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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLTB icon
1351
Fidelity Limited Term Bond ETF
FLTB
$415M
– –
-9,075
Closed -$460K
FNV icon
1352
Franco-Nevada
FNV
$41.4B
– –
-1,591
Closed -$599K
FOCT icon
1353
FT Vest US Equity Buffer ETF October
FOCT
$1.15B
– –
-83,553
Closed -$4.09M
FREL icon
1354
Fidelity MSCI Real Estate Index ETF
FREL
$1.53B
– –
-7,785
Closed -$209K
FSEP icon
1355
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
– –
-4,161
Closed -$215K
FSLR icon
1356
First Solar
FSLR
$21.8B
– –
-873
Closed -$228K
GJAN icon
1357
FT Vest US Equity Moderate Buffer ETF January
GJAN
$437M
– –
-98,254
Closed -$4.2M
GLDG
1358
GoldMining Inc
GLDG
$179M
– –
-37,500
Closed -$46.9K
DMRA
1359
Damora Therapeutics, Inc. Ordinary Shares
DMRA
$1.77B
– –
-14,500
Closed -$334K
HELO icon
1360
JPMorgan Hedged Equity Laddered Overlay ETF
HELO
$4.14B
– –
-18,582
Closed -$1.23M
HIO
1361
Western Asset High Income Opportunity Fund
HIO
$335M
– –
-12,704
Closed -$47.1K
HYMB icon
1362
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.07B
– –
-11,511
Closed -$287K
IDXX icon
1363
Idexx Laboratories
IDXX
$42.9B
– –
-1,269
Closed -$859K
IGLB icon
1364
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.59B
– –
-5,714
Closed -$288K
ILMN icon
1365
Illumina
ILMN
$29.4B
– –
-7,493
Closed -$983K
INTS icon
1366
Intensity Therapeutics
INTS
$12M
– –
-2,257
Closed -$23.1K
IOCT icon
1367
Innovator International Developed Power Buffer ETF October
IOCT
$166M
– –
-46,093
Closed -$1.61M
IR icon
1368
Ingersoll Rand
IR
$33B
– –
-6,020
Closed -$477K
KRE icon
1369
State Street SPDR S&P Regional Banking ETF
KRE
$4.86B
– –
-4,208
Closed -$273K
LGH icon
1370
HCM Defender 500 Index ETF
LGH
$565M
– –
-4,437
Closed -$275K
LUNR icon
1371
Intuitive Machines
LUNR
$2.07B
– –
-10,947
Closed -$178K
MEDP icon
1372
Medpace
MEDP
$16.8B
– –
-659
Closed -$370K
MET icon
1373
MetLife
MET
$61B
– –
-2,888
Closed -$228K
MLYS icon
1374
Mineralys Therapeutics
MLYS
$2.35B
– –
-24,000
Closed -$871K
NGD
1375
DELISTED
New Gold Inc
NGD
– –
-32,410
Closed -$282K
53 54
55
56 57

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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.