PFS
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Prospera Financial Services’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Prospera Financial Services’s Portfolio UCON Stock Details UCON Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$1.21M Buy
48,673
+12,638
+35% +$315K 0.02% 688
2026
Q1 		$893K Buy
36,035
+3,893
+12% +$97.7K 0.01% 761
2025
Q4 		$809K Sell
32,142
-112,425
-78% -$2.84M 0.01% 759
2025
Q3 		$3.64M Sell
144,567
-5,323
-4% -$133K 0.06% 326
2025
Q2 		$3.73M Sell
149,890
-353,854
-70% -$8.73M 0.07% 297
2025
Q1 		$12.5M Buy
503,744
+20,088
+4% +$497K 0.29% 80
2024
Q4 		$11.9M Buy
483,656
+158,924
+49% +$3.94M 0.28% 81
2024
Q3 		$8.16M Buy
324,732
+24,214
+8% +$603K 0.21% 106
2024
Q2 		$7.35M Buy
300,518
+144,400
+92% +$3.52M 0.2% 107
2024
Q1 		$3.84M Buy
156,118
+137,111
+721% +$3.37M 0.11% 195
2023
Q4 		$470K Sell
19,007
-863
-4% -$20.8K 0.02% 686
2023
Q3 		$475K Sell
19,870
-955
-5% -$23.1K 0.02% 631
2023
Q2 		$503K Buy
20,825
+36
+0.2% +$876 0.02% 614
2023
Q1 		$503K Buy
20,789
+4,674
+29% +$114K 0.02% 609
2022
Q4 		$389K Sell
16,115
-7,698
-32% -$185K 0.02% 603
2022
Q3 		$567K Sell
23,813
-2,040
-8% -$50.2K 0.03% 491
2022
Q2 		$633K Sell
25,853
-1,176
-4% -$29.4K 0.03% 461
2022
Q1 		$690K Buy
27,029
+676
+3% +$17.5K 0.03% 508
2021
Q4 		$695K Sell
26,353
-660
-2% -$17.4K 0.03% 483
2021
Q3 		$718K Sell
27,013
-182
-0.7% -$4.84K 0.04% 435
2021
Q2 		$726K Sell
27,195
-2,887
-10% -$76.9K 0.04% 438
2021
Q1 		$802K Sell
30,082
-29,244
-49% -$780K 0.05% 380
2020
Q4 		$1.58M Buy
+59,326
New +$1.57M 0.11% 219
2020
Q3 		– Sell
-61,422
Closed -$1.58M – 1701
2020
Q2 		$1.58M Sell
61,422
-4,507
-7% -$113K 0.14% 187
2020
Q1 		$1.59M Sell
65,929
-23,333
-26% -$593K 0.17% 145
2019
Q4 		$2.31M Buy
89,262
+5,274
+6% +$136K 0.18% 138
2019
Q3 		$2.17M Buy
83,988
+5,560
+7% +$143K 0.22% 96
2019
Q2 		$2.01M Buy
78,428
+14,589
+23% +$372K 0.23% 93
2019
Q1 		$1.62M Buy
63,839
+23,756
+59% +$599K 0.53% 54
2018
Q4 		$1M Buy
40,083
+18,360
+85% +$460K 0.2% 112
2018
Q3 		$547K Buy
+21,723
New +$547K 0.1% 201

Other funds holding UCON

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
HI
Harbour Investments Madison, Wisconsin $7.43B AUM 24.49% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $104B AUM 28.3% 1-Year Est. Return

Prospera Financial Services's UCON Position: Q2 2026 in Review

Prospera Financial Services increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 35% in Q2 2026, buying an estimated $315K and bringing the position to 48,673 shares worth $1.21M. The position accounts for 0.02% of the portfolio, ranked #688.

Prospera Financial Services first reported a position in UCON in Q3 2018 and has held it in 31 quarters since. The position peaked at $12.5M in Q1 2025. 273 funds tracked by Wall St. Rank hold UCON as of Q2 2026.

  • Prospera Financial Services held 48,673 shares of First Trust Smith Unconstrained Bond ETF worth $1.21M as of Q2 2026.
  • Prospera Financial Services bought 12,638 First Trust Smith Unconstrained Bond ETF shares in Q2 2026, an estimated $315K.
  • First Trust Smith Unconstrained Bond ETF made up 0.02% of Prospera Financial Services's portfolio in Q2 2026, its #688 holding.
  • Prospera Financial Services first reported a position in First Trust Smith Unconstrained Bond ETF in Q3 2018 and has held it in 31 quarters since.
  • Prospera Financial Services's First Trust Smith Unconstrained Bond ETF position peaked at $12.5M in Q1 2025.
  • 273 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q2 2026.

Based on Prospera Financial Services's 13F filing for Q2 2026, filed 15 Jul 2026.