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First Trust Smith Unconstrained Bond ETF

43 hedge funds and large institutions have $125M invested in First Trust Smith Unconstrained Bond ETF in 2020 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
43
Holders Change
Holders Change %
0%
% of All Funds
0.95%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
10
Increased
15
Reduced
14
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$40.2M +$1.58M +65,414 +4%
HighTower Advisors
2
HighTower Advisors
Illinois
$16.7M +$533K +22,070 +3%
Osaic Holdings
3
Osaic Holdings
Arizona
$9.09M +$9.09M +378,396 New
CFD
4
Creative Financial Designs
Indiana
$7.19M +$3.36M +139,221 +88%
Stifel Financial
5
Stifel Financial
Missouri
$7.06M +$781K +32,270 +12%
NCM
6
Northwest Capital Management
Oregon
$7M +$2.34M +96,743 +50%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$6.17M -$1.25M -51,898 -17%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$5.25M -$59.9K -2,482 -1%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$3.52M +$3.52M +145,804 New
Jane Street
10
Jane Street
New York
$3.05M +$1.81M +75,095 +147%
Bank of America
11
Bank of America
North Carolina
$2.48M -$1.15M -47,427 -32%
WA
12
WESPAC Advisors
California
$1.94M +$44.3K +1,836 +2%
PFS
13
Prospera Financial Services
Texas
$1.59M -$563K -23,333 -26%
Citadel Advisors
14
Citadel Advisors
Florida
$1.54M -$6.82M -282,236 -82%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$1.44M +$94.1K +3,897 +7%
FTUS
16
Flow Traders U.S.
New York
$1.26M +$1.26M +52,261 New
MML Investors Services
17
MML Investors Services
Massachusetts
$991K +$515K +21,318 +108%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$943K +$5.6K +232 +0.6%
UCFA
19
United Capital Financial Advisors
Texas
$827K +$19.3K +800 +2%
MHS
20
M Holdings Securities
Oregon
$714K +$1.69K +70 +0.2%
VR
21
Viridian RIA
Washington
$592K +$592K +24,534 New
SW
22
SteelPeak Wealth
California
$565K -$250K -10,367 -31%
SWP
23
Stratos Wealth Partners
Ohio
$509K -$2.01M -83,460 -80%
CA
24
Claro Advisors
Massachusetts
$456K +$456K +18,900 New
GSWM
25
Golden State Wealth Management
California
$401K +$401K +16,600 New