First Trust Smith Unconstrained Bond ETF
UCON
23 hedge funds and large institutions have $91.6M invested in First Trust Smith Unconstrained Bond ETF in 2018 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 6 reducing their positions, and 0 closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 6
28% more funds holding
Funds holding: 18 → 23 (+5)
26% more capital invested
Capital invested by funds: $72.8M → $91.6M (+$18.8M)
11.13% more ownership
Funds ownership: 40.71% → 51.84% (+11%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$13.4M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$2.2M |
| 3 |
BTS
BB&T Securities
Richmond,
Virginia
|
+$497K |
| 4 |
PFS
Prospera Financial Services
Dallas,
Texas
|
+$460K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$305K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DLHL
Donald L. Hagan LLC
Sarasota,
Florida
|
-$812K |
| 2 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$491K |
| 3 |
LI
LVZ Inc
Holland,
Michigan
|
-$338K |
| 4 |
AW
ACG Wealth
Atlanta,
Georgia
|
-$176K |
| 5 |
CA
Cetera Advisors
Denver,
Colorado
|
-$106K |
UCON Hedge Fund Activity: Q4 2018 in Review
23 of the 4,505 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q4 2018, worth a combined $91.6M — up 26% from $72.8M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new UCON positions and 0 closed out — a net gain of 5 holders — while 12 added to existing stakes and 6 trimmed.
The largest buyer was LPL Financial, adding an estimated $13.4M. The largest seller was Donald L. Hagan LLC, cutting an estimated $812K.
- 23 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q4 2018, up from 18 in Q3 2018.
- Funds reported $91.6M of First Trust Smith Unconstrained Bond ETF stock for Q4 2018, up 26% quarter-over-quarter.
- 5 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q4 2018 and 0 closed out, a net change of +5 holders.
- The largest First Trust Smith Unconstrained Bond ETF buyer in Q4 2018 was LPL Financial, an estimated $13.4M added.
- The largest First Trust Smith Unconstrained Bond ETF seller in Q4 2018 was Donald L. Hagan LLC, an estimated $812K sold.
Based on aggregated 13F filings for Q4 2018.