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Sigma Planning Corp’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Sigma Planning Corp’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		– Sell
-52,079
Closed -$1.29M – 1471
2026
Q1 		$1.29M Sell
52,079
-2,067
-4% -$51.9K 0.04% 475
2025
Q4 		$1.36M Sell
54,146
-4,531
-8% -$114K 0.04% 432
2025
Q3 		$1.48M Sell
58,677
-61,942
-51% -$1.55M 0.04% 405
2025
Q2 		$3M Sell
120,619
-130,737
-52% -$3.23M 0.09% 228
2025
Q1 		$6.22M Buy
251,356
+12,984
+5% +$321K 0.2% 95
2024
Q4 		$5.88M Sell
238,372
-3,806
-2% -$94.4K 0.18% 103
2024
Q3 		$6.09M Sell
242,178
-9,761
-4% -$243K 0.19% 105
2024
Q2 		$6.16M Sell
251,939
-20,731
-8% -$506K 0.2% 98
2024
Q1 		$6.71M Buy
272,670
+118,460
+77% +$2.91M 0.21% 89
2023
Q4 		$3.82M Sell
154,210
-187,137
-55% -$4.51M 0.3% 66
2023
Q3 		$8.16M Buy
341,347
+7,769
+2% +$188K 0.31% 59
2023
Q2 		$8.06M Sell
333,578
-26,309
-7% -$641K 0.29% 61
2023
Q1 		$8.71M Sell
359,887
-22,833
-6% -$555K 0.29% 64
2022
Q4 		$9.23M Sell
382,720
-27,157
-7% -$652K 0.33% 59
2022
Q3 		$9.76M Buy
409,877
+147,406
+56% +$3.63M 0.37% 49
2022
Q2 		$6.43M Buy
262,471
+59,758
+29% +$1.49M 0.22% 95
2022
Q1 		$5.17M Buy
202,713
+38,068
+23% +$987K 0.16% 129
2021
Q4 		$4.34M Buy
164,645
+47,143
+40% +$1.25M 0.12% 178
2021
Q3 		$3.12M Buy
117,502
+304
+0.3% +$8.09K 0.09% 232
2021
Q2 		$3.13M Buy
117,198
+62,253
+113% +$1.66M 0.09% 235
2021
Q1 		$1.46M Sell
54,945
-11,725
-18% -$313K 0.05% 387
2020
Q4 		$1.78M Buy
66,670
+49,667
+292% +$1.31M 0.06% 298
2020
Q3 		$446K Sell
17,003
-1,672
-9% -$43.8K 0.02% 646
2020
Q2 		$480K Buy
+18,675
New +$468K 0.02% 609

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Sigma Planning Corp's UCON Position: Q2 2026 in Review

Sigma Planning Corp sold out of First Trust Smith Unconstrained Bond ETF (UCON) in Q2 2026, closing a stake of 52,079 shares — an estimated $1.29M sold.

Sigma Planning Corp first reported a position in UCON in Q2 2020 and held it in 24 quarters. The position peaked at $9.76M in Q3 2022. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • Sigma Planning Corp reported no remaining First Trust Smith Unconstrained Bond ETF position as of Q2 2026 after selling out during the quarter.
  • Sigma Planning Corp sold 52,079 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $1.29M.
  • Sigma Planning Corp first reported a position in First Trust Smith Unconstrained Bond ETF in Q2 2020 and held it in 24 quarters.
  • Sigma Planning Corp's First Trust Smith Unconstrained Bond ETF position peaked at $9.76M in Q3 2022.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Sigma Planning Corp's 13F filing for Q2 2026, filed 7 Aug 2026.