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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GEVO icon
1401
Gevo
GEVO
$405M
$25.5K ﹤0.01%
17,000
– –
OPK icon
1402
Opko Health
OPK
$1.21B
$23.7K ﹤0.01%
15,807
– –
XRXDW
1403
Xerox Holdings Corp Warrants
XRXDW
$28.1M
$9.17K ﹤0.01%
33,345
+5,900
+21% +$1.61K
XRX icon
1404
PUT
Xerox
XRX
$452M
$1.29K ﹤0.01%
16,400
-36,300
-69% -$90.6K
AGI icon
1405
Alamos Gold
AGI
$15.4B
– –
-21,994
Closed -$977K
ALGN icon
1406
Align Technology
ALGN
$11B
– –
-2,139
Closed -$367K
AMPX icon
1407
Amprius Technologies
AMPX
$1.49B
– –
-30,285
Closed -$511K
APO icon
1408
Apollo Global Management
APO
$78B
– –
-2,268
Closed -$253K
BBAI icon
1409
BigBear.ai
BBAI
$1.41B
– –
-13,900
Closed -$48.9K
BITS icon
1410
Global X Blockchain & Bitcoin Strategy ETF
BITS
$26.1M
– –
-19,010
Closed -$979K
BKLN icon
1411
Invesco Senior Loan ETF
BKLN
$6.77B
– –
-43,848
Closed -$895K
BNDW icon
1412
Vanguard Total World Bond ETF
BNDW
$1.89B
– –
-3,696
Closed -$253K
BUYW icon
1413
Main BuyWrite ETF
BUYW
$1.36B
– –
-54,349
Closed -$765K
BWXT icon
1414
BWX Technologies
BWXT
$14.5B
– –
-3,219
Closed -$658K
CBOE icon
1415
Cboe Global Markets
CBOE
$30.8B
– –
-6,073
Closed -$1.71M
CENX icon
1416
Century Aluminum
CENX
$4.79B
– –
-22,158
Closed -$1.3M
CUE icon
1417
Cue Biopharma
CUE
$197M
– –
-1,292
Closed -$8.91K
CWS icon
1418
AdvisorShares Focused Equity ETF
CWS
$130M
– –
-29,460
Closed -$1.91M
DFIV icon
1419
Dimensional International Value ETF
DFIV
$22.5B
– –
-4,120
Closed -$217K
DG icon
1420
Dollar General
DG
$29.2B
– –
-1,821
Closed -$216K
DIV icon
1421
Global X SuperDividend US ETF
DIV
$794M
– –
-10,100
Closed -$191K
DRD
1422
DRDGold
DRD
$2.47B
– –
-8,315
Closed -$244K
EDOW icon
1423
First Trust Dow 30 Equal Weight ETF
EDOW
$324M
– –
-5,408
Closed -$219K
EMB icon
1424
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.6B
– –
-3,218
Closed -$302K
EQT icon
1425
EQT Corp
EQT
$34.3B
– –
-3,333
Closed -$212K
55 56
57
58 59

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DAM
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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.