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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDSN icon
1326
Nordson
NDSN
$17.7B
$204K 0.01%
+676
New +$192K
CSHI icon
1327
NEOS Enhanced Income 1-3 Month T-Bill ETF
CSHI
$1.74B
$203K 0.01%
+4,074
New +$203K
CPRT icon
1328
Copart
CPRT
$31.2B
$203K 0.01%
7,191
-963
-12% -$31.1K
POCT icon
1329
Innovator US Equity Power Buffer ETF October
POCT
$955M
$202K 0.01%
4,352
-1,342
-24% -$61.1K
NOK icon
1330
Nokia
NOK
$56.2B
$202K 0.01%
15,208
+1,906
+14% +$24.5K
QQMG icon
1331
Invesco ESG NASDAQ 100 ETF
QQMG
$200M
$202K 0.01%
+3,939
New +$187K
CBOJ
1332
Calamos Bitcoin Structured Alt Protection ETF - January
CBOJ
$17M
$202K 0.01%
8,572
– –
FSEP icon
1333
FT Vest US Equity Buffer ETF September
FSEP
$1.26B
$202K 0.01%
+3,661
New +$197K
YLD icon
1334
Principal Active High Yield ETF
YLD
$610M
$202K 0.01%
+10,567
New +$201K
NGG icon
1335
National Grid
NGG
$78.5B
$201K 0.01%
+2,427
New +$206K
DCO icon
1336
Ducommun
DCO
$2.54B
$201K 0.01%
+1,086
New +$161K
TMFC icon
1337
Motley Fool 100 Index ETF
TMFC
$2.09B
$201K 0.01%
+2,637
New +$197K
EC icon
1338
Ecopetrol
EC
$35.5B
$200K 0.01%
14,063
-2,641
-16% -$38.2K
FROG icon
1339
JFrog
FROG
$10.8B
$200K 0.01%
+2,203
New +$143K
RCAT icon
1340
Red Cat Holdings
RCAT
$1.28B
$200K 0.01%
18,757
+330
+2% +$3.8K
LIVE icon
1341
Live Ventures
LIVE
$27M
$197K 0.01%
20,677
+60
+0.3% +$698
JPC icon
1342
Nuveen Preferred & Income Opportunities Fund
JPC
$2.75B
$195K ﹤0.01%
24,728
-178
-0.7% -$1.4K
TSI
1343
TCW Strategic Income Fund
TSI
$278M
$189K ﹤0.01%
41,952
– –
PFFD icon
1344
Global X US Preferred ETF
PFFD
$2.14B
$189K ﹤0.01%
+10,120
New +$191K
BEAT icon
1345
Heartbeam
BEAT
$24M
$186K ﹤0.01%
247,700
+115,150
+87% +$103K
ETV
1346
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.79B
$185K ﹤0.01%
+12,410
New +$181K
CLSK icon
1347
CleanSpark
CLSK
$3.26B
$183K ﹤0.01%
12,608
+475
+4% +$6.7K
SPY icon
1348
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$814B
$183K ﹤0.01%
+58,700
New +$42.6M
F icon
1349
CALL
Ford
F
$58.3B
$181K ﹤0.01%
40,500
– –
LAND
1350
Gladstone Land Corp
LAND
$424M
$181K ﹤0.01%
21,238
+995
+5% +$9.5K
52 53
54
55 56

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AIM
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DAM
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RPGK
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.