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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

22 hedge funds and large institutions have $119M invested in First Trust Smith Unconstrained Bond ETF in 2019 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
22
Holders Change
-1
Holders Change %
-4.35%
% of All Funds
0.48%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
10
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$24.7M
2
Citadel Advisors
Citadel Advisors
Florida
+$14.7M
3
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
+$3.58M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$806K
5
PFS
Prospera Financial Services
Texas
+$604K

Top Sellers

1
MML Investors Services
MML Investors Services
Massachusetts
-$6.9M
2
LPL Financial
LPL Financial
California
-$4.26M
3
Bank of America
Bank of America
North Carolina
-$3.27M
4
AW
ACG Wealth
Georgia
-$2.85M
5
DLHL
Donald L. Hagan LLC
Florida
-$1.59M
Name Holding Trade Value Shares
Change 		Shares
Change %
Cambridge Investment Research Advisors
1
Cambridge Investment Research Advisors
Iowa
$25.6M +$24.7M +974,560 +2,894%
LI
2
LVZ Inc
Michigan
$22.7M -$612K -24,151 -3%
LPL Financial
3
LPL Financial
California
$22.2M -$4.26M -168,043 -16%
Citadel Advisors
4
Citadel Advisors
Florida
$14.7M +$14.7M +578,965 New
Bank of America
5
Bank of America
North Carolina
$8.48M -$3.27M -128,985 -28%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.93M +$806K +31,771 +13%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$3.58M +$3.58M +141,342 New
GIA
8
Gladstone Institutional Advisory
Florida
$3.32M +$22.8K +898 +0.7%
AG
9
Advisor Group
Arizona
$2.27M +$440K +17,339 +24%
BTS
10
BB&T Securities
Virginia
$1.77M +$58.2K +2,297 +3%
Jane Street
11
Jane Street
New York
$1.62M +$530K +20,898 +48%
PFS
12
Prospera Financial Services
Texas
$1.62M +$604K +23,756 +59%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.07M -$2.53K -100 -0.2%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$691K +$95.5K +3,763 +16%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$657K +$348K +13,741 +113%
UCFA
16
United Capital Financial Advisors
Texas
$634K -$12.7K -500 -2%
GSWM
17
Golden State Wealth Management
California
$463K +$463K +18,250 New
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$344K +$56.4K +2,225 +20%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$238K -$1.66K -65 -0.7%
CA
20
Cetera Advisors
Colorado
$221K – – –
MML Investors Services
21
MML Investors Services
Massachusetts
$203K -$6.9M -272,298 -97%
AW
22
ACG Wealth
Georgia
– -$2.85M -114,313 Closed
DLHL
23
Donald L. Hagan LLC
Florida
– -$1.59M -63,742 Closed
MHS
24
M Holdings Securities
Oregon
– -$643K -25,838 Closed
TSS
25
Two Sigma Securities
New York
– -$244K -9,816 Closed
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