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Sigma Planning Corp

Sigma Planning Corp Portfolio holdings

AUM $3.88B Turnover 15.86%
1-Year Est. Return 23.38%
 

Sigma Planning Corporation is an investment advisory firm that serves as a base for financial advisers who want to grow their own practices, offering investment management, financial planning and consulting. It shares ownership with two brokerage firms, Sigma Financial Corporation and Parkland Securities, and most of its advisers also work as brokers for one of them. A trust led by Jerome Rydell, who is chief executive of all three firms, holds the controlling stake. Its clients range from individuals and high net worth individuals to pension plans, charities and government bodies.

This Fund
S&P 500
This Quarter Est. Return
+2.21%
1 Year Est. Return
+23.38%
3 Year Est. Return
+97.51%
5 Year Est. Return
+104.89%
10 Year Est. Return
+349.11%
AUM
$3.88B
AUM Growth
-$88.7M
Cap. Flow
-$109M
Cap. Flow %
-2.8%
Top 10 Hldgs %
24.88%
Holding
1,482
New
78
Increased
518
Reduced
682
Closed
157
Avg Time Held Equity + Options
4.6 years
Top 10 Avg Time Held Equity + Options
6.7 years
Top 20 Avg Time Held Equity + Options
4.7 years
Avg Time Held Equity only
4.6 years
Top 10 Avg Time Held Equity only
6.7 years
Top 20 Avg Time Held Equity only
5.1 years

Top Buys

Rank Stock Value
1
DYNF icon
BlackRock US Equity Factor Rotation ETF
DYNF
+$5.36M
2
VYM icon
Vanguard High Dividend Yield ETF
VYM
+$3.47M
3
LENS icon
Sarmaya Thematic ETF
LENS
+$2.97M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$2.92M
5
PLTR icon
Palantir
PLTR
+$2.8M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$6.05M
2
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$5.64M
3
IDEF icon
BlackRock ETF Trust iShares Defense Industrials and Tech Active ETF
IDEF
+$5.59M
4
IJR icon
iShares Core S&P Small-Cap ETF
IJR
+$3.76M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.14M

Sector Composition

Rank Sector Weight
1 Miscellaneous 59.35%
2 Technology 16.75%
3 Financials 3.9%
4 Industrials 3.46%
5 Healthcare 3.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow Held Since
IGR icon
1376
CBRE Global Real Estate Income Fund
IGR
$584M
– –
-6,751
Closed -$93.4K –
ILCV icon
1377
iShares Morningstar Value ETF
ILCV
$1.36B
– –
-2,187
Closed -$221K –
INCO icon
1378
Columbia India Consumer ETF
INCO
$217M
– –
-5,670
Closed -$338K –
INOV icon
1379
Innovator International Developed Power Buffer ETF November
INOV
$35.4M
– –
-22,422
Closed -$823K –
IQV icon
1380
IQVIA
IQV
$44.8B
– –
-1,810
Closed -$350K –
ITB icon
1381
iShares US Home Construction ETF
ITB
$2.47B
– –
-2,083
Closed -$218K –
IVOO icon
1382
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.74B
– –
-3,760
Closed -$490K –
JBHT icon
1383
JB Hunt Transport Services
JBHT
$20.3B
– –
-731
Closed -$211K –
JBL icon
1384
Jabil
JBL
$24.6B
– –
-2,264
Closed -$873K –
JSMD icon
1385
Janus Henderson Small/Mid Cap Growth Alpha ETF
JSMD
$997M
– –
-4,157
Closed -$421K –
KALU icon
1386
Kaiser Aluminum
KALU
$1.75B
– –
-1,157
Closed -$226K –
KNX icon
1387
Knight Transportation
KNX
$9.5B
– –
-3,051
Closed -$238K –
LDUR icon
1388
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.34B
– –
-2,464
Closed -$236K –
LFEQ icon
1389
VanEck Long/Flat Trend ETF
LFEQ
$26.4M
– –
-3,625
Closed -$216K –
LNT icon
1390
Alliant Energy
LNT
$18.8B
– –
-3,478
Closed -$265K –
LSCC icon
1391
Lattice Semiconductor
LSCC
$14.9B
– –
-2,880
Closed -$441K –
LTC icon
1392
LTC Properties
LTC
$2.52B
– –
-5,317
Closed -$204K –
LUNR icon
1393
Intuitive Machines
LUNR
$1.69B
– –
-9,773
Closed -$209K –
MCHP icon
1394
Microchip Technology
MCHP
$31.8B
– –
-13,966
Closed -$1.27M –
MDYG icon
1395
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.74B
– –
-4,008
Closed -$449K –
MGM icon
1396
MGM Resorts International
MGM
$8.18B
– –
-4,624
Closed -$221K –
MKSI icon
1397
MKS Inc
MKSI
$13B
– –
-1,706
Closed -$759K –
MOS icon
1398
The Mosaic Company
MOS
$7.11B
– –
-16,657
Closed -$353K –
MRCY icon
1399
Mercury Systems
MRCY
$4.48B
– –
-5,172
Closed -$633K –
MTSI icon
1400
MACOM Technology Solutions
MTSI
$16.1B
– –
-4,026
Closed -$1.53M –
54 55
56
57 58

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Sigma Planning Corp's Q3 2026 Portfolio in Review

As of Q3 2026, Sigma Planning Corp held 1,482 positions worth $3.88B, down 2.2% from $3.97B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Sigma Planning Corp's Q3 2026 filing shows 78 new, 518 increased, 682 reduced and 157 closed positions. Its largest new stake was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M. The largest sale was Invesco QQQ Trust, an estimated $6.05M.

By sector, the portfolio is most concentrated in Miscellaneous at 59% of assets, down from 60% a quarter earlier, followed by Technology and Financials.

  • Sigma Planning Corp's largest Q3 2026 buy was First Trust Active Factor Large Cap Growth ETF: 68,323 shares worth $2.59M.
  • Sigma Planning Corp added most to BlackRock US Equity Factor Rotation ETF in Q3 2026, an estimated $5.36M increase.
  • Sigma Planning Corp's biggest Q3 2026 reduction was Invesco QQQ Trust, cutting an estimated $6.05M.
  • Sigma Planning Corp fully exited PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund in Q3 2026, selling an estimated $2.33M.
  • Sigma Planning Corp's ten largest holdings make up 25% of its $3.88B portfolio in Q3 2026.
  • Sigma Planning Corp opened 78 new positions and closed 157 in Q3 2026.
  • Sigma Planning Corp's portfolio value fell 2.2% quarter-over-quarter to $3.88B.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.