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Sigma Planning Corp’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Sigma Planning Corp’s Portfolio SAUG Stock Details SAUG Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$204K Buy
+7,347
New +$199K 0.01% 1325
2025
Q4 		– Sell
-15,156
Closed -$380K – 1379
2025
Q3 		$380K Sell
15,156
-51
-0.3% -$1.24K 0.01% 933
2025
Q2 		$356K Sell
15,207
-379
-2% -$8.55K 0.01% 931
2025
Q1 		$351K Sell
15,586
-227
-1% -$5.32K 0.01% 880
2024
Q4 		$373K Buy
15,813
+838
+6% +$19.9K 0.01% 848
2024
Q3 		$350K Buy
+14,975
New +$340K 0.01% 892

Other funds holding SAUG

Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
AFAS
Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return
KAS
Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return
BWS
BFI Wealth Solutions Dallas, Texas $135M AUM
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
IFG
Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return
Truist Financial
Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
SRA
Secured Retirement Advisors St Louis Park, Minnesota $195M AUM 34.51% 1-Year Est. Return
GAA
Global Assets Advisory Orlando, Florida $458M AUM 29.73% 1-Year Est. Return

Sigma Planning Corp's SAUG Position: Q2 2026 in Review

Sigma Planning Corp opened a new position in FT Vest US Small Cap Moderate Buffer ETF August (SAUG) in Q2 2026: 7,347 shares worth $204K. The stake represents 0.01% of the portfolio and ranks #1325 among its holdings. This is a return to the name: Sigma Planning Corp previously reported a position in SAUG as recently as Q3 2025.

Sigma Planning Corp first reported a position in SAUG in Q3 2024 and has held it in 6 quarters since. The position peaked at $380K in Q3 2025. 35 funds tracked by Wall St. Rank hold SAUG as of Q2 2026.

  • Sigma Planning Corp held 7,347 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $204K as of Q2 2026.
  • FT Vest US Small Cap Moderate Buffer ETF August was a new Sigma Planning Corp position in Q2 2026.
  • FT Vest US Small Cap Moderate Buffer ETF August made up 0.01% of Sigma Planning Corp's portfolio in Q2 2026, its #1325 holding.
  • Sigma Planning Corp first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2024 and has held it in 6 quarters since.
  • Sigma Planning Corp's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $380K in Q3 2025.
  • 35 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.