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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGX icon
1351
Invesco Preferred ETF
PGX
$3.7B
$180K ﹤0.01%
16,634
-2,605
-14% -$28.7K
PBR.A icon
1352
Petrobras Class A
PBR.A
$118B
$179K ﹤0.01%
12,244
+444
+4% +$7.83K
UNG icon
1353
United States Natural Gas Fund
UNG
$572M
$179K ﹤0.01%
15,234
+1,592
+12% +$17.8K
MARA icon
1354
Marathon Digital Holdings
MARA
$4.37B
$176K ﹤0.01%
12,652
-757
-6% -$9.47K
KOPN icon
1355
Kopin
KOPN
$796M
$174K ﹤0.01%
+38,875
New +$169K
HAFN icon
1356
Hafnia
HAFN
$4.61B
$174K ﹤0.01%
26,200
+1,200
+5% +$9.72K
WFC icon
1357
CALL
Wells Fargo
WFC
$272B
$173K ﹤0.01%
+20,000
New +$1.61M
NTLA icon
1358
Intellia Therapeutics
NTLA
$1.79B
$172K ﹤0.01%
+10,141
New +$142K
CDE icon
1359
Coeur Mining
CDE
$21.8B
$170K ﹤0.01%
10,392
-51,140
-83% -$932K
IBRX icon
1360
ImmunityBio
IBRX
$8.56B
$166K ﹤0.01%
19,015
+1,300
+7% +$9.84K
PPLT
1361
abrdn Physical Platinum Shares ETF
PPLT
$2.23B
$162K ﹤0.01%
11,490
-700
-6% -$12.2K
RDW icon
1362
Redwire
RDW
$2.63B
$161K ﹤0.01%
13,148
-2,186
-14% -$28.9K
EFR
1363
Eaton Vance Senior Floating-Rate Fund
EFR
$309M
$153K ﹤0.01%
14,441
+3
+0% +$32
GGN
1364
GAMCO Global Gold, Natural Resources & Income Trust
GGN
$880M
$152K ﹤0.01%
31,316
-54,398
-63% -$283K
MQY icon
1365
BlackRock MuniYield Quality Fund
MQY
$781M
$144K ﹤0.01%
12,420
+20
+0.2% +$228
PDO
1366
PIMCO Dynamic Income Opportunities Fund
PDO
$1.86B
$141K ﹤0.01%
+10,680
New +$140K
FLO icon
1367
Flowers Foods
FLO
$1.33B
$122K ﹤0.01%
15,469
+2,668
+21% +$21.4K
NMZ icon
1368
Nuveen Municipal High Income Opportunity Fund
NMZ
$2.12B
$121K ﹤0.01%
11,411
+810
+8% +$8.33K
CLF icon
1369
Cleveland-Cliffs
CLF
$7.13B
$119K ﹤0.01%
12,726
+757
+6% +$8.32K
GNL icon
1370
Global Net Lease
GNL
$2.11B
$118K ﹤0.01%
13,227
– –
ABR icon
1371
Arbor Realty Trust
ABR
$979M
$116K ﹤0.01%
21,367
-1,574
-7% -$10.2K
MNTN
1372
MNTN Inc
MNTN
$969M
$114K ﹤0.01%
+12,400
New +$113K
RAIL icon
1373
FreightCar America
RAIL
$233M
$111K ﹤0.01%
+11,377
New +$95.8K
LAC
1374
Lithium Americas
LAC
$1.09B
$109K ﹤0.01%
+28,341
New +$135K
EFT
1375
Eaton Vance Floating-Rate Income Trust
EFT
$283M
$109K ﹤0.01%
10,087
+25
+0.2% +$270
53 54
55
56 57

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PFM
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NMERB
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CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
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RPGK
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APP
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SCTC
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.