We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BNGE icon
1326
First Trust S-Network Streaming and Gaming ETF
BNGE
$4.56M
– –
-6,000
Closed -$225K
BSCQ icon
1327
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.67B
– –
-15,868
Closed -$123K
BTG icon
1328
B2Gold
BTG
$5.16B
– –
-21,000
Closed -$94.7K
BUFQ icon
1329
FT Vest Fund of Nasdaq-100 Buffer ETFs
BUFQ
$1.49B
– –
-78,927
Closed -$1.65M
CASH icon
1330
Pathward Financial
CASH
$1.81B
– –
-3,536
Closed -$251K
CCS icon
1331
Century Communities
CCS
$2B
– –
-6,525
Closed -$387K
CHRW icon
1332
C.H. Robinson
CHRW
$22B
– –
-1,363
Closed -$219K
CLOV icon
1333
Clover Health Investments
CLOV
$2.28B
– –
-11,124
Closed -$19.1K
CNTA
1334
DELISTED
Centessa Pharmaceuticals
CNTA
– –
-9,000
Closed -$225K
COLL icon
1335
Collegium Pharmaceutical
COLL
$1.14B
– –
-8,000
Closed -$370K
CX icon
1336
Cemex
CX
$17.4B
– –
-10,252
Closed -$118K
CYBR
1337
DELISTED
CyberArk
CYBR
– –
-598
Closed -$267K
DFCF icon
1338
Dimensional Core Fixed Income ETF
DFCF
$10.7B
– –
-12,180
Closed -$518K
DHI icon
1339
D.R. Horton
DHI
$41.2B
– –
-1,435
Closed -$207K
DKNG icon
1340
DraftKings
DKNG
$11.4B
– –
-6,802
Closed -$234K
DLTR icon
1341
Dollar Tree
DLTR
$23.1B
– –
-8,293
Closed -$1.02M
DVYE icon
1342
iShares Emerging Markets Dividend ETF
DVYE
$1.22B
– –
-8,620
Closed -$269K
DY icon
1343
Dycom Industries
DY
$12.9B
– –
-943
Closed -$319K
EFC
1344
Ellington Financial
EFC
$1.68B
– –
-52,146
Closed -$708K
EOCT icon
1345
Innovator Emerging Markets Power Buffer ETF October
EOCT
$104M
– –
-7,730
Closed -$244K
ETY icon
1346
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.27B
– –
-10,637
Closed -$163K
EXEL icon
1347
Exelixis
EXEL
$13.9B
– –
-5,932
Closed -$260K
EXR icon
1348
Extra Space Storage
EXR
$31.2B
– –
-1,958
Closed -$255K
FDNI icon
1349
First Trust Dow Jones International Internet ETF
FDNI
$33.8M
– –
-16,040
Closed -$544K
FELC icon
1350
Fidelity Enhanced Large Cap Core ETF
FELC
$7.83B
– –
-5,270
Closed -$201K
52 53
54
55 56

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.