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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

23 hedge funds and large institutions have $91.6M invested in First Trust Smith Unconstrained Bond ETF in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
23
Holders Change
+5
Holders Change %
+27.78%
% of All Funds
0.51%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
12
Reduced
6
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$13.3M
2
Bank of America
Bank of America
North Carolina
+$2.18M
3
BTS
BB&T Securities
Virginia
+$493K
4
PFS
Prospera Financial Services
Texas
+$459K
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$303K

Top Sellers

1
DLHL
Donald L. Hagan LLC
Florida
-$807K
2
Cetera Investment Advisers
Cetera Investment Advisers
Illinois
-$491K
3
LI
LVZ Inc
Michigan
-$336K
4
AW
ACG Wealth
Georgia
-$175K
5
CA
Cetera Advisors
Colorado
-$105K
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$26M +$13.3M +535,218 +105%
LI
2
LVZ Inc
Michigan
$22.9M -$336K -13,502 -1%
Bank of America
3
Bank of America
North Carolina
$11.5M +$2.18M +87,614 +23%
MML Investors Services
4
MML Investors Services
Massachusetts
$6.98M +$132K +5,319 +2%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$6.01M +$254K +10,222 +4%
GIA
6
Gladstone Institutional Advisory
Florida
$3.23M +$3.23M +129,826 New
AW
7
ACG Wealth
Georgia
$2.85M -$175K -7,039 -6%
AG
8
Advisor Group
Arizona
$1.8M +$178K +7,147 +11%
BTS
9
BB&T Securities
Virginia
$1.69M +$493K +19,822 +41%
DLHL
10
Donald L. Hagan LLC
Florida
$1.59M -$807K -32,413 -34%
Jane Street
11
Jane Street
New York
$1.07M +$77.3K +3,106 +8%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.05M +$12.5K +500 +1%
PFS
13
Prospera Financial Services
Texas
$1M +$459K +18,360 +85%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$838K +$83.3K +3,348 +11%
MHS
15
M Holdings Securities
Oregon
$643K +$158K +6,348 +33%
UCFA
16
United Capital Financial Advisors
Texas
$635K +$174K +7,000 +38%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$586K -$17.7K -708 -3%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$303K +$303K +12,179 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$282K +$282K +11,346 New
TSS
20
Two Sigma Securities
New York
$244K +$244K +9,816 New
Cetera Investment Advisers
21
Cetera Investment Advisers
Illinois
$236K -$491K -19,581 -68%
CA
22
Cetera Advisors
Colorado
$215K -$105K -4,222 -33%
NFG
23
Next Financial Group
Texas
$9K +$9K +368 New