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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NKTR icon
1376
Nektar Therapeutics
NKTR
$2.39B
– –
-9,000
Closed -$381K
NOCT icon
1377
Innovator Growth-100 Power Buffer ETF October
NOCT
$226M
– –
-15,961
Closed -$923K
NTRA icon
1378
Natera
NTRA
$37.5B
– –
-3,056
Closed -$700K
OMC icon
1379
Omnicom Group
OMC
$22.7B
– –
-3,643
Closed -$294K
PFLT icon
1380
PennantPark Floating Rate Capital
PFLT
$681M
– –
-10,495
Closed -$97.3K
PTCT icon
1381
PTC Therapeutics
PTCT
$6.37B
– –
-10,010
Closed -$760K
RAPT
1382
DELISTED
RAPT Therapeutics
RAPT
– –
-19,000
Closed -$644K
RBA icon
1383
RB Global
RBA
$20.8B
– –
-8,416
Closed -$866K
RC
1384
Ready Capital
RC
$265M
– –
-18,461
Closed -$38.9K
RIGL icon
1385
Rigel Pharmaceuticals
RIGL
$680M
– –
-6,533
Closed -$280K
RING icon
1386
iShares MSCI Global Gold Miners ETF
RING
$2.31B
– –
-3,990
Closed -$281K
RMBS icon
1387
Rambus
RMBS
$10.4B
– –
-9,460
Closed -$871K
RMIF icon
1388
LHA Risk-Managed Income ETF
RMIF
$16.6M
– –
-89,811
Closed -$2.23M
RQI icon
1389
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-12,041
Closed -$138K
SANM icon
1390
Sanmina
SANM
$11.2B
– –
-1,460
Closed -$219K
SILJ icon
1391
Amplify Junior Silver Miners ETF
SILJ
$3.27B
– –
-7,731
Closed -$214K
SJNK icon
1392
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.89B
– –
-8,346
Closed -$211K
SPGP icon
1393
Invesco S&P 500 GARP ETF
SPGP
$2.18B
– –
-22,782
Closed -$1.3M
SPY icon
1394
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$778B
– –
-24,600
Closed -$88.6K
STE icon
1395
Steris
STE
$20.9B
– –
-2,232
Closed -$566K
STGW icon
1396
Stagwell
STGW
$1.84B
– –
-10,346
Closed -$50.6K
TMFE icon
1397
Motley Fool Capital Efficiency 100 Index ETF
TMFE
$76.6M
– –
-38,105
Closed -$416K
TTWO icon
1398
Take-Two Interactive
TTWO
$43B
– –
-5,828
Closed -$1.49M
UBER icon
1399
CALL
Uber
UBER
$134B
– –
-21,000
Closed -$4.37K
UIVM icon
1400
VictoryShares International Value Momentum ETF
UIVM
$332M
– –
-4,431
Closed -$288K
54 55
56
57 58

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WWA
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Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.