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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXSQ icon
1301
Oxford Square Capital
OXSQ
$151M
$37.7K ﹤0.01%
21,310
+299
+1% +$541
BLDP
1302
Ballard Power Systems
BLDP
$874M
$36.6K ﹤0.01%
15,104
+11
+0.1% +$26
PLUG icon
1303
Plug Power
PLUG
$2.92B
$31.6K ﹤0.01%
13,991
-10,692
-43% -$23.2K
OPK icon
1304
Opko Health
OPK
$921M
$18K ﹤0.01%
15,807
– –
XRX icon
1305
PUT
Xerox
XRX
$337M
$9.11K ﹤0.01%
52,700
-19,000
-26% -$37.6K
CUE icon
1306
Cue Biopharma
CUE
$135M
$8.91K ﹤0.01%
1,292
-76
-6% -$709
NWL icon
1307
PUT
Newell Brands
NWL
$2.16B
$2.79K ﹤0.01%
31,800
-7,300
-19% -$30.7K
XRXDW
1308
Xerox Holdings Corp Warrants
XRXDW
$16M
$2.48K ﹤0.01%
+27,445
New +$3.02K
GAB.RT
1309
DELISTED
The Gabelli Equity Trust Rights (expiring April 14 2026)
GAB.RT
$91 ﹤0.01%
+13,050
New +$131
ACWV icon
1310
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
– –
-1,946
Closed -$231K
ADPT icon
1311
Adaptive Biotechnologies
ADPT
$3.56B
– –
-32,550
Closed -$529K
AES icon
1312
AES
AES
$10.6B
– –
-26,514
Closed -$380K
AI icon
1313
CALL
C3.ai
AI
$1.27B
– –
-20,000
Closed -$3.2K
AJG icon
1314
Arthur J. Gallagher & Co
AJG
$63.7B
– –
-836
Closed -$216K
ALLE icon
1315
Allegion
ALLE
$13B
– –
-1,754
Closed -$279K
AMP icon
1316
Ameriprise Financial
AMP
$46.8B
– –
-430
Closed -$211K
APG icon
1317
APi Group
APG
$17.1B
– –
-6,206
Closed -$436K
ATOS icon
1318
Atossa Therapeutics
ATOS
$22.8M
– –
-1,600
Closed -$14.2K
AU icon
1319
AngloGold Ashanti
AU
$40.3B
– –
-4,463
Closed -$381K
AWP
1320
abrdn Global Premier Properties Fund
AWP
$377M
– –
-5,576
Closed -$64.2K
AXGN icon
1321
Axogen
AXGN
$2.1B
– –
-8,562
Closed -$280K
BABA icon
1322
Alibaba
BABA
$269B
– –
-1,557
Closed -$228K
BBRE icon
1323
JPMorgan BetaBuilders MSCI US REIT ETF
BBRE
$1.3B
– –
-3,562
Closed -$330K
BIDU icon
1324
Baidu
BIDU
$35.8B
– –
-1,734
Closed -$227K
BITQ icon
1325
Bitwise Crypto Industry Innovators ETF
BITQ
$385M
– –
-10,143
Closed -$202K
51 52
53
54 55

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.