SPC

Sigma Planning Corp Portfolio holdings

AUM $3.13B

AUM

$3.13B

AUM Growth

-$49.8M (-2%)

Cap. Flow

+$93.1M

Cap. Flow % of AUM

2.97%

Top 10 Holdings %Top 10 Hldgs %

25.2%

Holding

1,289

New

129

Increased

558

Reduced

482

Closed

Top Buys

1	iShares Core Dividend Growth ETF DGRO	$12.6M
2	First Trust Core Investment Grade ETF FTCB	$6.33M
3	iShares Floating Rate Bond ETF FLOT	$5.37M
4	iShares 1-5 Year Investment Grade Corporate Bond ETF IGSB	$5.3M
5	FT Vest US Equity Moderate Buffer ETF January GJAN	$4.17M

Top Sells

1	iShares 10+ Year Investment Grade Corporate Bond ETF IGLB	$17.3M
2	First Trust Exchange-Traded Fund VIII First Trust Smith Opportunistic Fixed Income ETF FIXD	$6.79M
3	iShares Core S&P 500 ETF IVV	$6.03M
4	iShares S&P 500 Growth ETF IVW	$5M
5	First Trust Intermediate Government Opportunities ETF MGOV	$3.91M

Sector Composition

1	Technology	12.78%
2	Financials	4.54%
3	Consumer Discretionary	4.18%
4	Healthcare	4.04%
5	Industrials	3.07%

#	Name	Market Value	Portfolio Weight	Shares or Principal	Shares Change %	Capital Flow
1201	1201 Scotiabank BNS $65B	$0	0%	0 -10,267	Closed	–
1202	1202 Beyond BYON $326M	$0	0%	0 -15,250	Closed	–
1203	1203 Charter Communications CHTR $56.1B	$0	0%	0 -701	Closed	–
1204	1204 Clean Harbors CLH $12.1B	$0	0%	0 -6,446	Closed	–
1205	1205 CyberArk CYBR $19.2B	$0	0%	0 -665	Closed	–
1206	1206 First Trust Exchange-Traded Fund VI First Trust Dorsey Wright Momentum & Dividend ETF DDIV $70.2M	$0	0%	0 -5,929	Closed	–
1207	1207 Datadog DDOG $39.5B	$0	0%	0 -2,092	Closed	–
1208	1208 Deckers Outdoor DECK $15.3B	$0	0%	0 -1,447	Closed	–
1209	1209 Dimensional World ex US Core Equity 2 ETF DFAX $8.25B	$0	0%	0 -8,950	Closed	–
1210	1210 FT Vest US Equity Deep Buffer ETF February DFEB $414M	$0	0%	0 -5,849	Closed	–
1211	1211 D.R. Horton DHI $36.4B	$0	0%	0 -1,493	Closed	–
1212	1212 Invesco Dow Jones Industrial Average Dividend ETF DJD $338M	$0	0%	0 -29,771	Closed	–
1213	1213 iShares MSCI Emerging Markets Small-Cap ETF EEMS $361M	$0	0%	0 -4,105	Closed	–
1214	1214 iShares ESG Aware MSCI USA ETF ESGU $13.1B	$0	0%	0 -3,435	Closed	–
1215	1215 First Trust Large Cap Core AlphaDEX Fund FEX $1.26B	$0	0%	0 -3,152	Closed	–
1216	1216 Fabrinet FN $8.25B	$0	0%	0 -2,499	Closed	–
1217	FSCO 1217 FS Credit Opportunities Corp FSCO $1.4B	$0	0%	0 -15,732	Closed	–
1218	1218 First Solar FSLR $17B	$0	0%	0 -1,295	Closed	–
1219	1219 First Trust Exchange-Traded Fund II First Trust Indxx Global Natural Resources Income ETF FTRI $90.6M	$0	0%	0 -16,128	Closed	–
1220	1220 First Trust Nasdaq Oil & Gas ETF FTXN $126M	$0	0%	0 -40,084	Closed	–
1221	GBAB 1221 Guggenheim Taxable Municipal Bond & Investment Grade Debt Trust GBAB $394M	$0	0%	0 -12,033	Closed	–
1222	1222 Gentex GNTX $4.86B	$0	0%	0 -9,462	Closed	–
1223	1223 Halliburton HAL $17.1B	$0	0%	0 -8,383	Closed	–
1224	1224 HCA Healthcare HCA $90.6B	$0	0%	0 -714	Closed	–
1225	HUT 1225 Hut 8 HUT $1.74B	$0	0%	0 -22,000	Closed	–