We are live on ! Find out more
SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
-0.07%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.6B
AUM Growth
-$22.2M
Cap. Flow
+$50.3M
Cap. Flow %
1.4%
Top 10 Hldgs %
23.58%
Holding
1,427
New
132
Increased
584
Reduced
568
Closed
118

Top Buys

Rank Stock Value
1
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$8.76M
2
IDEF
iShares Defense Industrials Active ETF
IDEF
+$6.61M
3
CGDV icon
Capital Group Dividend Value ETF
CGDV
+$5.82M
4
ILCV icon
iShares Morningstar Value ETF
ILCV
+$5.09M
5
CGGO icon
Capital Group Global Growth Equity ETF
CGGO
+$4.91M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$10.1M
2
IGIB icon
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
+$6.74M
3
GLD icon
SPDR Gold Trust
GLD
+$5.54M
4
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$4.57M
5
SLV icon
iShares Silver Trust
SLV
+$4.49M

Sector Composition

Rank Sector Weight
1 Technology 13.69%
2 Industrials 3.86%
3 Consumer Discretionary 3.8%
4 Financials 3.77%
5 Healthcare 3.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UNOV icon
1401
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
– –
-5,275
Closed -$201K
USFR icon
1402
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
– –
-5,243
Closed -$264K
USXF icon
1403
iShares ESG Advanced MSCI USA ETF
USXF
$1.42B
– –
-3,572
Closed -$206K
VOOV icon
1404
Vanguard S&P 500 Value ETF
VOOV
$6.58B
– –
-1,646
Closed -$337K
WAB icon
1405
Wabtec
WAB
$51.1B
– –
-1,220
Closed -$260K
WBD icon
1406
Warner Bros
WBD
$64.6B
– –
-8,266
Closed -$238K
WU icon
1407
Western Union
WU
$2.57B
– –
-10,473
Closed -$97.5K
XFLT
1408
XAI Floating Rate & Alternative Income Trust
XFLT
$268M
– –
-2,528
Closed -$72.2K
XLSR icon
1409
State Street US Sector Rotation ETF
XLSR
$996M
– –
-3,405
Closed -$212K
XTWO icon
1410
BondBloxx Bloomberg Two Year Target Duration US Treasury ETF
XTWO
$184M
– –
-4,311
Closed -$213K
XYL icon
1411
Xylem
XYL
$28.5B
– –
-1,538
Closed -$207K
YDEC icon
1412
FT Vest International Equity Moderate Buffer ETF December
YDEC
$160M
– –
-8,375
Closed -$219K
YJUN icon
1413
FT Vest International Equity Buffer ETF June
YJUN
$134M
– –
-8,304
Closed -$213K
YSEP icon
1414
FT Vest International Equity Buffer ETF September
YSEP
$119M
– –
-8,477
Closed -$221K
ZS icon
1415
Zscaler
ZS
$23B
– –
-2,130
Closed -$479K
TEM
1416
Tempus AI
TEM
$7.69B
– –
-4,129
Closed -$244K
BTC
1417
Grayscale Bitcoin Mini Trust ETF
BTC
$3.4B
– –
-5,357
Closed -$207K
EXE
1418
Expand Energy Corp
EXE
$21.9B
– –
-4,105
Closed -$453K
ECG
1419
Everus Construction Group
ECG
$6.63B
– –
-8,640
Closed -$739K
PVLA
1420
Palvella Therapeutics
PVLA
$1.98B
– –
-6,500
Closed -$680K
ONC
1421
BeOne Medicines Ltd
ONC
$33.8B
– –
-1,005
Closed -$305K
BBNX
1422
Beta Bionics
BBNX
$706M
– –
-13,500
Closed -$411K
SGI
1423
Somnigroup International
SGI
$15.1B
– –
-2,789
Closed -$249K
KMTS
1424
Kestra Medical Technologies
KMTS
$1.23B
– –
-25,250
Closed -$670K
AKRE
1425
Akre Focus ETF
AKRE
$5.14B
– –
-5,501
Closed -$360K
54 55 56
57
58

Similar funds

U
Uber San Francisco, California $3.6B AUM 19.81% 1-Year Est. Return
SL
Siren LLC Greenwich, Connecticut $3.61B AUM 203.3% 1-Year Est. Return
WB
WesBanco Bank Wheeling, West Virginia $3.61B AUM 24.09% 1-Year Est. Return
SCM
Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return
BPS
BNDES Participacoes SA Rio De Janeiro, Brazil $3.58B AUM
VPC
Vestal Point Capital New York $3.58B AUM 189.12% 1-Year Est. Return
ACM
Advent Capital Management New York $3.63B AUM 0.29% 1-Year Est. Return
WWA
WCG Wealth Advisors Las Vegas, Nevada $3.57B AUM 18.63% 1-Year Est. Return

Sigma Planning Corp's Q1 2026 Portfolio in Review

As of Q1 2026, Sigma Planning Corp held 1,427 positions worth $3.6B, down 0.61% from $3.62B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Sigma Planning Corp's Q1 2026 filing shows 132 new, 584 increased, 568 reduced and 118 closed positions. Its largest new stake was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M. The largest sale was Invesco QQQ Trust, an estimated $10.1M.

By sector, the portfolio is most concentrated in Technology at 14% of assets, down from 15% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Sigma Planning Corp's largest Q1 2026 buy was iShares MSCI USA Quality GARP ETF: 129,075 shares worth $8.26M.
  • Sigma Planning Corp added most to Capital Group Dividend Value ETF in Q1 2026, an estimated $5.82M increase.
  • Sigma Planning Corp's biggest Q1 2026 reduction was Invesco QQQ Trust, cutting an estimated $10.1M.
  • Sigma Planning Corp fully exited FT Vest US Equity Moderate Buffer ETF January in Q1 2026, selling an estimated $4.2M.
  • Sigma Planning Corp's ten largest holdings make up 24% of its $3.6B portfolio in Q1 2026.
  • Sigma Planning Corp opened 132 new positions and closed 118 in Q1 2026.
  • Sigma Planning Corp's portfolio value fell 0.61% quarter-over-quarter to $3.6B.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.