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FT Vest US Small Cap Moderate Buffer ETF August

33 hedge funds and large institutions have $25.8M invested in FT Vest US Small Cap Moderate Buffer ETF August in 2023 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 8 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

800% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 2

155% more capital invested

Capital invested by funds: $10.1M → $25.8M (+$15.7M)

100% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 4

94% more funds holding

Funds holding: 1733 (+16)

15.74% more ownership

Funds ownership: 54.16%69.89% (+16%)

Holders
33
Holders Change
+16
Holders Change %
+94.12%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
8
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AWM
1
AE Wealth Management
Kansas
$4.84M +$4.57M +230,654 New
NA
2
NewEdge Advisors
Louisiana
$4.41M +$3.91M +197,310 +1,561%
SI
3
Stephens Inc
Arkansas
$2.39M +$248K +12,531 +13%
IFG
4
Independent Financial Group
California
$1.97M -$75.1K -3,791 -4%
Osaic Holdings
5
Osaic Holdings
Arizona
$1.23M +$456K +23,026 +66%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$1.23M +$795K +40,128 +227%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.1M +$28.2K +1,421 +3%
Truist Financial
8
Truist Financial
North Carolina
$917K +$916K +46,232 New
CCG
9
Capital CS Group
California
$859K +$802K +40,465 New
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$666K +$621K +31,363 New
NAM
11
NorthCrest Asset Manangement
Minnesota
$566K -$7.73K -390 -1%
SWP
12
Summit Wealth Partners
Florida
$524K +$489K +24,687 New
TF
13
Trek Financial
Arizona
$485K +$453K +22,875 New
KAS
14
Kestra Advisory Services
Texas
$447K +$98.3K +4,960 +31%
Envestnet Portfolio Solutions
15
Envestnet Portfolio Solutions
Illinois
$431K +$403K +20,331 New
WP
16
WealthSource Partners
California
$424K
PFS
17
Prospera Financial Services
Texas
$363K +$17.6K +890 +5%
JIP
18
Jaffetilchin Investment Partners
Florida
$329K -$119K -6,000 -28%
AWS
19
Atria Wealth Solutions
New York
$275K +$257K +12,968 New
SRA
20
Secured Retirement Advisors
Minnesota
$266K +$248K +12,542 New
CFGS
21
Concourse Financial Group Securities
Alabama
$262K
Jane Street
22
Jane Street
New York
$245K -$305K -15,381 -57%
CA
23
Cetera Advisors
Colorado
$233K +$217K +10,958 New
CAN
24
Cetera Advisor Networks
California
$223K +$208K +10,523 New
AWM
25
Axxcess Wealth Management
California
$216K +$201K +10,163 New

SAUG Hedge Fund Activity: Q4 2023 in Review

33 of the 6,860 institutional investors tracked by Wall St. Rank reported a position in FT Vest US Small Cap Moderate Buffer ETF August (SAUG) for Q4 2023, worth a combined $25.8M — up 155% from $10.1M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new SAUG positions and 2 closed out — a net gain of 16 holders — while 8 added to existing stakes and 4 trimmed.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $4.57M. The largest seller was Old Mission Capital, exiting entirely with an estimated $444K sold.

  • 33 institutional investors held FT Vest US Small Cap Moderate Buffer ETF August (SAUG) as of Q4 2023, up from 17 in Q3 2023.
  • Funds reported $25.8M of FT Vest US Small Cap Moderate Buffer ETF August stock for Q4 2023, up 155% quarter-over-quarter.
  • 18 funds opened new FT Vest US Small Cap Moderate Buffer ETF August positions in Q4 2023 and 2 closed out, a net change of +16 holders.
  • The largest FT Vest US Small Cap Moderate Buffer ETF August buyer in Q4 2023 was AE Wealth Management, an estimated $4.57M added.
  • The largest FT Vest US Small Cap Moderate Buffer ETF August seller in Q4 2023 was Old Mission Capital, an estimated $444K sold.

Based on aggregated 13F filings for Q4 2023.