Cetera Investment Advisers’s FT Vest US Small Cap Moderate Buffer ETF August SAUG Stock Holding History

Cetera Investment Advisers’s Portfolio SAUG Stock Details SAUG Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	$2.35M	Sell	91,388 -53,923	-37%	-$1.4M	﹤0.01%	2145
2025 Q4	$3.71M	Buy	145,311 +345	+0.2%	+$8.71K	﹤0.01%	1682
2025 Q3	$3.63M	Buy	144,966 +18,810	+15%	+$457K	﹤0.01%	1673
2025 Q2	$2.95M	Buy	126,156 +3,781	+3%	+$85.3K	0.01%	1558
2025 Q1	$2.76M	Buy	122,375 +3,314	+3%	+$77.7K	0.01%	1517
2024 Q4	$2.81M	Buy	119,061 +33,609	+39%	+$799K	0.01%	1402
2024 Q3	$2M	Buy	85,452 +54,622	+177%	+$1.24M	﹤0.01%	1635
2024 Q2	$671K	Sell	30,830 -50,536	-62%	-$1.09M	﹤0.01%	2372
2024 Q1	$1.78M	Buy	81,366 +29,325	+56%	+$622K	﹤0.01%	1635
2023 Q4	$1.1M	Buy	52,041 +1,421	+3%	+$28.2K	0.01%	1056
2023 Q3	$994K	Buy	+50,620	New	+$1.01M	0.01%	1043

Other funds holding SAUG

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

KAS

Kestra Advisory Services Austin, Texas $31B AUM 28.39% 1-Year Est. Return

AFAS

Acorn Financial Advisory Services Reston, Virginia $753M AUM 36.94% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

IFG

Independent Financial Group San Diego, California $5.35B AUM 43.78% 1-Year Est. Return

BWS

BFI Wealth Solutions Dallas, Texas $104M AUM

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Cetera Investment Advisers's SAUG Position: Q1 2026 in Review

Cetera Investment Advisers reduced its FT Vest US Small Cap Moderate Buffer ETF August (SAUG) stake by 37% in Q1 2026, selling an estimated $1.4M and leaving 91,388 shares worth $2.35M. The position accounts for ﹤0.01% of the portfolio, ranked #2145.

Cetera Investment Advisers first reported a position in SAUG in Q3 2023 and has held it in 11 quarters since. The position peaked at $3.71M in Q4 2025. 55 funds tracked by Wall St. Rank hold SAUG as of Q1 2026.

Cetera Investment Advisers held 91,388 shares of FT Vest US Small Cap Moderate Buffer ETF August worth $2.35M as of Q1 2026.
Cetera Investment Advisers sold 53,923 FT Vest US Small Cap Moderate Buffer ETF August shares in Q1 2026, an estimated $1.4M.
FT Vest US Small Cap Moderate Buffer ETF August made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q1 2026, its #2145 holding.
Cetera Investment Advisers first reported a position in FT Vest US Small Cap Moderate Buffer ETF August in Q3 2023 and has held it in 11 quarters since.
Cetera Investment Advisers's FT Vest US Small Cap Moderate Buffer ETF August position peaked at $3.71M in Q4 2025.
55 funds tracked by Wall St. Rank held FT Vest US Small Cap Moderate Buffer ETF August as of Q1 2026.

Based on Cetera Investment Advisers's 13F filing for Q1 2026, filed 13 May 2026.