Northwest Capital Management’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Northwest Capital Management’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	$318K	Sell	12,617 -8,590	-41%	-$217K	1.38%	21
2025 Q3	$534K	Sell	21,207 -7,367	-26%	-$184K	0.56%	46
2025 Q2	$711K	Sell	28,574 -18,655	-39%	-$460K	0.39%	62
2025 Q1	$1.17M	Sell	47,229 -2,002	-4%	-$49.5K	0.48%	43
2024 Q4	$1.21M	Sell	49,231 -6,746	-12%	-$167K	0.52%	41
2024 Q3	$1.41M	Sell	55,977 -937	-2%	-$23.3K	0.51%	36
2024 Q2	$1.39M	Sell	56,914 -25,916	-31%	-$633K	0.51%	36
2024 Q1	$2.04M	Sell	82,830 -251	-0.3%	-$6.18K	0.65%	29
2023 Q4	$2.06M	Sell	83,081 -4,480	-5%	-$108K	0.69%	25
2023 Q3	$2.09M	Sell	87,561 -6,265	-7%	-$152K	0.81%	25
2023 Q2	$2.27M	Sell	93,826 -925	-1%	-$22.5K	0.95%	25
2023 Q1	$2.29M	Sell	94,751 -13,614	-13%	-$331K	1.11%	25
2022 Q4	$2.61M	Sell	108,365 -22,164	-17%	-$532K	1.39%	20
2022 Q3	$3.11M	Sell	130,529 -43,849	-25%	-$1.08M	1.8%	18
2022 Q2	$4.27M	Sell	174,378 -48,794	-22%	-$1.22M	2.24%	13
2022 Q1	$5.7M	Sell	223,172 -14,851	-6%	-$385K	2.68%	11
2021 Q4	$6.2M	Sell	238,023 -111,111	-32%	-$2.94M	2.94%	11
2021 Q3	$9.24M	Sell	349,134 -20,269	-5%	-$540K	4.81%	6
2021 Q2	$9.84M	Sell	369,403 -10,730	-3%	-$286K	5.54%	6
2021 Q1	$10.1M	Buy	380,133 +3,443	+0.9%	+$91.8K	7.36%	4
2020 Q4	$10.1M	Buy	376,690 +25,409	+7%	+$672K	7.48%	4
2020 Q3	$9.21M	Buy	351,281 +9,900	+3%	+$259K	7.62%	3
2020 Q2	$8.78M	Buy	341,381 +51,362	+18%	+$1.29M	7.71%	3
2020 Q1	$7M	Buy	290,019 +96,743	+50%	+$2.46M	7%	3
2019 Q4	$5M	Buy	+193,276	New	+$4.99M	4.57%	7

Other funds holding UCON

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Northwest Capital Management's UCON Position: Q4 2025 in Review

Northwest Capital Management reduced its First Trust Smith Unconstrained Bond ETF (UCON) stake by 41% in Q4 2025, selling an estimated $217K and leaving 12,617 shares worth $318K. The position accounts for 1.38% of the portfolio, ranked #21.

Northwest Capital Management first reported a position in UCON in Q4 2019 and has held it in 25 quarters since. The position peaked at $10.1M in Q1 2021. 283 funds tracked by Wall St. Rank hold UCON as of Q4 2025.

Northwest Capital Management held 12,617 shares of First Trust Smith Unconstrained Bond ETF worth $318K as of Q4 2025.
Northwest Capital Management sold 8,590 First Trust Smith Unconstrained Bond ETF shares in Q4 2025, an estimated $217K.
First Trust Smith Unconstrained Bond ETF made up 1.38% of Northwest Capital Management's portfolio in Q4 2025, its #21 holding.
Northwest Capital Management first reported a position in First Trust Smith Unconstrained Bond ETF in Q4 2019 and has held it in 25 quarters since.
Northwest Capital Management's First Trust Smith Unconstrained Bond ETF position peaked at $10.1M in Q1 2021.
283 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2025.

Based on Northwest Capital Management's 13F filing for Q4 2025, filed 26 Jan 2026.