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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.97B
1-Year Est. Return 32.34%
This Fund
S&P 500
This Quarter Est. Return
+17.18%
1 Year Est. Return
+32.34%
3 Year Est. Return
+87.34%
5 Year Est. Return
+99.61%
10 Year Est. Return
+350.72%
AUM
$3.97B
AUM Growth
+$372M
Cap. Flow
-$62.8M
Cap. Flow %
-1.58%
Top 10 Hldgs %
23.14%
Holding
1,489
New
180
Increased
609
Reduced
583
Closed
85

Top Buys

Rank Stock Value
1
FNDB icon
Schwab Fundamental US Broad Market Index ETF
FNDB
+$7.81M
2
QQQM icon
Invesco NASDAQ 100 ETF
QQQM
+$7.1M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$6.95M
4
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$6.48M
5
SCHZ icon
Schwab US Aggregate Bond ETF
SCHZ
+$6.1M

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$17.9M
2
AMZN icon
Amazon
AMZN
+$12.8M
3
IVV icon
iShares Core S&P 500 ETF
IVV
+$11.6M
4
GARP
iShares MSCI USA Quality GARP ETF
GARP
+$9.34M
5
AAPL icon
Apple
AAPL
+$9.18M

Sector Composition

Rank Sector Weight
1 Miscellaneous 60.17%
2 Technology 15.25%
3 Industrials 4.2%
4 Financials 3.84%
5 Consumer Discretionary 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LQDT icon
1451
Liquidity Services
LQDT
$1.29B
– –
-11,700
Closed -$358K
MITT
1452
TPG Mortgage Investment Trust
MITT
$217M
– –
-11,200
Closed -$81.9K
MLM icon
1453
Martin Marietta Materials
MLM
$36.4B
– –
-342
Closed -$201K
MRNA icon
1454
Moderna
MRNA
$57.8B
– –
-25,705
Closed -$1.31M
NWL icon
1455
PUT
Newell Brands
NWL
$2.72B
– –
-31,800
Closed -$2.79K
ORLA
1456
DELISTED
Orla Mining
ORLA
– –
-36,250
Closed -$585K
PAHC icon
1457
Phibro Animal Health
PAHC
$1.52B
– –
-10,516
Closed -$582K
PKST
1458
DELISTED
Peakstone Realty Trust
PKST
– –
-15,829
Closed -$331K
REGN icon
1459
Regeneron Pharmaceuticals
REGN
$83.4B
– –
-2,012
Closed -$1.55M
REI icon
1460
Ring Energy
REI
$399M
– –
-25,605
Closed -$39.2K
RGLD icon
1461
Royal Gold
RGLD
$22.3B
– –
-5,396
Closed -$1.37M
SAM icon
1462
Boston Beer
SAM
$1.74B
– –
-975
Closed -$225K
SFL icon
1463
SFL Corp
SFL
$1.75B
– –
-79,636
Closed -$859K
SHYD icon
1464
VanEck Short High Yield Muni ETF
SHYD
$456M
– –
-38,865
Closed -$881K
SPAB icon
1465
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$10.2B
– –
-8,648
Closed -$222K
SRET icon
1466
Global X SuperDividend REIT ETF
SRET
$228M
– –
-50,709
Closed -$1.08M
SSL icon
1467
Sasol
SSL
$8.42B
– –
-12,372
Closed -$160K
TDW icon
1468
Tidewater
TDW
$4.64B
– –
-20,416
Closed -$1.71M
TM icon
1469
Toyota
TM
$228B
– –
-987
Closed -$203K
TSCO icon
1470
Tractor Supply
TSCO
$18.5B
– –
-4,548
Closed -$206K
UCON icon
1471
First Trust Smith Unconstrained Bond ETF
UCON
$3.29B
– –
-52,079
Closed -$1.29M
UI icon
1472
Ubiquiti
UI
$34.8B
– –
-930
Closed -$735K
VUSB icon
1473
Vanguard Ultra-Short Bond ETF
VUSB
$10.2B
– –
-4,713
Closed -$235K
WPM icon
1474
Wheaton Precious Metals
WPM
$70.9B
– –
-9,574
Closed -$1.25M
XOP icon
1475
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$4.19B
– –
-2,110
Closed -$384K
56 57 58
59
60

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Sigma Planning Corp's Q2 2026 Portfolio in Review

As of Q2 2026, Sigma Planning Corp held 1,489 positions worth $3.97B, up 10% from $3.6B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Sigma Planning Corp's Q2 2026 filing shows 180 new, 609 increased, 583 reduced and 85 closed positions. Its largest new stake was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M. The largest sale was NVIDIA, an estimated $17.9M.

By sector, the portfolio is most concentrated in Miscellaneous at 60% of assets, down from 61% a quarter earlier, followed by Technology and Industrials.

  • Sigma Planning Corp's largest Q2 2026 buy was Schwab Fundamental US Broad Market Index ETF: 264,893 shares worth $8.07M.
  • Sigma Planning Corp added most to Invesco NASDAQ 100 ETF in Q2 2026, an estimated $7.1M increase.
  • Sigma Planning Corp's biggest Q2 2026 reduction was NVIDIA, cutting an estimated $17.9M.
  • Sigma Planning Corp fully exited AdvisorShares Focused Equity ETF in Q2 2026, selling an estimated $1.91M.
  • Sigma Planning Corp's ten largest holdings make up 23% of its $3.97B portfolio in Q2 2026.
  • Sigma Planning Corp opened 180 new positions and closed 85 in Q2 2026.
  • Sigma Planning Corp's portfolio value rose 10% quarter-over-quarter to $3.97B.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.