928
+8
+0.2% +$620
PFEB icon
1102
Innovator US Equity Power Buffer ETF February
PFEB
$930M
$321K 0.01%
7,463
-806
-10% -$34.1K
HLT icon
1103
Hilton Worldwide
HLT
$69.7B
$321K 0.01%
971
-63
-6% -$20.7K
COR icon
1104
Cencora
COR
$62.2B
$321K 0.01%
1,133
-321
-22% -$92.5K
AAAU icon
1105
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.67B
$320K 0.01%
8,098
-880
-10% -$39.2K
AIA icon
1106
iShares Asia 50 ETF
AIA
$5.07B
$320K 0.01%
2,261
+55
+2% +$7.22K
SCHR
1107
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.4B
$320K 0.01%
12,980
-3,203
-20% -$79.2K
TEM
1108
Tempus AI
TEM
$11.6B
$319K 0.01%
+5,508
New +$276K
GEHC icon
1109
GE HealthCare
GEHC
$30.5B
$318K 0.01%
4,974
+15
+0.3% +$986
SNA icon
1110
Snap-on
SNA
$19.7B
$318K 0.01%
790
-25
-3% -$9.45K
XDEC icon
1111
FT Vest US Equity Enhance & Moderate Buffer ETF December
XDEC
$204M
$317K 0.01%
7,411
– –
USB icon
1112
US Bancorp
USB
$98.1B
$316K 0.01%
5,231
-80
-2% -$4.48K
IRM icon
1113
Iron Mountain
IRM
$35B
$312K 0.01%
2,468
-206
-8% -$25.3K
BBCA icon
1114
JPMorgan BetaBuilders Canada ETF
BBCA
$11.4B
$311K 0.01%
3,133
-1,852
-37% -$184K
PNOV icon
1115
Innovator US Equity Power Buffer ETF November
PNOV
$892M
$309K 0.01%
6,966
-500
-7% -$21.7K
TPLC icon
1116
Timothy Plan US Large/Mid Cap Core ETF
TPLC
$312M
$308K 0.01%
6,109
+407
+7% +$19.8K
NFLT icon
1117
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$487M
$307K 0.01%
13,381
+4,300
+47% +$98.7K
TLN
1118
Talen Energy Corp
TLN
$15.4B
$307K 0.01%
798
-101
-11% -$37K
URNM icon
1119
Sprott Uranium Miners ETF
URNM
$2.16B
$307K 0.01%
5,828
-443
-7% -$27.4K
NVDA icon
1120
CALL
NVIDIA
NVDA
$5.63T
$305K 0.01%
9,200
-2,000
-18% -$411K
KAPR icon
1121
Innovator US Small Cap Power Buffer ETF April
KAPR
$217M
$305K 0.01%
7,655
+770
+11% +$29.7K
IWX icon
1122
iShares Russell Top 200 Value ETF
IWX
$3.95B
$304K 0.01%
2,891
-217
-7% -$22K
VIAV icon
1123
Viavi Solutions
VIAV
$8.86B
$303K 0.01%
+6,340
New +$304K
IBIT icon
1124
iShares Bitcoin Trust
IBIT
$60.9B
$303K 0.01%
9,088
-261
-3% -$10.6K
USAI icon
1125
Pacer American Energy Infrastructure ETF
USAI
$120M
$302K 0.01%
6,629
+68
+1% +$3.12K
43 44
45
46 47

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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.