Advisor Group’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Advisor Group’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$20.9M	Buy	808,062 +34,709	+4%	+$897K	0.14%	130
2019 Q3	$19.9M	Buy	773,353 +684,747	+773%	+$17.6M	0.15%	122
2019 Q2	$2.28M	Sell	88,606 -917	-1%	-$23.4K	0.02%	705
2019 Q1	$2.27M	Buy	89,523 +17,339	+24%	+$437K	0.02%	668
2018 Q4	$1.8M	Buy	72,184 +7,147	+11%	+$179K	0.02%	672
2018 Q3	$1.64M	Buy	+65,037	New	+$1.64M	0.02%	730

Other funds holding UCON

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

IAA

Independent Advisor Alliance Charlotte, North Carolina $9.32B AUM 33.19% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

NCM

Northwest Capital Management Lake Oswego, Oregon $23.1M AUM 13.6% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

CFD

Creative Financial Designs Kokomo, Indiana $1.65B AUM 15.6% 1-Year Est. Return

Advisor Group's UCON Position: Q4 2019 in Review

Advisor Group increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 4.5% in Q4 2019, buying an estimated $897K and bringing the position to 808,062 shares worth $20.9M. The position accounts for 0.14% of the portfolio, ranked #130.

Advisor Group first reported a position in UCON in Q3 2018 and has held it in 6 quarters since. 43 funds tracked by Wall St. Rank hold UCON as of Q4 2019.

Advisor Group held 808,062 shares of First Trust Smith Unconstrained Bond ETF worth $20.9M as of Q4 2019.
Advisor Group bought 34,709 First Trust Smith Unconstrained Bond ETF shares in Q4 2019, an estimated $897K.
First Trust Smith Unconstrained Bond ETF made up 0.14% of Advisor Group's portfolio in Q4 2019, its #130 holding.
Advisor Group first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2018 and has held it in 6 quarters since.
43 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.