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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSI
1251
TCW Strategic Income Fund
TSI
$212M
$188K 0.01%
41,952
– –
JPC icon
1252
Nuveen Preferred & Income Opportunities Fund
JPC
$2.89B
$188K 0.01%
24,906
-492
-2% -$3.98K
NWL icon
1253
Newell Brands
NWL
$2.16B
$187K 0.01%
54,554
+6,454
+13% +$27.1K
CIM
1254
Chimera Investment
CIM
$1.05B
$184K 0.01%
14,690
+501
+4% +$6.54K
ABR icon
1255
Arbor Realty Trust
ABR
$960M
$177K ﹤0.01%
22,941
-16,385
-42% -$128K
RGTI icon
1256
Rigetti Computing
RGTI
$4.7B
$175K ﹤0.01%
12,431
-750
-6% -$14.1K
EVER icon
1257
EverQuote
EVER
$886M
$163K ﹤0.01%
10,560
+1,125
+12% +$21.3K
BEAT icon
1258
Heartbeam
BEAT
$28.4M
$162K ﹤0.01%
132,550
+70,900
+115% +$113K
SSL icon
1259
Sasol
SSL
$7.58B
$160K ﹤0.01%
+12,372
New +$108K
UNG icon
1260
United States Natural Gas Fund
UNG
$470M
$160K ﹤0.01%
13,642
+1,716
+14% +$21.2K
FLG
1261
Flagstar Bank National Association
FLG
$5.77B
$157K ﹤0.01%
11,898
-2,158
-15% -$28.3K
EFR
1262
Eaton Vance Senior Floating-Rate Fund
EFR
$311M
$152K ﹤0.01%
14,438
+11
+0.1% +$120
CRPT icon
1263
First Trust SkyBridge Crypto Industry and Digital Economy ETF
CRPT
$84.4M
$151K ﹤0.01%
12,952
+143
+1% +$2.02K
SCWO icon
1264
374Water
SCWO
$37.8M
$149K ﹤0.01%
52,353
+7,000
+15% +$19.4K
AGNT
1265
AGNT Inc
AGNT
$665M
$142K ﹤0.01%
23,722
+263
+1% +$2.03K
ODD icon
1266
ODDITY Tech
ODD
$708M
$141K ﹤0.01%
10,535
+3,605
+52% +$90.3K
MQY icon
1267
BlackRock MuniYield Quality Fund
MQY
$807M
$136K ﹤0.01%
+12,400
New +$143K
IBRX icon
1268
ImmunityBio
IBRX
$7.44B
$136K ﹤0.01%
17,715
+715
+4% +$4.89K
RDW icon
1269
Redwire
RDW
$2.08B
$130K ﹤0.01%
15,334
-1,745
-10% -$17.1K
GNL icon
1270
Global Net Lease
GNL
$1.87B
$124K ﹤0.01%
13,227
-1,840
-12% -$17.3K
BHVN icon
1271
Biohaven
BHVN
$2.16B
$113K ﹤0.01%
13,324
-289
-2% -$3.16K
NMZ icon
1272
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.2B
$110K ﹤0.01%
+10,601
New +$111K
MARA icon
1273
Marathon Digital Holdings
MARA
$4.62B
$109K ﹤0.01%
13,409
+1,485
+12% +$13.4K
EFT
1274
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$108K ﹤0.01%
10,062
+28
+0.3% +$312
CNC icon
1275
CALL
Centene
CNC
$31.3B
$108K ﹤0.01%
20,000
– –
49 50
51
52 53

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.