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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

86 hedge funds and large institutions have $367M invested in First Trust Smith Unconstrained Bond ETF in 2021 Q2 according to their latest regulatory filings, with 20 funds opening new positions, 43 increasing their positions, 17 reducing their positions, and 1 closing their positions.

Holders
86
Holders Change
+18
Holders Change %
+26.47%
% of All Funds
1.5%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.09%
New
20
Increased
43
Reduced
17
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.1M
2
HI
2
Harbour Investments
Wisconsin
$22.4M
3
First Trust Advisors
3
First Trust Advisors
Illinois
$18.4M
4
LPL Financial
4
LPL Financial
California
$53.2M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.2M

Top Sellers

1
AI
1
Atria Investments
North Carolina
$4.85M
2
FHC
2
First Heartland Consultants
Missouri
$3.07M
3
WA
3
WESPAC Advisors
California
$958K
4
LI
4
LVZ Inc
Michigan
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$18.5M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$53.2M 1,994,417 +317,141 +19%
Morgan Stanley
2
Morgan Stanley
New York
$24.1M 903,002 +902,788 +421,864%
DWM
3
Darwin Wealth Management
Florida
$23.7M 889,003 +215,289 +32%
HI
4
Harbour Investments
Wisconsin
$22.4M 839,120 +788,406 +1,555%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$19.2M 719,778 +282,376 +65%
HighTower Advisors
6
HighTower Advisors
Illinois
$18.5M 693,679 -27,117 -4%
First Trust Advisors
7
First Trust Advisors
Illinois
$18.4M 688,682 +688,682 New
JWM
8
Janiczek Wealth Management
Colorado
$15.2M 570,725 +25,449 +5%
CFD
9
Creative Financial Designs
Indiana
$11M 413,574 +21,015 +5%
NCM
10
Northwest Capital Management
Oregon
$9.84M 369,403 -10,730 -3%
HSA
11
HBK Sorce Advisory
Pennsylvania
$9.47M 355,144 +6,004 +2%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$8.37M 313,797 +241,239 +332%
Stifel Financial
13
Stifel Financial
Missouri
$7.62M 285,865 +6,627 +2%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.42M 278,247 +226,706 +440%
AWM
15
AE Wealth Management
Kansas
$6.72M 252,015 +15,393 +7%
SMF
16
Sterling Manor Financial
New York
$6.25M 234,593 +113,108 +93%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$5.16M 193,445 +168,453 +674%
PAG
18
Private Advisor Group
New Jersey
$5.08M 190,343 +175,860 +1,214%
QA
19
Quantitative Advantage
Minnesota
$4.94M 185,309 -3,830 -2%
AI
20
Atria Investments
North Carolina
$4.85M 181,968 -92,716 -34%
AIC
21
Ameritas Investment Company
Nebraska
$4.49M 11,461 +6,360 +125%
RIA
22
Regal Investment Advisors
Michigan
$4.49M 168,328 +168,328 New
Osaic Holdings
23
Osaic Holdings
Arizona
$4.36M 163,612 +36,159 +28%
AWA
24
Arkadios Wealth Advisors
Georgia
$4.02M 150,604 +4,966 +3%
Bank of America
25
Bank of America
North Carolina
$3.88M 145,575 -813 -0.6%
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