Focus Financial Network’s First Trust Smith Unconstrained Bond ETF UCON Stock Holding History

Focus Financial Network’s Portfolio UCON Stock Details UCON Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$10.5M	Buy	441,552 +5,705	+1%	+$140K	0.32%	61
2026 Q2	$10.8M	Buy	+435,847	New	+$10.9M	0.34%	58
2026 Q1	–	Sell	-13,486	Closed	-$339K	–	772
2025 Q4	$339K	Buy	+13,486	New	+$340K	0.01%	555
2023 Q4	–	Sell	-66,187	Closed	-$1.58M	–	755
2023 Q3	$1.58M	Buy	66,187 +42,493	+179%	+$1.03M	0.09%	171
2023 Q2	$573K	Buy	23,694 +5,560	+31%	+$135K	0.03%	335
2023 Q1	$439K	Buy	+18,134	New	+$441K	0.03%	375

Other funds holding UCON

DAS

Dynamic Advisor Solutions Phoenix, Arizona $3.52B AUM 15.33% 1-Year Est. Return

FHC

First Heartland Consultants Lake St. Louis, Missouri $1.5B AUM 13.03% 1-Year Est. Return

ACM

Appalachian Capital Management St Clairsville, Ohio $139M AUM 11.61% 1-Year Est. Return

CoreCap Advisors Southfield, Michigan $3.48B AUM 21.43% 1-Year Est. Return

Mather Group Chicago, Illinois $11.8B AUM 12.84% 1-Year Est. Return

TCM

Triumph Capital Management Denver, Colorado $573M AUM 15.32% 1-Year Est. Return

TrueWealth Advisors Birmingham, Alabama $445M AUM 13.38% 1-Year Est. Return

BAWC

Boyce & Associates Wealth Consulting Cedar Park, Texas $165M AUM 13.3% 1-Year Est. Return

Tactive Advisors Jacksonville, Florida $416M AUM 26.3% 1-Year Est. Return

FFA

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

Focus Financial Network's UCON Position: Q3 2026 in Review

Focus Financial Network increased its First Trust Smith Unconstrained Bond ETF (UCON) stake by 1.3% in Q3 2026, buying an estimated $140K and bringing the position to 441,552 shares worth $10.5M. The position accounts for 0.32% of the portfolio, ranked #61.

Focus Financial Network first reported a position in UCON in Q1 2023 and has held it in 6 quarters since. The position peaked at $10.8M in Q2 2026. 28 funds tracked by Wall St. Rank hold UCON as of Q3 2026.

Focus Financial Network held 441,552 shares of First Trust Smith Unconstrained Bond ETF worth $10.5M as of Q3 2026.
Focus Financial Network bought 5,705 First Trust Smith Unconstrained Bond ETF shares in Q3 2026, an estimated $140K.
First Trust Smith Unconstrained Bond ETF made up 0.32% of Focus Financial Network's portfolio in Q3 2026, its #61 holding.
Focus Financial Network first reported a position in First Trust Smith Unconstrained Bond ETF in Q1 2023 and has held it in 6 quarters since.
Focus Financial Network's First Trust Smith Unconstrained Bond ETF position peaked at $10.8M in Q2 2026.
28 funds tracked by Wall St. Rank held First Trust Smith Unconstrained Bond ETF as of Q3 2026.

Based on Focus Financial Network's 13F filing for Q3 2026, filed 14 Oct 2026.