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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRE icon
1151
Sempra
SRE
$60.8B
$239K 0.01%
2,458
-1,470
-37% -$135K
FNK icon
1152
First Trust Mid Cap Value AlphaDEX Fund
FNK
$227M
$239K 0.01%
4,181
-60
-1% -$3.51K
UGI icon
1153
UGI
UGI
$8B
$239K 0.01%
6,548
+714
+12% +$26.9K
CRMD icon
1154
CorMedix
CRMD
$617M
$237K 0.01%
34,920
+11,048
+46% +$81.7K
GSLC icon
1155
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
$15.2B
$237K 0.01%
1,894
-550
-23% -$72.1K
CLSE icon
1156
Convergence Long/Short Equity ETF
CLSE
$757M
$237K 0.01%
8,420
-2,810
-25% -$79K
RKLB icon
1157
Rocket Lab Corp
RKLB
$39.9B
$236K 0.01%
3,680
-391
-10% -$29.5K
PJUN icon
1158
Innovator US Equity Power Buffer ETF June
PJUN
$949M
$235K 0.01%
5,629
-48
-0.8% -$2.02K
QQQH
1159
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$375M
$235K 0.01%
4,582
+5
+0.1% +$268
VUSB icon
1160
Vanguard Ultra-Short Bond ETF
VUSB
$8.93B
$235K 0.01%
4,713
+29
+0.6% +$1.45K
ICE icon
1161
Intercontinental Exchange
ICE
$82.4B
$234K 0.01%
1,489
-226
-13% -$36.9K
AIA icon
1162
iShares Asia 50 ETF
AIA
$4.52B
$234K 0.01%
+2,206
New +$241K
IYJ icon
1163
iShares US Industrials ETF
IYJ
$1.98B
$234K 0.01%
1,585
+1
+0.1% +$155
MCO icon
1164
Moody's
MCO
$81.7B
$233K 0.01%
+534
New +$253K
LDUR icon
1165
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.36B
$233K 0.01%
2,432
+37
+2% +$3.55K
EWJ icon
1166
iShares MSCI Japan ETF
EWJ
$21.7B
$232K 0.01%
2,749
-283
-9% -$24.5K
CBRE icon
1167
CBRE Group
CBRE
$40.8B
$232K 0.01%
1,713
+34
+2% +$5.17K
RS icon
1168
Reliance Steel & Aluminium
RS
$20.8B
$232K 0.01%
763
-67
-8% -$21.3K
HYDB icon
1169
iShares High Yield Systematic Bond ETF
HYDB
$1.62B
$232K 0.01%
+4,985
New +$235K
DIM icon
1170
WisdomTree International MidCap Dividend Fund
DIM
$164M
$232K 0.01%
+2,799
New +$236K
ZION icon
1171
Zions Bancorporation
ZION
$10.1B
$231K 0.01%
4,010
-628
-14% -$37K
EME icon
1172
Emcor
EME
$33.1B
$230K 0.01%
312
-368
-54% -$268K
USVM icon
1173
VictoryShares US Small Mid Cap Value Momentum ETF
USVM
$1.77B
$230K 0.01%
+2,427
New +$234K
NVDA icon
1174
PUT
NVIDIA
NVDA
$5.01T
$229K 0.01%
+10,400
New +$1.91M
ODFL icon
1175
Old Dominion Freight Line
ODFL
$48.5B
$229K 0.01%
1,173
-114
-9% -$21.3K
45 46
47
48 49

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.