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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FNK icon
1201
First Trust Mid Cap Value AlphaDEX Fund
FNK
$234M
$254K 0.01%
4,151
-30
-0.7% -$1.78K
TPL icon
1202
Texas Pacific Land
TPL
$25.5B
$253K 0.01%
577
+9
+2% +$3.65K
FMAR icon
1203
FT Vest US Equity Buffer ETF March
FMAR
$1.18B
$252K 0.01%
4,830
+296
+7% +$15.2K
HSY icon
1204
Hershey
HSY
$34.6B
$252K 0.01%
1,438
-141
-9% -$26.6K
TJUL icon
1205
Innovator Equity Defined Protection ETF - 2 Yr to July 2027
TJUL
$116M
$252K 0.01%
8,337
– –
AGGH icon
1206
Simplify Aggregate Bond ETF
AGGH
$587M
$251K 0.01%
12,461
+2,316
+23% +$47K
UNM icon
1207
Unum
UNM
$15B
$251K 0.01%
2,809
-196
-7% -$16.2K
CP icon
1208
Canadian Pacific Kansas City
CP
$80.3B
$251K 0.01%
2,898
-232
-7% -$19.9K
ACWV icon
1209
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.39B
$250K 0.01%
+2,083
New +$252K
DBND icon
1210
DoubleLine Opportunistic Bond ETF
DBND
$767M
$250K 0.01%
5,473
+228
+4% +$10.4K
EQWL icon
1211
Invesco S&P 100 Equal Weight ETF
EQWL
$2.87B
$248K 0.01%
1,919
+17
+0.9% +$2.11K
MCO icon
1212
Moody's
MCO
$84B
$247K 0.01%
545
+11
+2% +$4.94K
AGO icon
1213
Assured Guaranty
AGO
$3.28B
$247K 0.01%
3,080
-1
-0% -$79
CQP icon
1214
Cheniere Energy
CQP
$33.4B
$246K 0.01%
4,032
+4
+0.1% +$251
SPYX icon
1215
State Street SPDR S&P 500 Fossil Fuel Reserves Free ETF
SPYX
$2.85B
$246K 0.01%
4,021
-125
-3% -$7.42K
PSA icon
1216
Public Storage
PSA
$55.6B
$245K 0.01%
770
-3
-0.4% -$918
ESGU icon
1217
iShares ESG Aware MSCI USA ETF
ESGU
$18.2B
$245K 0.01%
1,496
– –
ESLT icon
1218
Elbit Systems
ESLT
$33.9B
$244K 0.01%
322
-68
-17% -$56.6K
EXPD icon
1219
Expeditors International
EXPD
$24.2B
$243K 0.01%
1,494
-35
-2% -$5.41K
UEC icon
1220
Uranium Energy
UEC
$5.71B
$242K 0.01%
22,700
-2,324
-9% -$31.2K
XSD icon
1221
State Street SPDR S&P Semiconductor ETF
XSD
$2.66B
$241K 0.01%
+387
New +$203K
SFEB
1222
FT Vest US Small Cap Moderate Buffer ETF February
SFEB
$130M
$241K 0.01%
9,190
-13
-0.1% -$330
DFAX icon
1223
Dimensional World ex US Core Equity 2 ETF
DFAX
$12.8B
$240K 0.01%
+6,503
New +$239K
ONTO icon
1224
Onto Innovation
ONTO
$13.9B
$239K 0.01%
+632
New +$179K
DIM icon
1225
WisdomTree International MidCap Dividend Fund
DIM
$167M
$239K 0.01%
2,799
– –
47 48
49
50 51

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NMERB
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CS
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AIM
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DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.