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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

68 hedge funds and large institutions have $228M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 32 increasing their positions, 15 reducing their positions, and 4 closing their positions.

Holders
68
Holders Change
+11
Holders Change %
+19.3%
% of All Funds
1.2%
Holding in Top 10
4
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
15
Increased
32
Reduced
15
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
JWM
1
Janiczek Wealth Management
Colorado
$14.5M
2
AWM
2
AE Wealth Management
Kansas
$6.3M
3
QA
3
Quantitative Advantage
Minnesota
$5.04M
4
FHC
4
First Heartland Consultants
Missouri
$4.99M
5
HSA
5
HBK Sorce Advisory
Pennsylvania
$9.3M

Top Sellers

1
AI
1
Atria Investments
North Carolina
$7.32M
2
LPL Financial
2
LPL Financial
California
$44.7M
3
PFS
3
Prospera Financial Services
Texas
$802K
4
VR
4
Viridian RIA
Washington
$418K
5
MSFS
5
Main Street Financial Solutions
Pennsylvania
$1.04M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$44.7M 1,677,276 -63,083 -4%
HighTower Advisors
2
HighTower Advisors
Illinois
$19.2M 720,796 +538 +0.1%
DWM
3
Darwin Wealth Management
Florida
$17.9M 673,714 -2,586 -0.4%
JWM
4
Janiczek Wealth Management
Colorado
$14.5M 545,276 +545,276 New
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.6M 437,402 +163,561 +60%
CFD
6
Creative Financial Designs
Indiana
$10.5M 392,559 +12,306 +3%
NCM
7
Northwest Capital Management
Oregon
$10.1M 380,133 +3,443 +0.9%
HSA
8
HBK Sorce Advisory
Pennsylvania
$9.3M 349,140 +167,024 +92%
Stifel Financial
9
Stifel Financial
Missouri
$7.44M 279,238 +24,417 +10%
AI
10
Atria Investments
North Carolina
$7.32M 274,684 -67,104 -20%
AWM
11
AE Wealth Management
Kansas
$6.3M 236,622 +236,622 New
QA
12
Quantitative Advantage
Minnesota
$5.04M 189,139 +189,139 New
FHC
13
First Heartland Consultants
Missouri
$4.99M 187,541 +168,708 +896%
Bank of America
14
Bank of America
North Carolina
$3.9M 146,388 +50,633 +53%
AWA
15
Arkadios Wealth Advisors
Georgia
$3.88M 145,638 +3,468 +2%
Osaic Holdings
16
Osaic Holdings
Arizona
$3.4M 127,453 +15,562 +14%
SMF
17
Sterling Manor Financial
New York
$3.24M 121,485 +97,385 +404%
CPIG
18
Chicago Partners Investment Group
Illinois
$3.1M 116,469 +15,244 +15%
SCA
19
Snowden Capital Advisors
New York
$2.88M 108,185 +108,185 New
ECA
20
Elevated Capital Advisors
Utah
$2.58M 96,693 +11,858 +14%
CCA
21
Childress Capital Advisors
Texas
$2.15M 80,902 +28,958 +56%
CG
22
Colony Group
Massachusetts
$2.14M 80,522 +29,435 +58%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.93M 72,558 +2,492 +4%
QAM
24
Q3 Asset Management
Michigan
$1.84M 68,990 +11,865 +21%
FPF
25
First Pacific Financial
Washington
$1.78M 66,988 +444 +0.7%
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