We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCHT
1376
Birchtech Corp
BCHT
$31M
$107K ﹤0.01%
52,412
– –
SCWO icon
1377
374Water
SCWO
$57.4M
$106K ﹤0.01%
55,553
+3,200
+6% +$8.11K
SMR icon
1378
NuScale Power
SMR
$4.09B
$105K ﹤0.01%
10,453
-7,501
-42% -$84.6K
XRX icon
1379
Xerox
XRX
$464M
$104K ﹤0.01%
33,274
+1,371
+4% +$3.42K
NIM icon
1380
Nuveen Select Maturities Municipal Fund
NIM
$115M
$103K ﹤0.01%
10,926
+15
+0.1% +$140
FTMN
1381
Franklin Minnesota Municipal Income ETF
FTMN
$191M
$101K ﹤0.01%
+11,346
New +$100K
IGR
1382
CBRE Global Real Estate Income Fund
IGR
$2.04B
$93.4K ﹤0.01%
6,751
+71
+1% +$990
TWI icon
1383
Titan International
TWI
$535M
$93.1K ﹤0.01%
12,069
– –
PCT icon
1384
PureCycle Technologies
PCT
$1.28B
$87.2K ﹤0.01%
10,746
+500
+5% +$4.48K
PSEC icon
1385
Prospect Capital
PSEC
$1.13B
$84.7K ﹤0.01%
36,685
+117
+0.3% +$288
MPT
1386
Medical Properties Trust
MPT
$2.39B
$81.2K ﹤0.01%
17,581
+2
+0% +$10
CIK
1387
UBS Asset Management Income Fund, Inc.
CIK
$134M
$78.3K ﹤0.01%
31,587
+152
+0.5% +$385
SERV
1388
Serve Robotics
SERV
$433M
$78.1K ﹤0.01%
11,871
+1,425
+14% +$11.9K
NVDA icon
1389
PUT
NVIDIA
NVDA
$5.62T
$76.4K ﹤0.01%
18,100
+7,700
+74% +$1.58M
SB icon
1390
Safe Bulkers
SB
$932M
$73.6K ﹤0.01%
11,671
-4
-0% -$27
BBD icon
1391
Banco Bradesco
BBD
$37.6B
$67.8K ﹤0.01%
19,550
+38
+0.2% +$139
NAT icon
1392
Nordic American Tanker
NAT
$1.55B
$66.1K ﹤0.01%
11,936
-24
-0.2% -$136
BTQ
1393
BTQ Technologies Corp
BTQ
$456M
$57.5K ﹤0.01%
+10,660
New +$39.8K
ACHR icon
1394
Archer Aviation
ACHR
$4.41B
$56.8K ﹤0.01%
12,008
-2,410
-17% -$14K
GGB icon
1395
Gerdau
GGB
$9.89B
$54.5K ﹤0.01%
13,499
+73
+0.5% +$324
XOVR
1396
CALL
EntrepreneurShares Series Trust ERShares Private-Public Crossover ETF
XOVR
$1.53B
$52.5K ﹤0.01%
+20,200
New +$386K
BLDP
1397
Ballard Power Systems
BLDP
$718M
$45.4K ﹤0.01%
11,664
-3,440
-23% -$14K
KLRS
1398
Kalaris Therapeutics
KLRS
$92.4M
$41.4K ﹤0.01%
+10,167
New +$52.8K
PLUG icon
1399
Plug Power
PLUG
$3.09B
$37.6K ﹤0.01%
13,881
-110
-0.8% -$346
OXSQ icon
1400
Oxford Square Capital
OXSQ
$146M
$28.9K ﹤0.01%
21,879
+569
+3% +$911
54 55
56
57 58

Similar funds

PFM
Potomac Fund Management Miami, Florida $3.97B AUM 18.34% 1-Year Est. Return
NMERB
New Mexico Educational Retirement Board Santa Fe, New Mexico $3.98B AUM 43.29% 1-Year Est. Return
CS
CapitalatWork SA Auderghem $3.99B AUM 29.18% 1-Year Est. Return
AIM
Achmea Investment Management Zeist, Netherlands $4B AUM 31.99% 1-Year Est. Return
DAM
Davis Asset Management Sausalito, California $3.95B AUM 11.79% 1-Year Est. Return
RPGK
Retirement Planning Group (Kansas) Leawood, Kansas $3.94B AUM 18.64% 1-Year Est. Return
APP
Avantax Planning Partners Dubuque, Iowa $4.02B AUM 20% 1-Year Est. Return
SCTC
Sanibel Captiva Trust Company Sanibel, Florida $4.02B AUM 34.36% 1-Year Est. Return

Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.